NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$4.8T

Holdings

900

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (900 positions)

#	Stock	Shares	Value	% Portfolio
1	IVVISHARES TR	5,518,687	$1.2T	25.28%
2	SPYSPDR S&P 500 ETF TR	5,200,918	$1.1T	23.68%
3	HYGISHARES TR	764,337	$66.7B	1.40%
4	AAPLAPPLE INC	533,091	$60.3B	1.27%
5	MSFTMICROSOFT CORP	770,932	$44.4B	0.93%
6	EFAISHARES TR	704,032	$41.6B	0.88%
7	IEMGISHARES INC	867,052	$39.5B	0.83%
8	XOMEXXON MOBIL CORP	410,238	$35.8B	0.75%
9	—ROYAL BANK OF CANADA	32,000,000	$34.9B	0.73%
10	VOOVANGUARD INDEX FDS	164,469	$32.7B	0.69%
11	AMZNAMAZON COM INC	38,928	$32.6B	0.69%
12	JNJJOHNSON & JOHNSON	270,667	$32.0B	0.67%
13	METAFACEBOOK INC	229,816	$29.5B	0.62%
14	BRK/BBERKSHIRE HATHAWAY INC DEL	187,838	$27.1B	0.57%
15	IJHISHARES TR	172,270	$26.7B	0.56%
16	GEGENERAL ELECTRIC CO	886,556	$26.3B	0.55%
17	TD V3.625 09/15/31TORONTO DOMINION BK ONT	25,000,000	$25.1B	0.53%
18	TAT&T INC	608,631	$24.7B	0.52%
19	JPMJPMORGAN CHASE & CO	357,342	$23.8B	0.50%
20	PGPROCTER AND GAMBLE CO	264,026	$23.7B	0.50%
21	GOOGLALPHABET INC	29,170	$23.5B	0.49%
22	GOOGALPHABET INC	29,234	$22.7B	0.48%
23	BACVERIZON COMMUNICATIONS INC	403,279	$21.0B	0.44%
24	PFEPFIZER INC	600,090	$20.3B	0.43%
25	WFCWELLS FARGO & CO NEW	449,251	$19.9B	0.42%
26	CVXCHEVRON CORP NEW	186,639	$19.2B	0.40%
27	INTCINTEL CORP	468,049	$17.7B	0.37%
28	MRKMERCK & CO INC	273,569	$17.1B	0.36%
29	KOCOCA COLA CO	384,296	$16.3B	0.34%
30	BACBANK AMER CORP	1,009,585	$15.8B	0.33%
31	CSCOCISCO SYS INC	497,601	$15.8B	0.33%
32	CMCSACOMCAST CORP NEW	237,674	$15.8B	0.33%
33	HDHOME DEPOT INC	122,239	$15.7B	0.33%
34	PEPPEPSICO INC	142,379	$15.5B	0.33%
35	VVISA INC	186,629	$15.4B	0.32%
36	—NEWSTAR FINANCIAL INC	1,555,459	$15.1B	0.32%
37	VWOVANGUARD INTL EQUITY INDEX F	399,748	$15.0B	0.32%
38	—ROYAL BK SCOTLAND GROUP PLC	15,000,000	$14.7B	0.31%
39	IBMINTERNATIONAL BUSINESS MACHS	86,053	$13.7B	0.29%
40	DISDISNEY WALT CO	146,275	$13.6B	0.29%
41	TRVCCITIGROUP INC	287,435	$13.6B	0.29%
42	UNHUNITEDHEALTH GROUP INC	94,222	$13.2B	0.28%
43	AMGNAMGEN INC	74,037	$12.3B	0.26%
44	ORCLORACLE CORP	297,746	$11.7B	0.25%
45	TSMTAIWAN SEMICONDUCTOR MFG LTD	375,482	$11.5B	0.24%
46	CLCOLGATE PALMOLIVE CO	149,710	$11.1B	0.23%
47	SLBSCHLUMBERGER LTD	137,584	$10.8B	0.23%
48	WMTWAL-MART STORES INC	149,951	$10.8B	0.23%
