NorthRock Partners, LLC Q4 2021 Filing

Filed February 7, 2022

Portfolio Value

$1.3T

Holdings

337

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (337 positions)

#StockSharesValue% PortfolioType
1
SPYSPDR S&P 500 ETF TR
549,123$260.8B19.54%
2
SPYVSPDR SER TR
2,886,049$121.2B9.08%
3
SPYGSPDR SER TR
1,291,408$93.6B7.01%
4
AAPLAPPLE INC
443,478$78.7B5.90%
5
MDYVSPDR SER TR
949,176$67.5B5.06%
6
SLYVSPDR SER TR
708,967$60.1B4.50%
7
SLYGSPDR SER TR
554,771$51.5B3.86%
8
MDYGSPDR SER TR
618,558$50.4B3.78%
9
MDLZMONDELEZ INTL INC
706,268$46.8B3.51%
10
IWFISHARES TR
118,999$36.4B2.72%
11
DYHTARGET CORP
146,634$33.9B2.54%
12
4I1PHILIP MORRIS INTL INC
283,339$26.9B2.02%
13
MSFTMICROSOFT CORP
51,773$17.4B1.30%
14
MOALTRIA GROUP INC
298,065$14.1B1.06%
15
JPSTJ P MORGAN EXCHANGE-TRADED F
277,047$14.0B1.05%
16
VTIVANGUARD INDEX FDS
54,069$13.1B0.98%
17
IWPISHARES TR
94,012$10.8B0.81%
18
AMZNAMAZON COM INC
2,983$9.9B0.74%
19
ABBVABBVIE INC
71,003$9.6B0.72%
20
OBDCOWL ROCK CAPITAL CORPORATION
640,153$9.1B0.68%
21
A4SAMERIPRISE FINL INC
29,213$8.8B0.66%
22
GOOGLALPHABET INC
2,934$8.5B0.64%
23
VIGVANGUARD SPECIALIZED FUNDS
42,922$7.4B0.55%
24
TSLATESLA INC
6,728$7.1B0.53%
25
IWDISHARES TR
36,172$6.1B0.46%
26
VOOVANGUARD INDEX FDS
13,699$6.0B0.45%
27
JNJJOHNSON & JOHNSON
34,957$6.0B0.45%
28
NDQINVESCO QQQ TR
13,767$5.5B0.41%
29
BRK/BBERKSHIRE HATHAWAY INC DEL
17,694$5.3B0.40%
30
PGPROCTER AND GAMBLE CO
30,083$4.9B0.37%
31
IJTISHARES TR
33,862$4.7B0.35%
32
JPMJPMORGAN CHASE & CO
28,645$4.5B0.34%
33
EFGISHARES TR
37,502$4.1B0.31%
34
KHCKRAFT HEINZ CO
114,247$4.1B0.31%
35
ABTABBOTT LABS
28,957$4.1B0.31%
36
PEPPEPSICO INC
22,086$3.8B0.29%
37
INTCINTEL CORP
73,735$3.8B0.28%
38
VXFVANGUARD INDEX FDS
20,054$3.7B0.27%
39
MCDMCDONALDS CORP
12,640$3.4B0.25%
40
UNHUNITEDHEALTH GROUP INC
6,647$3.3B0.25%
41
METAMETA PLATFORMS INC
9,279$3.1B0.23%
42
NVDANVIDIA CORPORATION
10,474$3.1B0.23%
43
BABOEING CO
15,239$3.1B0.23%
44
ESTAESTABLISHMENT LABS HLDGS INC
42,931$2.9B0.22%
45
VUGVANGUARD INDEX FDS
8,921$2.9B0.21%
46
DISDISNEY WALT CO
18,269$2.8B0.21%
47
SDYSPDR SER TR
18,777$2.4B0.18%
48
ITWILLINOIS TOOL WKS INC
9,650$2.4B0.18%
