Nantahala Capital Management, LLC Q4 2019 Filing
Filed February 14, 2020
Portfolio Value
$3.2T
Holdings
80
Report Date
Q4 2019
Filing Type
13F-HR
All Holdings (80 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | 4,350,000 | $720.7B | 22.20% | Put |
| 2 | XBISPDR SERIES TRUST | 2,250,000 | $214.0B | 6.59% | Put |
| 3 | LNWOSCIENTIFIC GAMES CORP | 7,417,865 | $198.7B | 6.12% | Call |
| 4 | QUREUNIQURE NV | 2,486,838 | $178.2B | 5.49% | Call |
| 5 | CVNACARVANA CO | 1,551,295 | $142.8B | 4.40% | Call |
| 6 | THCTENET HEALTHCARE CORP | 3,700,914 | $140.7B | 4.34% | Call |
| 7 | —ARQULE INC | 6,544,347 | $130.6B | 4.02% | |
| 8 | CDXSCODEXIS INC | 5,363,484 | $85.8B | 2.64% | |
| 9 | VACMARRIOTT VACTINS WORLDWID CO | 658,262 | $84.8B | 2.61% | |
| 10 | CASHMETA FINL GROUP INC | 1,799,727 | $65.7B | 2.02% | |
| 11 | DXPEDXP ENTERPRISES INC NEW | 1,602,433 | $63.8B | 1.97% | |
| 12 | —QAD INC | 1,250,722 | $63.7B | 1.96% | |
| 13 | RHRH | 287,293 | $61.3B | 1.89% | Call |
| 14 | STLAFIAT CHRYSLER AUTOMOBILES N | 4,170,000 | $61.3B | 1.89% | Call |
| 15 | WWAYFAIR INC | 662,870 | $59.9B | 1.85% | Call |
| 16 | HCAHCA HEALTHCARE INC | 320,000 | $47.3B | 1.46% | Put |
| 17 | GDENGOLDEN ENTMT INC | 2,449,713 | $47.1B | 1.45% | |
| 18 | CZREURCAESARS ENTMT CORP | 3,331,000 | $45.3B | 1.40% | Call |
| 19 | LXFRLUXFER HOLDINGS PLC | 2,432,531 | $45.0B | 1.39% | |
| 20 | FRG1EURFRANCHISE GROUP INC | 1,910,247 | $43.7B | 1.35% | |
| 21 | AKBAAKEBIA THERAPEUTICS INC | 6,737,120 | $42.6B | 1.31% | |
| 22 | EXASEXACT SCIENCES CORP | 408,000 | $37.7B | 1.16% | Put |
| 23 | FUODOLBY LABORATORIES INC | 521,693 | $35.9B | 1.11% | |
| 24 | TBBKBANCORP INC DEL | 2,683,938 | $34.8B | 1.07% | |
| 25 | —APTOSE BIOSCIENCES INC | 6,053,830 | $34.3B | 1.06% | |
| 26 | —HERTZ GLOBAL HLDGS INC | 2,093,695 | $33.0B | 1.02% | Call |
| 27 | —BIODELIVERY SCIENCES INTL IN | 4,846,167 | $30.6B | 0.94% | |
| 28 | IMXIINTERNATIONAL MNY EXPRESS IN | 2,512,521 | $30.3B | 0.93% | |
| 29 | WRLDWORLD ACCEP CORP DEL | 316,753 | $27.4B | 0.84% | |
| 30 | ESTAESTABLISHMENT LABS HLDGS INC | 871,922 | $24.1B | 0.74% | |
| 31 | —ON DECK CAP INC | 5,672,644 | $23.5B | 0.72% | |
| 32 | —CRH MEDICAL CORP | 6,534,155 | $22.6B | 0.70% | |
| 33 | CUECUE BIOPHARMA INC | 1,404,941 | $22.3B | 0.69% | |
| 34 | AGLEUSDAEGLEA BIOTHERAPEUTICS INC | 2,852,260 | $21.8B | 0.67% | |
| 35 | PARPAR TECHNOLOGY CORP | 628,017 | $19.3B | 0.59% | |
| 36 | PRTY1EURPARTY CITY HOLDCO INC | 7,665,774 | $17.9B | 0.55% | |
| 37 | DHXDHI GROUP INC | 4,839,595 | $14.6B | 0.45% | |
| 38 | —GLOBAL EAGLE ENTMT INC | 29,031,542 | $14.5B | 0.45% | |
