NorthRock Partners, LLC Q4 2020 Filing
Filed February 8, 2021
Portfolio Value
$1.0T
Holdings
233
Report Date
Q4 2020
Filing Type
13F-HR
All Holdings (233 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 485,648 | $181.6B | 17.89% | |
| 2 | SPYVSPDR SER TR | 2,592,639 | $89.2B | 8.79% | |
| 3 | SPYGSPDR SER TR | 1,061,408 | $58.7B | 5.78% | |
| 4 | AAPLAPPLE INC | 402,733 | $53.4B | 5.27% | |
| 5 | MDYVSPDR SER TR | 959,920 | $53.3B | 5.25% | |
| 6 | SLYVSPDR SER TR | 750,899 | $49.7B | 4.90% | |
| 7 | MDLZMONDELEZ INTL INC | 784,994 | $45.9B | 4.52% | |
| 8 | SLYGSPDR SER TR | 507,138 | $38.7B | 3.82% | |
| 9 | DYHTARGET CORP | 206,530 | $36.5B | 3.59% | |
| 10 | MDYGSPDR SER TR | 523,640 | $36.3B | 3.58% | |
| 11 | IWFISHARES TR | 129,505 | $31.2B | 3.08% | |
| 12 | 4I1PHILIP MORRIS INTL INC | 329,650 | $27.3B | 2.69% | |
| 13 | EFVISHARES TR | 363,099 | $17.1B | 1.69% | |
| 14 | MOALTRIA GROUP INC | 331,950 | $13.6B | 1.34% | |
| 15 | JPSTJ P MORGAN EXCHANGE-TRADED F | 247,062 | $12.5B | 1.24% | |
| 16 | VTIVANGUARD INDEX FDS | 60,458 | $11.8B | 1.16% | |
| 17 | IWPISHARES TR | 106,731 | $11.0B | 1.08% | |
| 18 | DEMWISDOMTREE TR | 254,624 | $10.6B | 1.05% | |
| 19 | OBDCOWL ROCK CAPITAL CORPORATION | 707,660 | $9.0B | 0.88% | |
| 20 | A4SAMERIPRISE FINL INC | 41,452 | $8.1B | 0.79% | |
| 21 | MSFTMICROSOFT CORP | 32,493 | $7.2B | 0.71% | |
| 22 | ABBVABBVIE INC | 66,280 | $7.1B | 0.70% | |
| 23 | VIGVANGUARD SPECIALIZED FUNDS | 47,905 | $6.8B | 0.67% | |
| 24 | IWDISHARES TR | 39,582 | $5.4B | 0.53% | |
| 25 | AMZNAMAZON COM INC | 1,642 | $5.3B | 0.53% | |
| 26 | EFGISHARES TR | 52,208 | $5.3B | 0.52% | |
| 27 | KHCKRAFT HEINZ CO | 143,851 | $5.0B | 0.49% | |
| 28 | FSKFS KKR CAP CORP | 289,733 | $4.8B | 0.47% | |
| 29 | MBBISHARES TR | 41,609 | $4.6B | 0.45% | |
| 30 | JNJJOHNSON & JOHNSON | 28,479 | $4.5B | 0.44% | |
| 31 | INTCINTEL CORP | 89,848 | $4.5B | 0.44% | |
| 32 | IJTISHARES TR | 39,175 | $4.5B | 0.44% | |
| 33 | GOOGLALPHABET INC | 2,447 | $4.3B | 0.42% | |
| 34 | VXFVANGUARD INDEX FDS | 24,401 | $4.0B | 0.40% | |
| 35 | NDQINVESCO QQQ TR | 12,653 | $4.0B | 0.39% | |
| 36 | BRK/BBERKSHIRE HATHAWAY INC DEL | 16,201 | $3.8B | 0.37% | |
| 37 | PGPROCTER AND GAMBLE CO | 24,916 | $3.5B | 0.34% | |
| 38 | TSLATESLA INC | 4,663 | $3.3B | 0.32% | |
| 39 | IBMINTERNATIONAL BUSINESS MACHS | 24,599 | $3.1B | 0.31% | |
| 40 | JPMJPMORGAN CHASE & CO | 24,067 | $3.1B | 0.30% | |
| 41 | TAT&T INC | 89,598 | $2.6B | 0.25% | |
| 42 | BACVERIZON COMMUNICATIONS INC | 42,411 | $2.5B | 0.25% | |
| 43 | VUGVANGUARD INDEX FDS | 9,773 | $2.5B | 0.24% | |
| 44 | ABTABBOTT LABS | 22,052 | $2.4B | 0.24% | |
| 45 | DISDISNEY WALT CO | 12,708 | $2.3B | 0.23% | |
| 46 | BABOEING CO | 10,503 | $2.2B | 0.22% | |
| 47 | —FS KKR CAP CORP II | 133,293 | $2.2B | 0.22% | |
| 48 | PEPPEPSICO INC | 14,446 | $2.1B | 0.21% | |
| 49 | SDYSPDR SER TR | 20,042 | $2.1B | 0.21% | |