49	MMM3M CO	59,795	$10.5B	0.22%
50	GILDGILEAD SCIENCES INC	130,557	$10.3B	0.22%
51	ABBVABBVIE INC	161,116	$10.2B	0.21%
52	QCOMQUALCOMM INC	145,792	$10.0B	0.21%
53	MCDMCDONALDS CORP	84,425	$9.7B	0.21%
54	MAMASTERCARD INCORPORATED	94,870	$9.7B	0.20%
55	TXNTEXAS INSTRS INC	135,672	$9.5B	0.20%
56	CVSCVS HEALTH CORP	105,483	$9.4B	0.20%
57	NVDANVIDIA CORP	136,361	$9.3B	0.20%
58	BMYBRISTOL MYERS SQUIBB CO	165,301	$8.9B	0.19%
59	HONHONEYWELL INTL INC	75,276	$8.8B	0.18%
60	STTSPDR SERIES TRUST	230,109	$8.4B	0.18%
61	UNPUNION PAC CORP	82,403	$8.0B	0.17%
62	CELGCELGENE CORP	76,683	$8.0B	0.17%
63	SBUXSTARBUCKS CORP	145,094	$7.9B	0.17%
64	UTXZUNITED TECHNOLOGIES CORP	77,004	$7.8B	0.16%
65	LLYLILLY ELI & CO	96,100	$7.7B	0.16%
66	BABOEING CO	57,396	$7.6B	0.16%
67	UPSUNITED PARCEL SERVICE INC	68,390	$7.5B	0.16%
68	BKNGPRICELINE GRP INC	4,911	$7.2B	0.15%
69	NKENIKE INC	133,397	$7.0B	0.15%
70	USBUS BANCORP DEL	159,166	$6.8B	0.14%
71	WBAWALGREENS BOOTS ALLIANCE INC	84,591	$6.8B	0.14%
72	BIIBBIOGEN INC	21,678	$6.8B	0.14%
73	MDLZMONDELEZ INTL INC	153,893	$6.8B	0.14%
74	COSTCOSTCO WHSL CORP NEW	43,339	$6.6B	0.14%
75	SPGSIMON PPTY GROUP INC NEW	31,087	$6.4B	0.14%
76	LOWLOWES COS INC	86,532	$6.2B	0.13%
77	TMOTHERMO FISHER SCIENTIFIC INC	39,005	$6.2B	0.13%
78	ABTABBOTT LABS	145,042	$6.1B	0.13%
79	TWXCHFTIME WARNER INC	76,954	$6.1B	0.13%
80	GSGOLDMAN SACHS GROUP INC	37,306	$6.0B	0.13%
81	LMTLOCKHEED MARTIN CORP	24,975	$6.0B	0.13%
82	AIGAMERICAN INTL GROUP INC	100,627	$6.0B	0.13%
83	ADIANALOG DEVICES INC	90,878	$5.9B	0.12%
84	—DU PONT E I DE NEMOURS & CO	86,499	$5.8B	0.12%
85	CHTRCHARTER COMMUNICATIONS INC N	21,443	$5.8B	0.12%
86	YUMYUM BRANDS INC	63,644	$5.8B	0.12%
87	—DOW CHEM CO	111,480	$5.8B	0.12%
88	NEENEXTERA ENERGY INC	46,209	$5.7B	0.12%
89	HDBHDFC BANK LTD	77,000	$5.5B	0.12%
90	FMXFOMENTO ECONOMICO MEXICANO S	60,000	$5.5B	0.12%
91	OXYOCCIDENTAL PETE CORP DEL	75,577	$5.5B	0.12%
92	DUKDUKE ENERGY CORP NEW	68,158	$5.5B	0.11%
93	VIPSVIPSHOP HLDGS LTD	370,000	$5.4B	0.11%
94	ADBEADOBE SYS INC	49,298	$5.4B	0.11%
95	COPCONOCOPHILLIPS	122,528	$5.3B	0.11%
96	KHCKRAFT HEINZ CO	58,946	$5.3B	0.11%
97	EOGEOG RES INC	54,477	$5.3B	0.11%
98	CATCATERPILLAR INC DEL	57,799	$5.1B	0.11%
99	SOSOUTHERN CO	96,825	$5.0B	0.10%
100	AXPAMERICAN EXPRESS CO	76,769	$4.9B	0.10%

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