NorthRock Partners, LLC Q2 2021 Filing

Filed August 12, 2021

Portfolio Value

$1.2T

Holdings

257

Report Date

Q2 2021

Filing Type

13F-HR

All Holdings (257 positions)

#StockSharesValue% PortfolioType
1
SPYSPDR S&P 500 ETF TR
540,913$231.5B19.34%
2
SPYVSPDR SER TR
2,834,238$112.1B9.36%
3
SPYGSPDR SER TR
1,287,116$81.0B6.77%
4
MDYVSPDR SER TR
950,681$64.2B5.36%
5
DYHTARGET CORP
254,630$61.6B5.14%
6
SLYVSPDR SER TR
707,030$60.6B5.06%
7
AAPLAPPLE INC
413,311$56.6B4.73%
8
SLYGSPDR SER TR
530,804$47.1B3.94%
9
MDYGSPDR SER TR
590,320$45.8B3.82%
10
MDLZMONDELEZ INTL INC
721,677$45.1B3.76%
11
IWFISHARES TR
124,713$33.9B2.83%
12
4I1PHILIP MORRIS INTL INC
293,137$29.1B2.43%
13
MOALTRIA GROUP INC
309,537$14.8B1.23%
14
VTIVANGUARD INDEX FDS
56,123$12.5B1.04%
15
A4SAMERIPRISE FINL INC
48,665$12.1B1.01%
16
IWPISHARES TR
97,583$11.0B0.92%
17
MSFTMICROSOFT CORP
38,015$10.3B0.86%
18
OBDCOWL ROCK CAPITAL CORPORATION
676,787$9.7B0.81%
19
JPSTJ P MORGAN EXCHANGE-TRADED F
180,667$9.2B0.77%
20
MYMDMYMD PHARMACEUTICALS INC
1,448,180$9.1B0.76%
21
AMZNAMAZON COM INC
2,351$8.1B0.68%
22
ABBVABBVIE INC
65,053$7.3B0.61%
23
VIGVANGUARD SPECIALIZED FUNDS
46,792$7.2B0.61%
24
IWDISHARES TR
37,445$5.9B0.50%
25
GOOGLALPHABET INC
2,337$5.7B0.48%
26
JNJJOHNSON & JOHNSON
30,429$5.0B0.42%
27
VOOVANGUARD INDEX FDS
12,688$5.0B0.42%
28
INTCINTEL CORP
88,380$5.0B0.41%
29
KHCKRAFT HEINZ CO
115,864$4.7B0.39%
30
IJTISHARES TR
35,434$4.7B0.39%
31
BRK/BBERKSHIRE HATHAWAY INC DEL
15,771$4.4B0.37%
32
NDQINVESCO QQQ TR
12,105$4.3B0.36%
33
EFGISHARES TR
37,448$4.0B0.34%
34
VXFVANGUARD INDEX FDS
20,054$3.8B0.32%
35
JPMJPMORGAN CHASE & CO
24,178$3.8B0.31%
36
IBMINTERNATIONAL BUSINESS MACHS
25,045$3.7B0.31%
37
TSLATESLA INC
5,237$3.6B0.30%
38
EFVISHARES TR
65,532$3.4B0.28%
39
PGPROCTER AND GAMBLE CO
24,824$3.4B0.28%
40
ABTABBOTT LABS
24,975$2.9B0.24%
41
BABOEING CO
12,077$2.9B0.24%
42
ATDALLEGHENY TECHNOLOGIES INC
128,851$2.7B0.22%
43
VUGVANGUARD INDEX FDS
9,197$2.6B0.22%
44
DISDISNEY WALT CO
13,789$2.4B0.20%
45
MCDMCDONALDS CORP
10,459$2.4B0.20%
46
SDYSPDR SER TR
19,094$2.3B0.20%
47
BACVERIZON COMMUNICATIONS INC
38,554$2.2B0.18%
48
PEPPEPSICO INC
