NOMURA HOLDINGS INC Q3 2021 Filing

Filed November 15, 2021

Portfolio Value

$40.3B

Holdings

1,613

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (1,613 positions)

#	Stock	Shares	Value	% Portfolio	Type
801	TLTISHARES 20 YEAR TREASURY BO	835,200	$121.3M	0.30%	Put
802	4I1PHILIP MORRIS INTERNATIONAL	34,860	$121.2M	0.30%
803	—SCIENCE STRATEGIC ACQUISIT-A	175,000	$121.0M	0.30%
804	—LIVEVOX HOLDINGS INC	96,580	$121.0M	0.30%
805	—GROUP NINE ACQUISITION -CL A	181,767	$120.6M	0.30%
806	ASOACADEMY SPORTS & OUTDOORS IN	2,983,292	$119.6M	0.30%	Call
807	FCXFREEPORT-MCMORAN INC	45,000	$118.3M	0.29%	Call
808	MOALTRIA GROUP INC	76,423	$117.5M	0.29%
809	—ARYA SCIENCES ACQUISITION-A	11,700	$117.0M	0.29%
810	—G&P ACQUISITION CORP-CL A	213,700	$117.0M	0.29%
811	MRKMERCK & CO. INC.	20,651	$116.5M	0.29%
812	REGNREGENERON PHARMACEUTICALS	2,420	$115.3M	0.29%
813	ALLYALLY FINANCIAL INC	2,200,575	$114.2M	0.28%	Call
814	—NEOLEUKIN THERAPEUTICS INC	15,500	$114.0M	0.28%
815	—FINTECH ACQUISITION CORP V-A	11,252	$114.0M	0.28%
816	HAMHARMONY GOLD MINING CO LTD	37,189	$112.0M	0.28%
817	PAR 2.875 04/15/26PAR TECHNOLOGY CORP/DEL	178,591	$111.0M	0.28%
818	IFFINTL FLAVORS & FRAGRANCES	786,006	$111.0M	0.28%	Put
819	STZCONSTELLATION BRANDS INC-A	18,208	$110.8M	0.28%	Put
820	—ROSECLIFF ACQUISITION CORP-A	190,395	$110.0M	0.27%
821	—ATLAS CREST INVESTMENT COR-A	116,243	$108.0M	0.27%
822	DHIDR HORTON INC	267,335	$106.3M	0.26%	Call
823	BKRBAKER HUGHES CO	295,686	$105.3M	0.26%	Call
824	REAL 3 06/15/25REALREAL INC/THE	817,993	$105.0M	0.26%
825	—MONEYLION INC	100,000	$105.0M	0.26%
826	GEGENERAL ELECTRIC CO	992,256	$104.5M	0.26%	Put
827	TIGRUP FINTECH HOLDING LTD - ADR	10,077	$104.0M	0.26%
828	XLNXEURXILINX INC	680,457	$103.2M	0.26%	Put
829	XLFFINANCIAL SELECT SECTOR SPDR	2,694,800	$102.7M	0.26%	Put
830	UMCUNITED MICROELECTRONICS CORP	208,935	$102.3M	0.25%
831	—ATHLON ACQUISITION CORP-A	139,200	$102.0M	0.25%
832	VRSKVERISK ANALYTICS INC	504,179	$100.8M	0.25%
833	UBERUBER TECHNOLOGIES INC	2,165,308	$100.7M	0.25%	Put
834	—FINSERV ACQUISITION CORP-A	109,084	$100.0M	0.25%
835	—NEW VISTA ACQUISITION CORP-A	129,663	$99.0M	0.25%
836	—PRIMAVERA CAPITAL ACQUISIT-A	113,559	$99.0M	0.25%
837	—PIVOTAL INVESTMENT CORPIII-A	110,000	$99.0M	0.25%
838	CTXSEURCITRIX SYSTEMS INC	911,359	$98.8M	0.25%
839	—8X8 INC	407,244	$98.0M	0.24%
840	SONYSONY GROUP CORP	15,854	$96.7M	0.24%	Call
841	GPACGLOBAL PARTNER ACQUISITION-A	107,229	$96.0M	0.24%
842	—ROSS ACQUISITION CORP II -A	105,000	$96.0M	0.24%
843	DYHTARGET CORP	17,267	$95.9M	0.24%	Call
844	MCDMCDONALD'S CORP	110,439	$94.1M	0.23%
845	FWONK 1 01/30/23LIBERTY MEDIA CORP	177,971	$94.0M	0.23%
846	GPKGRAPHIC PACKAGING HOLDING CO	4,896,927	$93.8M	0.23%
847	HTAEURHEALTHCARE TRUST OF AME-CL A	3,119,500	$93.4M	0.23%
848	IRABTRIBE CAPITAL GROWTH CORP-A	97,325	$93.0M	0.23%