49
GOOGALPHABET INC
805$2.3B0.17%
50
HONHONEYWELL INTL INC
10,959$2.3B0.17%
51
NFLXNETFLIX INC
3,743$2.3B0.17%
52
BACBK OF AMERICA CORP
50,673$2.3B0.17%
53
HDHOME DEPOT INC
5,377$2.2B0.17%
54
EWEDWARDS LIFESCIENCES CORP
17,044$2.2B0.17%
55
IBMINTERNATIONAL BUSINESS MACHS
15,949$2.1B0.16%
56
COSTCOSTCO WHSL CORP NEW
3,729$2.1B0.16%
57
BACVERIZON COMMUNICATIONS INC
39,979$2.1B0.16%
58
IYY*ISHARES TR
17,598$2.1B0.16%
59
ATDALLEGHENY TECHNOLOGIES INC
129,046$2.1B0.15%
60
CSCOCISCO SYS INC
31,690$2.0B0.15%
61
SLYSPDR SER TR
20,055$2.0B0.15%
62
MDYSPDR S&P MIDCAP 400 ETF TR
3,793$2.0B0.15%
63
PFEPFIZER INC
33,185$2.0B0.15%
64
VEUVANGUARD INTL EQUITY INDEX F
30,734$1.9B0.14%
65
BAXBAXTER INTL INC
21,542$1.8B0.14%
66
VVISA INC
8,392$1.8B0.14%
67
BMOBANK MONTREAL QUE
16,495$1.8B0.13%
68
WFCWELLS FARGO CO NEW
36,643$1.8B0.13%
69
EFAISHARES TR
22,265$1.8B0.13%
70
SBUXSTARBUCKS CORP
14,841$1.7B0.13%
71
SCHKSCHWAB STRATEGIC TR
35,201$1.6B0.12%
72
HWKNHAWKINS INC
40,372$1.6B0.12%
73
KOCOCA COLA CO
25,280$1.5B0.11%
74
MMM3M CO
8,404$1.5B0.11%
75
TMOTHERMO FISHER SCIENTIFIC INC
2,203$1.5B0.11%
76
SYKSTRYKER CORPORATION
5,417$1.4B0.11%
77
SOSOUTHERN CO
20,746$1.4B0.11%
78
MRKMERCK & CO INC
18,020$1.4B0.10%
79
TAT&T INC
54,783$1.3B0.10%
80
ARCCARES CAPITAL CORP
62,435$1.3B0.10%
81
VNQVANGUARD INDEX FDS
11,103$1.3B0.10%
82
XOMEXXON MOBIL CORP
20,960$1.3B0.10%
83
CVXCHEVRON CORP NEW
10,860$1.3B0.10%
84
PYPLPAYPAL HLDGS INC
6,600$1.2B0.09%
85
LOWLOWES COS INC
4,757$1.2B0.09%
86
DHRDANAHER CORPORATION
3,710$1.2B0.09%
87
IVVISHARES TR
2,510$1.2B0.09%
88
RTXRAYTHEON TECHNOLOGIES CORP
13,766$1.2B0.09%
89
QCOMQUALCOMM INC
6,341$1.2B0.09%
90
ADBEADOBE SYSTEMS INCORPORATED
2,042$1.2B0.09%
91
IYHISHARES TR
3,847$1.2B0.09%
92
EFVISHARES TR
22,644$1.1B0.09%
93
EEMISHARES TR
23,306$1.1B0.09%
94
VONVVANGUARD SCOTTSDALE FDS
15,275$1.1B0.08%
95
NKENIKE INC
6,758$1.1B0.08%
96
LLYLILLY ELI & CO
3,943$1.1B0.08%
97
WBAWALGREENS BOOTS ALLIANCE INC
20,857$1.1B0.08%
98
SUSAISHARES TR
9,577$1.0B0.08%
99
AQLTISHARES TR
8,247$1.0B0.08%
100
MAMASTERCARD INCORPORATED
2,787$1.0B0.07%
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