NorthRock Partners, LLC Q3 2020 Filing
Filed November 12, 2020
Portfolio Value
$901.6B
Holdings
222
Report Date
Q3 2020
Filing Type
13F-HR
All Holdings (222 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 482,922 | $161.7B | 17.94% | |
| 2 | SPYVSPDR SER TR | 2,480,453 | $74.9B | 8.31% | |
| 3 | SPYGSPDR SER TR | 993,081 | $49.8B | 5.52% | |
| 4 | AAPLAPPLE INC | 422,738 | $49.0B | 5.43% | |
| 5 | MDLZMONDELEZ INTL INC | 811,328 | $46.6B | 5.17% | |
| 6 | MDYVSPDR SER TR | 957,674 | $41.6B | 4.61% | |
| 7 | SLYVSPDR SER TR | 728,798 | $36.5B | 4.05% | |
| 8 | DYHTARGET CORP | 206,855 | $32.6B | 3.61% | |
| 9 | IWFISHARES TR | 148,406 | $32.2B | 3.57% | |
| 10 | SLYGSPDR SER TR | 495,275 | $29.2B | 3.24% | |
| 11 | MDYGSPDR SER TR | 508,179 | $29.2B | 3.23% | |
| 12 | 4I1PHILIP MORRIS INTL INC | 354,616 | $26.6B | 2.95% | |
| 13 | EFVISHARES TR | 407,670 | $16.4B | 1.82% | |
| 14 | MOALTRIA GROUP INC | 350,017 | $13.5B | 1.50% | |
| 15 | IWPISHARES TR | 65,042 | $11.2B | 1.25% | |
| 16 | A4SAMERIPRISE FINL INC | 70,975 | $10.9B | 1.21% | |
| 17 | VTIVANGUARD INDEX FDS | 62,793 | $10.7B | 1.19% | |
| 18 | DEMWISDOMTREE TR | 256,318 | $10.0B | 1.11% | |
| 19 | OBDCOWL ROCK CAPITAL CORPORATION | 678,632 | $8.2B | 0.91% | |
| 20 | MSFTMICROSOFT CORP | 35,588 | $7.5B | 0.83% | |
| 21 | AMZNAMAZON COM INC | 2,067 | $6.5B | 0.72% | |
| 22 | VIGVANGUARD SPECIALIZED FUNDS | 44,099 | $5.7B | 0.63% | |
| 23 | ABBVABBVIE INC | 64,378 | $5.6B | 0.63% | |
| 24 | KHCKRAFT HEINZ CO | 185,880 | $5.6B | 0.62% | |
| 25 | EFGISHARES TR | 53,912 | $4.8B | 0.54% | |
| 26 | INTCINTEL CORP | 91,411 | $4.7B | 0.52% | |
| 27 | IWDISHARES TR | 40,006 | $4.7B | 0.52% | |
| 28 | FSKFS KKR CAPITAL CORP | 296,062 | $4.7B | 0.52% | |
| 29 | MBBISHARES TR | 41,560 | $4.6B | 0.51% | |
| 30 | JNJJOHNSON & JOHNSON | 29,437 | $4.4B | 0.49% | |
| 31 | TAT&T INC | 140,327 | $4.0B | 0.44% | |
| 32 | NDQINVESCO QQQ TR | 14,038 | $3.9B | 0.43% | |
| 33 | PGPROCTER AND GAMBLE CO | 27,440 | $3.8B | 0.42% | |
| 34 | BRK/BBERKSHIRE HATHAWAY INC DEL | 17,654 | $3.8B | 0.42% | |
| 35 | IJTISHARES TR | 42,252 | $3.7B | 0.41% | |
| 36 | IBMINTERNATIONAL BUSINESS MACHS | 28,223 | $3.4B | 0.38% | |
| 37 | VXFVANGUARD INDEX FDS | 25,125 | $3.3B | 0.36% | |
| 38 | GOOGLALPHABET INC | 2,151 | $3.2B | 0.35% | |
| 39 | JPSTJ P MORGAN EXCHANGE-TRADED F | 60,044 | $3.0B | 0.34% | |
| 40 | BACVERIZON COMMUNICATIONS INC | 48,555 | $2.9B | 0.32% | |
| 41 | ABTABBOTT LABS | 23,306 | $2.5B | 0.28% | |
| 42 | JPMJPMORGAN CHASE & CO | 25,685 | $2.5B | 0.27% | |
| 43 | —FS KKR CAP CORP II | 161,195 | $2.4B | 0.26% | |
| 44 | TSLATESLA INC | 5,525 | $2.4B | 0.26% | |
| 45 | VUGVANGUARD INDEX FDS | 10,069 | $2.3B | 0.25% | |
| 46 | PEPPEPSICO INC | 15,386 | $2.1B | 0.24% | |
| 47 | MCDMCDONALDS CORP | 9,573 | $2.1B | 0.23% | |
| 48 | SDYSPDR SER TR | 21,857 | $2.0B | 0.22% | |
| 49 | VOOVANGUARD INDEX FDS | 6,229 | $1.9B | 0.21% | |