| 39 | MEDMEDIFAST INC | 130,000 | $14.2B | 0.44% | |
| 40 | —FALCON MINERALS CORP | 1,944,144 | $13.7B | 0.42% | |
| 41 | JYNTJOINT CORP | 848,881 | $13.7B | 0.42% | |
| 42 | —SOLENO THERAPEUTICS INC | 4,277,923 | $12.6B | 0.39% | |
| 43 | CCXIEURCHEMOCENTRYX INC | 300,000 | $11.9B | 0.37% | Call |
| 44 | 2XYSCIPLAY CORP | 935,975 | $11.5B | 0.35% | |
| 45 | —SELECT INTERIOR CONCEPTS INC | 1,066,761 | $9.6B | 0.30% | |
| 46 | VMDVIEMED HEALTHCARE INC | 1,498,100 | $9.4B | 0.29% | |
| 47 | SRLSCULLY ROYALTY LTD | 753,885 | $9.3B | 0.29% | |
| 48 | —FINTECH ACQUISITION CORP III | 842,730 | $9.1B | 0.28% | |
| 49 | RFLRAFAEL HLDGS INC | 485,366 | $8.7B | 0.27% | |
| 50 | SIGASIGA TECHNOLOGIES INC | 1,760,764 | $8.4B | 0.26% | |
| 51 | IGTINTERNATIONAL GAME TECHNOLOG | 500,000 | $7.5B | 0.23% | Call |
| 52 | GYRECATALYST BIOSCIENCES INC | 1,071,749 | $7.3B | 0.22% | |
| 53 | LINCLINCOLN EDL SVCS CORP | 2,436,805 | $7.1B | 0.22% | |
| 54 | —NEOS THERAPEUTICS INC | 4,610,000 | $7.0B | 0.21% | |
| 55 | —ARMSTRONG FLOORING INC | 1,530,105 | $6.5B | 0.20% | |
| 56 | SSKNSTRATA SKIN SCIENCES INC | 2,851,001 | $6.1B | 0.19% | |
| 57 | TAUSDTRAVELCENTERS OF AMERICA INC | 337,390 | $5.8B | 0.18% | |
| 58 | CEMIUSDCHEMBIO DIAGNOSTICS INC | 1,239,983 | $5.7B | 0.17% | |
| 59 | ZVOIZOVIO INC | 2,653,087 | $5.5B | 0.17% | |
| 60 | NATRNATURES SUNSHINE PRODUCTS IN | 597,310 | $5.3B | 0.16% | |
| 61 | —INSURANCE ACQUISITION CORP | 500,000 | $5.3B | 0.16% | |
| 62 | —APOLLO ENDOSURGERY INC | 1,810,562 | $5.3B | 0.16% | |
| 63 | —EXELA TECHNOLOGIES INC | 12,777,887 | $5.2B | 0.16% | |
| 64 | —ARYA SCIENCES ACQUISITION CO | 452,944 | $5.2B | 0.16% | |
| 65 | GLMDGALMED PHARMACEUTICALS LTD | 879,200 | $5.1B | 0.16% | |
| 66 | —ACER THERAPEUTICS INC | 990,655 | $4.0B | 0.12% | |
| 67 | —STREAMLINE HEALTH SOLUTIONS | 2,753,599 | $3.8B | 0.12% | |
| 68 | —HTG MOLECULAR DIAGNOSTICS IN | 5,000,000 | $3.5B | 0.11% | |
| 69 | G2CEVERI HLDGS INC | 250,000 | $3.4B | 0.10% | |
| 70 | —DOVER MOTORSPORTS INC | 1,695,541 | $3.2B | 0.10% | |
| 71 | —EMMIS COMMUNICATIONS CORP | 781,783 | $3.2B | 0.10% | |
| 72 | —SUNESIS PHARMACEUTICALS INC | 8,765,600 | $3.0B | 0.09% | |
| 73 | TFFPEURTFF PHARMACEUTICALS INC | 525,000 | $2.8B | 0.09% | |
| 74 | MACKEURMERRIMACK PHARMACEUTICALS IN | 747,635 | $2.4B | 0.07% | |
| 75 | ELVTUSDELEVATE CREDIT INC | 483,068 | $2.1B | 0.07% | |
| 76 | DRIOEURDARIOHEALTH CORP | 214,091 | $1.4B | 0.04% | |
| 77 | —FALCON MINERALS CORP | 878,022 | $1.2B | 0.04% | |
| 78 | —FORTRESS BIOTECH INC | 407,208 | $1.0B | 0.03% | |
| 79 | —MOTUS GI HLDGS INC | 417,708 | $957.0M | 0.03% | |
| 80 | PHGEBIOMX INC | 100,000 | $952.0M | 0.03% |