NorthRock Partners, LLC Q1 2021 Filing

Filed May 11, 2021

Portfolio Value

$1.1T

Holdings

234

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (234 positions)

#StockSharesValue% PortfolioType
101
IWRISHARES TR
9,461$699.0M0.06%
102
IWMISHARES TR
3,121$690.0M0.06%
103
FEYECHFFIREEYE INC
35,173$688.0M0.06%
104
IHIISHARES TR
2,004$662.0M0.06%
105
IYWISHARES TR
7,484$656.0M0.06%
106
ALSALLSTATE CORP
5,669$651.0M0.06%
107
BABAALIBABA GROUP HLDG LTD
2,801$635.0M0.06%
108
IEMGISHARES INC
9,734$626.0M0.06%
109
CATCATERPILLAR INC
2,671$619.0M0.06%
110
VNQVANGUARD INDEX FDS
6,656$611.0M0.06%
111
METAFACEBOOK INC
2,054$605.0M0.06%
112
VOEVANGUARD INDEX FDS
4,347$586.0M0.05%
113
TMOTHERMO FISHER SCIENTIFIC INC
1,273$581.0M0.05%
114
GPKGRAPHIC PACKAGING HLDG CO
31,731$576.0M0.05%
115
VWOVANGUARD INTL EQUITY INDEX F
10,568$550.0M0.05%
116
GSGOLDMAN SACHS GROUP INC
1,599$523.0M0.05%
117
COSTCOSTCO WHSL CORP NEW
1,469$518.0M0.05%
118
IBBISHARES TR
3,357$505.0M0.05%
119
FCXFREEPORT-MCMORAN INC
15,326$505.0M0.05%
120
QCOMQUALCOMM INC
3,791$503.0M0.05%
121
VGTVANGUARD WORLD FDS
1,391$499.0M0.05%
122
EFAISHARES TR
6,481$492.0M0.04%
123
TFCTRUIST FINL CORP
8,395$490.0M0.04%
124
VVISA INC
2,306$488.0M0.04%
125
CMCSACOMCAST CORP NEW
8,875$480.0M0.04%
126
VOTVANGUARD INDEX FDS
2,217$476.0M0.04%
127
KMBKIMBERLY-CLARK CORP
3,357$467.0M0.04%
128
AXPAMERICAN EXPRESS CO
3,293$466.0M0.04%
129
IVWISHARES TR
7,112$463.0M0.04%
130
UPSUNITED PARCEL SERVICE INC
2,652$451.0M0.04%
131
NTGRNETGEAR INC
10,729$441.0M0.04%
132
ORCLORACLE CORP
6,260$439.0M0.04%
133
PNCPNC FINL SVCS GROUP INC
2,490$437.0M0.04%
134
OTTROTTER TAIL CORP
9,463$437.0M0.04%
135
NVSNNOVARTIS AG
4,889$418.0M0.04%
136
OEFISHARES TR
2,304$414.0M0.04%
137
XLFSELECT SECTOR SPDR TR
12,126$413.0M0.04%
138
VBKVANGUARD INDEX FDS
1,496$411.0M0.04%
139
PINSPINTEREST INC
5,537$410.0M0.04%
140
GEGENERAL ELECTRIC CO
31,154$409.0M0.04%
141
MSIMOTOROLA SOLUTIONS INC
2,164$407.0M0.04%
142
NEENEXTERA ENERGY INC
5,255$397.0M0.04%
143
VONGVANGUARD SCOTTSDALE FDS
6,232$389.0M0.04%
144
BRK-BBERKSHIRE HATHAWAY INC DEL
1$386.0M0.04%
145
FANGDIAMONDBACK ENERGY INC
5,241$385.0M0.04%
146
EDCONSOLIDATED EDISON INC
5,105$382.0M0.03%
147
EPDENTERPRISE PRODS PARTNERS L
17,291$381.0M0.03%
148
WMTWALMART INC
2,720$370.0M0.03%
149
TSNTYSON FOODS INC