| 50 | BABOEING CO | 11,062 | $1.8B | 0.20% | |
| 51 | EDCONSOLIDATED EDISON INC | 21,805 | $1.7B | 0.19% | |
| 52 | MMM3M CO | 10,103 | $1.6B | 0.18% | |
| 53 | ITWILLINOIS TOOL WKS INC | 8,284 | $1.6B | 0.18% | |
| 54 | DISDISNEY WALT CO | 12,871 | $1.6B | 0.18% | |
| 55 | HONHONEYWELL INTL INC | 9,309 | $1.5B | 0.17% | |
| 56 | ARCCARES CAPITAL CORP | 109,543 | $1.5B | 0.17% | |
| 57 | EWEDWARDS LIFESCIENCES CORP | 18,793 | $1.5B | 0.17% | |
| 58 | IYY*ISHARES TR | 8,799 | $1.5B | 0.16% | |
| 59 | UNHUNITEDHEALTH GROUP INC | 4,575 | $1.4B | 0.16% | |
| 60 | BAXBAXTER INTL INC | 17,116 | $1.4B | 0.15% | |
| 61 | MRKMERCK & CO. INC | 16,511 | $1.4B | 0.15% | |
| 62 | SOSOUTHERN CO | 24,940 | $1.4B | 0.15% | |
| 63 | IVVISHARES TR | 3,879 | $1.3B | 0.14% | |
| 64 | MDYSPDR S&P MIDCAP 400 ETF TR | 3,822 | $1.3B | 0.14% | |
| 65 | VEUVANGUARD INTL EQUITY INDEX F | 25,112 | $1.3B | 0.14% | |
| 66 | SCHKSCHWAB STRATEGIC TR | 37,465 | $1.2B | 0.14% | |
| 67 | NFLXNETFLIX INC | 2,455 | $1.2B | 0.14% | |
| 68 | SLYSPDR SER TR | 19,987 | $1.2B | 0.13% | |
| 69 | CVXCHEVRON CORP NEW | 16,641 | $1.2B | 0.13% | |
| 70 | KOCOCA COLA CO | 21,971 | $1.1B | 0.12% | |
| 71 | AZNASTRAZENECA PLC | 19,734 | $1.1B | 0.12% | |
| 72 | BMOBANK MONTREAL QUE | 18,347 | $1.1B | 0.12% | |
| 73 | SBUXSTARBUCKS CORP | 12,434 | $1.1B | 0.12% | |
| 74 | HWKNHAWKINS INC | 22,855 | $1.1B | 0.12% | |
| 75 | KELKELLOGG CO | 16,159 | $1.0B | 0.12% | |
| 76 | CEF/USPROTT PHYSICAL GOLD & SILVE | 55,205 | $1.0B | 0.11% | |
| 77 | AQLTISHARES TR | 12,301 | $1.0B | 0.11% | |
| 78 | VYMVANGUARD WHITEHALL FDS | 12,111 | $990.0M | 0.11% | |
| 79 | PFEPFIZER INC | 26,945 | $989.0M | 0.11% | |
| 80 | NVDANVIDIA CORPORATION | 1,806 | $978.0M | 0.11% | |
| 81 | HDHOME DEPOT INC | 3,266 | $907.0M | 0.10% | |
| 82 | METAFACEBOOK INC | 3,408 | $893.0M | 0.10% | |
| 83 | CSCOCISCO SYS INC | 22,484 | $886.0M | 0.10% | |
| 84 | IYHISHARES TR | 3,847 | $874.0M | 0.10% | |
| 85 | GOOGALPHABET INC | 591 | $869.0M | 0.10% | |
| 86 | ATDALLEGHENY TECHNOLOGIES INC | 99,496 | $868.0M | 0.10% | |
| 87 | BACBK OF AMERICA CORP | 35,670 | $859.0M | 0.10% | |
| 88 | XOMEXXON MOBIL CORP | 24,291 | $834.0M | 0.09% | |
| 89 | SUSAISHARES TR | 5,453 | $802.0M | 0.09% | |
| 90 | VONVVANGUARD SCOTTSDALE FDS | 7,629 | $792.0M | 0.09% | |
| 91 | VNQVANGUARD INDEX FDS | 9,665 | $763.0M | 0.08% | |
| 92 | BABAALIBABA GROUP HLDG LTD | 2,590 | $762.0M | 0.08% | |
| 93 | COSTCOSTCO WHSL CORP NEW | 2,120 | $753.0M | 0.08% | |
| 94 | AONAON PLC | 3,602 | $743.0M | 0.08% | |
| 95 | NKENIKE INC | 5,911 | $742.0M | 0.08% | |
| 96 | IJRISHARES TR | 10,328 | $725.0M | 0.08% | |
| 97 | CENTACENTRAL GARDEN & PET CO | 20,000 | $723.0M | 0.08% | |
| 98 | AQLTISHARES TR | 11,302 | $681.0M | 0.08% | |
| 99 | IWRISHARES TR | 11,857 | $680.0M | 0.08% | |
| 100 | IHIISHARES TR | 2,198 | $659.0M | 0.07% |
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