14,067$2.1B0.17%
49
SLYSPDR SER TR
20,075$2.0B0.16%
50
HONHONEYWELL INTL INC
8,886$1.9B0.16%
51
IYY*ISHARES TR
17,598$1.9B0.16%
52
MRKMERCK & CO INC
23,390$1.8B0.15%
53
VEUVANGUARD INTL EQUITY INDEX F
28,259$1.8B0.15%
54
BMOBANK MONTREAL QUE
17,363$1.8B0.15%
55
METAFACEBOOK INC
4,996$1.7B0.15%
56
ITWILLINOIS TOOL WKS INC
7,638$1.7B0.14%
57
GOOGALPHABET INC
675$1.7B0.14%
58
ARCCARES CAPITAL CORP
85,594$1.7B0.14%
59
EWEDWARDS LIFESCIENCES CORP
15,837$1.6B0.14%
60
UNHUNITEDHEALTH GROUP INC
3,980$1.6B0.13%
61
BACBK OF AMERICA CORP
38,031$1.6B0.13%
62
MDYSPDR S&P MIDCAP 400 ETF TR
3,138$1.5B0.13%
63
SCHKSCHWAB STRATEGIC TR
35,455$1.5B0.13%
64
WFCWELLS FARGO CO NEW
32,379$1.5B0.12%
65
SBUXSTARBUCKS CORP
12,597$1.4B0.12%
66
MMM3M CO
7,064$1.4B0.12%
67
HWKNHAWKINS INC
42,637$1.4B0.12%
68
TAT&T INC
48,239$1.4B0.12%
69
BAXBAXTER INTL INC
16,966$1.4B0.11%
70
PYPLPAYPAL HLDGS INC
4,585$1.3B0.11%
71
SOSOUTHERN CO
21,998$1.3B0.11%
72
AQLTISHARES TR
10,972$1.3B0.11%
73
NVDANVIDIA CORPORATION
6,210$1.2B0.10%
74
PFEPFIZER INC
31,065$1.2B0.10%
75
CSCOCISCO SYS INC
22,920$1.2B0.10%
76
IVVISHARES TR
2,732$1.2B0.10%
77
WRAPWRAP TECHNOLOGIES INC
139,198$1.1B0.09%
78
HDHOME DEPOT INC
3,421$1.1B0.09%
79
SYKSTRYKER CORPORATION
4,141$1.1B0.09%
80
VONVVANGUARD SCOTTSDALE FDS
15,274$1.1B0.09%
81
NFLXNETFLIX INC
1,995$1.1B0.09%
82
XOMEXXON MOBIL CORP
16,689$1.1B0.09%
83
RTXRAYTHEON TECHNOLOGIES CORP
12,329$1.1B0.09%
84
IYHISHARES TR
3,847$1.1B0.09%
85
NKENIKE INC
6,403$989.0M0.08%
86
CENTACENTRAL GARDEN & PET CO
20,000$966.0M0.08%
87
AQLTISHARES TR
12,681$949.0M0.08%
88
IJRISHARES TR
8,319$940.0M0.08%
89
KOCOCA COLA CO
17,186$930.0M0.08%
90
SUSAISHARES TR
9,671$924.0M0.08%
91
IWSISHARES TR
7,922$911.0M0.08%
92
VVISA INC
3,853$901.0M0.08%
93
NFENEW FORTRESS ENERGY INC
23,630$895.0M0.07%
94
CVXCHEVRON CORP NEW
8,379$878.0M0.07%
95
KELKELLOGG CO
13,302$856.0M0.07%
96
IJSISHARES TR
8,082$852.0M0.07%
97
SCHXSCHWAB STRATEGIC TR
8,145$847.0M0.07%
98
WBAWALGREENS BOOTS ALLIANCE INC
15,900$837.0M0.07%
99
QCOMQUALCOMM INC
5,800$829.0M0.07%
100
COSTCOSTCO WHSL CORP NEW
1,895$750.0M0.06%
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