| 50 | MCDMCDONALDS CORP | 9,415 | $2.0B | 0.20% | |
| 51 | HONHONEYWELL INTL INC | 8,815 | $1.9B | 0.18% | |
| 52 | VOOVANGUARD INDEX FDS | 5,400 | $1.9B | 0.18% | |
| 53 | VEUVANGUARD INTL EQUITY INDEX F | 31,092 | $1.8B | 0.18% | |
| 54 | —PETROS PHARMACEUTICALS INC | 385,031 | $1.7B | 0.17% | |
| 55 | ATDALLEGHENY TECHNOLOGIES INC | 99,496 | $1.7B | 0.16% | |
| 56 | IYY*ISHARES TR | 17,598 | $1.7B | 0.16% | |
| 57 | SLYSPDR SER TR | 20,178 | $1.6B | 0.16% | |
| 58 | EWEDWARDS LIFESCIENCES CORP | 17,351 | $1.6B | 0.16% | |
| 59 | ARCCARES CAPITAL CORP | 92,401 | $1.6B | 0.15% | |
| 60 | MDYSPDR S&P MIDCAP 400 ETF TR | 3,573 | $1.5B | 0.15% | |
| 61 | UNHUNITEDHEALTH GROUP INC | 4,253 | $1.5B | 0.15% | |
| 62 | SOSOUTHERN CO | 24,044 | $1.5B | 0.15% | |
| 63 | ITWILLINOIS TOOL WKS INC | 7,121 | $1.5B | 0.14% | |
| 64 | BAXBAXTER INTL INC | 17,059 | $1.4B | 0.13% | |
| 65 | SCHKSCHWAB STRATEGIC TR | 36,180 | $1.4B | 0.13% | |
| 66 | MRKMERCK & CO. INC | 16,174 | $1.3B | 0.13% | |
| 67 | BMOBANK MONTREAL QUE | 17,392 | $1.3B | 0.13% | |
| 68 | SBUXSTARBUCKS CORP | 11,959 | $1.3B | 0.13% | |
| 69 | MMM3M CO | 7,029 | $1.2B | 0.12% | |
| 70 | HWKNHAWKINS INC | 23,000 | $1.2B | 0.12% | |
| 71 | IVVISHARES TR | 3,094 | $1.2B | 0.11% | |
| 72 | AQLTISHARES TR | 11,745 | $1.1B | 0.11% | |
| 73 | EDCONSOLIDATED EDISON INC | 15,105 | $1.1B | 0.11% | |
| 74 | SUSAISHARES TR | 12,611 | $1.0B | 0.10% | |
| 75 | GOOGALPHABET INC | 591 | $1.0B | 0.10% | |
| 76 | KOCOCA COLA CO | 18,744 | $1.0B | 0.10% | |
| 77 | BACBK OF AMERICA CORP | 33,142 | $1.0B | 0.10% | |
| 78 | IYHISHARES TR | 3,847 | $946.0M | 0.09% | |
| 79 | NVDANVIDIA CORPORATION | 1,773 | $926.0M | 0.09% | |
| 80 | CSCOCISCO SYS INC | 20,629 | $923.0M | 0.09% | |
| 81 | VONVVANGUARD SCOTTSDALE FDS | 7,601 | $911.0M | 0.09% | |
| 82 | HDVISHARES TR | 10,201 | $894.0M | 0.09% | |
| 83 | NFLXNETFLIX INC | 1,645 | $890.0M | 0.09% | |
| 84 | PFEPFIZER INC | 23,794 | $876.0M | 0.09% | |
| 85 | CVXCHEVRON CORP NEW | 10,274 | $868.0M | 0.09% | |
| 86 | IJRISHARES TR | 9,316 | $856.0M | 0.08% | |
| 87 | —AKERS BIOSCIENCES INC | 425,000 | $846.0M | 0.08% | |
| 88 | KELKELLOGG CO | 13,486 | $839.0M | 0.08% | |
| 89 | CEF/USPROTT PHYSICAL GOLD & SILVE | 43,280 | $837.0M | 0.08% | |
| 90 | RTXRAYTHEON TECHNOLOGIES CORP | 11,622 | $831.0M | 0.08% | |
| 91 | NKENIKE INC | 5,737 | $812.0M | 0.08% | |
| 92 | HDHOME DEPOT INC | 3,048 | $810.0M | 0.08% | |
| 93 | AQLTISHARES TR | 11,456 | $791.0M | 0.08% | |
| 94 | S7VSALLY BEAUTY HLDGS INC | 59,475 | $776.0M | 0.08% | |
| 95 | IWSISHARES TR | 7,924 | $768.0M | 0.08% | |
| 96 | COSTCOSTCO WHSL CORP NEW | 1,999 | $753.0M | 0.07% | |
| 97 | AONAON PLC | 3,510 | $742.0M | 0.07% | |
| 98 | VYMVANGUARD WHITEHALL FDS | 8,153 | $740.0M | 0.07% | |
| 99 | VNQVANGUARD INDEX FDS | 8,689 | $738.0M | 0.07% | |
| 100 | FANGDIAMONDBACK ENERGY INC | 15,090 | $730.0M | 0.07% |
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