849	VSTVISTRA CORP	356,635	$92.8M	0.23%	Call
850	DISH 3.375 08/15/26DISH NETWORK CORP-A	204,076	$92.0M	0.23%
851	—CHINDATA GROUP HOLDINGS-ADR	307,944	$90.4M	0.22%
852	—ARCTOS NORTHSTAR ACQUISIT-A	118,750	$90.0M	0.22%
853	ELANELANCO ANIMAL HEALTH INC	2,794,190	$89.7M	0.22%
854	SABRSABRE CORP	7,110,078	$88.9M	0.22%	Call
855	—EQ HEALTH ACQUISITION CORP-A	150,000	$88.0M	0.22%
856	UALUNITED AIRLINES HOLDINGS INC	146,407	$87.4M	0.22%	Put
857	EVBG 0.125 12/15/24EVERBRIDGE INC	56,139	$86.0M	0.21%
858	—MONUMENT CIRCLE ACQUI-CL A	150,550	$86.0M	0.21%
859	TVTX 2.5 09/15/25TRAVERE THERAPEUTICS INC	342,045	$85.0M	0.21%
860	—LEGATO MERGER CORP	34,200	$85.0M	0.21%
861	SVACSPRING VALLEY ACQUIS-CLASS A	108,747	$85.0M	0.21%
862	—HYZON MOTORS INC	13,250	$85.0M	0.21%
863	—TWIN RIDGE CAPITAL ACQUISI-A	124,999	$84.0M	0.21%
864	MRVLMARVELL TECHNOLOGY INC	299,101	$83.8M	0.21%	Call
865	—IBERE PHARMACEUTICALS-A	141,843	$83.0M	0.21%
866	PTONPELOTON INTERACTIVE INC-A	160,110	$82.8M	0.21%	Put
867	TWLOTWILIO INC - A	5,649	$82.8M	0.21%	Put
868	—ONESMART INTERNATIONAL -ADR	191,642	$82.0M	0.20%
869	SLAB 0.625 06/15/25SILICON LABORATORIES INC	58,291	$82.0M	0.20%
870	—CF ACQUISITION CORP VIII-A	80,950	$82.0M	0.20%
871	PLANUSDANAPLAN INC	321,938	$80.9M	0.20%	Put
872	DEDEERE & CO	108,283	$80.0M	0.20%	Put
873	CITCINTAS CORP	4,503	$79.7M	0.20%
874	BHPBHP GROUP LTD	1,494,917	$78.7M	0.20%
875	SURFUSDSURFACE ONCOLOGY INC	10,000	$78.0M	0.19%
876	PLTRPALANTIR TECHNOLOGIES INC-A	320,567	$77.7M	0.19%	Put
877	FRFIRST INDUSTRIAL REALTY TR	1,449,624	$76.8M	0.19%
878	LENLENNAR CORP-A	15,104	$76.3M	0.19%	Put
879	AFWALIGN TECHNOLOGY INC	2,070	$76.3M	0.19%
880	—TB SA ACQUISITION CORP -A	133,333	$76.0M	0.19%
881	CHPTCHARGEPOINT HOLDINGS INC	511,780	$75.8M	0.19%	Put
882	DISHDISH NETWORK CORP-A	559,728	$75.2M	0.19%	Put
883	NUANEURNUANCE COMMUNICATIONS INC	608,805	$74.5M	0.19%	Put
884	MTCHMATCH GROUP INC	64,419	$74.2M	0.18%
885	LPSN 0.75 03/01/24LIVEPERSON INC	122,101	$74.0M	0.18%
886	—GORES HOLDINGS VIII INC-CL A	62,500	$74.0M	0.18%
887	OXYOCCIDENTAL PETROLEUM CORP	2,670,778	$73.9M	0.18%	Put
888	FTCHQFARFETCH LTD-CLASS A	69,841	$73.6M	0.18%
889	GMGENERAL MOTORS CO	1,425,269	$73.2M	0.18%	Put
890	XLEENERGY SELECT SECTOR SPDR	1,358,800	$73.1M	0.18%	Put
891	—RMG ACQUISITION CORP III -A	81,070	$73.0M	0.18%
892	—DEEP LAKE CAPITAL ACQUIS-CLA	97,543	$72.0M	0.18%
893	—KADEM SUSTAINABLE IMPAC-CL A	125,000	$71.0M	0.18%
894	GOOGALPHABET INC-CL C	25,832	$70.8M	0.18%	Put
895	ROKUROKU INC	37,152	$69.6M	0.17%
896	—STAMPS.COM INC	6,292	$68.0M	0.17%
897	—EVOFEM BIOSCIENCES INC	93,500	$68.0M	0.17%	Call
898	—NUANCE COMMUNICATIONS INC	123,230	$68.0M	0.17%
899	—EVO ACQUISITION CORP-A	7,000	$68.0M	0.17%
900	LYFTLYFT INC-A	123,525	$68.0M	0.17%

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