4,897$364.0M0.03%
150
SHOPSHOPIFY INC
323$357.0M0.03%
151
DUKDUKE ENERGY CORP NEW
3,658$353.0M0.03%
152
SMSISMITH MICRO SOFTWARE INC
63,596$350.0M0.03%
153
LMTLOCKHEED MARTIN CORP
944$349.0M0.03%
154
VBRVANGUARD INDEX FDS
2,085$345.0M0.03%
155
SYKSTRYKER CORPORATION
1,417$345.0M0.03%
156
DOCUDOCUSIGN INC
1,704$345.0M0.03%
157
NSCNORFOLK SOUTHN CORP
1,286$345.0M0.03%
158
PLTRPALANTIR TECHNOLOGIES INC
14,774$344.0M0.03%
159
DEDEERE & CO
915$342.0M0.03%
160
SPTMSPDR SER TR
6,920$340.0M0.03%
161
AOMISHARES TR
7,766$338.0M0.03%
162
XELXCEL ENERGY INC
4,953$329.0M0.03%
163
MRSHMARSH & MCLENNAN COS INC
2,703$329.0M0.03%
164
DIALCOLUMBIA ETF TR I
15,400$325.0M0.03%
165
UNPUNION PAC CORP
1,462$322.0M0.03%
166
CVSCVS HEALTH CORP
4,261$321.0M0.03%
167
AZNASTRAZENECA PLC
6,460$321.0M0.03%
168
PIPRPIPER SANDLER COMPANIES
2,903$318.0M0.03%
169
IDV*ISHARES TR
10,082$317.0M0.03%
170
MAMASTERCARD INCORPORATED
890$317.0M0.03%
171
MDTMEDTRONIC PLC
2,666$315.0M0.03%
172
ESEVERSOURCE ENERGY
3,565$309.0M0.03%
173
VHTVANGUARD WORLD FDS
1,323$303.0M0.03%
174
VCELVERICEL CORP
5,427$301.0M0.03%
175
8CWCROWN CASTLE INTL CORP NEW
1,746$300.0M0.03%
176
XLRNACCELERON PHARMA INC
2,200$298.0M0.03%
177
BMYBRISTOL-MYERS SQUIBB CO
4,726$298.0M0.03%
178
IJHISHARES TR
1,140$297.0M0.03%
179
LLYLILLY ELI & CO
1,579$295.0M0.03%
180
CRMSALESFORCE COM INC
1,374$291.0M0.03%
181
SLBSCHLUMBERGER LTD
10,386$282.0M0.03%
182
CLCOLGATE PALMOLIVE CO
3,566$281.0M0.03%
183
CARRCARRIER GLOBAL CORPORATION
6,630$280.0M0.03%
184
TXNTEXAS INSTRS INC
1,464$277.0M0.03%
185
MLB1MERCADOLIBRE INC
182$268.0M0.02%
186
CICIGNA CORP NEW
1,104$267.0M0.02%
187
SYYSYSCO CORP
3,317$261.0M0.02%
188
CPBCAMPBELL SOUP CO
5,173$260.0M0.02%
189
NCLHNORWEGIAN CRUISE LINE HLDG L
9,429$260.0M0.02%
190
AMATAPPLIED MATLS INC
1,939$259.0M0.02%
191
STERLING BANCORP DEL
11,095$255.0M0.02%
192
XLKSELECT SECTOR SPDR TR
1,919$255.0M0.02%
193
PBWINVESCO EXCHANGE TRADED FD T
2,577$254.0M0.02%
194
IYFISHARES TR
3,398$254.0M0.02%
195
ESTAESTABLISHMENT LABS HLDGS INC
4,000$250.0M0.02%
196
CSGPCOSTAR GROUP INC
300$247.0M0.02%
197
GABGABELLI EQUITY TR INC
36,000$246.0M0.02%
198
SRAXSRAX INC
51,736$245.0M0.02%
199
SCHDSCHWAB STRATEGIC TR
3,289$240.0M0.02%
200
USBUS BANCORP DEL
4,333$240.0M0.02%
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