OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Q1 2016 Filing

Filed May 13, 2016

Portfolio Value

$15.9M

Holdings

388

Report Date

Q1 2016

Filing Type

13F-HR

All Holdings (388 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	—OREXIGEN	20,450,000	$8.6M	53.95%
2	AAALCOA IN	8,960,249	$522K	3.28%	Put
3	USX1UNITED S	948,700	$375K	2.36%	Put
4	—MCDERMOT	620,700	$294K	1.85%	Call
5	JCIJOHNSON	2,412,835	$291K	1.83%	Put
6	VALEVALE S A	1,325,800	$232K	1.46%	Put
7	BACBANK AME	1,322,868	$187K	1.17%	Call
8	FXIISHARES	430,700	$177K	1.11%	Put
9	FFORD MTR	1,325,800	$146K	0.92%	Put
10	NLSNNIELSEN	2,652,269	$140K	0.88%
11	SCHWSCHWAB C	4,887,228	$137K	0.86%
12	SNYSANOFI	1,148,355	$131K	0.82%
13	CSXCSX CORP	1,200,302	$117K	0.74%	Put
14	STLDSTEEL DY	1,501,223	$116K	0.73%	Put
15	CAMCAMERON	1,645,730	$110K	0.69%
16	CPBCAMPBELL	2,662,700	$102K	0.64%	Put
17	CAGCONAGRA	2,336,061	$94K	0.59%	Call
18	TAPMOLSON C	723,901	$88K	0.55%	Call
19	BFHALLIANCE	392,408	$86K	0.54%
20	MDLZMONDELEZ	2,376,311	$86K	0.54%	Call
21	DHRDANAHER	885,854	$84K	0.53%
22	KELKELLOGG	1,150,784	$79K	0.50%	Call
23	PYPLPAYPAL H	1,903,000	$73K	0.46%
24	GMGENERAL	5,361,950	$72K	0.46%	Put
25	POSTPOST HLD	1,036,982	$71K	0.45%
26	AGNALLERGAN	254,606	$68K	0.43%
27	—TYCO INT	1,855,506	$68K	0.43%
28	EBAEBAY INC	2,697,810	$64K	0.41%
29	HLFHERBALIF	981,509	$60K	0.38%
30	KOCOCA COL	1,835,514	$59K	0.37%	Call
31	WTWWILLIS T	490,567	$58K	0.37%
32	—JARDEN C	958,202	$56K	0.36%
33	—CIMPRESS	619,626	$56K	0.35%
34	—PINNACLE	1,228,083	$54K	0.34%	Call
35	AALAMERICAN	3,326,773	$51K	0.32%	Call
36	—TESLA MT	26,213,836	$48K	0.30%
37	WRKUSDWESTROCK	1,195,658	$47K	0.29%
38	IWMISHARES	95,500	$45K	0.28%	Put
39	UTXZUNITED T	448,491	$45K	0.28%
40	DALDELTA AI	2,963,653	$44K	0.28%	Call
41	NUENUCOR CO	323,560	$43K	0.27%	Put
42	—SANDISK	40,563,471	$42K	0.27%
43	—NVIDIA C	23,625,000	$42K	0.27%
44	CCKCROWN HO	830,529	$41K	0.26%
45	MHKMOHAWK I	191,419	$37K	0.23%
46	—LIONS GA	1,614,865	$35K	0.22%
47	BBYBEST BUY	1,052,826	$34K	0.21%
48	DKSDICKS SP	79,900	$32K	0.20%	Put
49	—ATMEL CO	3,884,998	$32K	0.20%
50	NKENIKE INC	509,702	$31K	0.20%
51	4I1PHILIP M	302,890	$30K	0.19%
52	—COMMUNIT	4,779,029	$29K	0.18%
53	W3UWESTERN	1,497,399	$29K	0.18%
54	—TEEKAY T	1,485,301	$28K	0.18%	Call
55	LQDISHARES	236,250	$28K	0.18%
56	UEOWESTLAKE	598,192	$28K	0.17%
57	—THE ADT	666,800	$28K	0.17%
58	IWDISHARES	274,336	$27K	0.17%
59	—MENTOR G	25,785,000	$27K	0.17%
60	PGRPROGRESS	744,111	$26K	0.16%
61	ESRXEXPRESS	380,358	$26K	0.16%
62	KMBKIMBERLY	192,687	$26K	0.16%
63	37MMRC GLOB	1,914,186	$25K	0.16%
64	NWLNEWELL R	537,529	$24K	0.15%
65	—YOUKU TU	859,574	$24K	0.15%
66	CDKCDK GLOB	490,990	$23K	0.14%
67	MSFTMICROSOF	411,548	$23K	0.14%
68	—ALERE IN	58,254	$22K	0.14%
69	ADBEADOBE SY	229,680	$22K	0.14%
70	MSMMSC INDL	276,740	$21K	0.13%
71	WOOFOOT LOC	326,400	$21K	0.13%
72	—BHP BILL	903,204	$21K	0.13%
73	ZZILLOW G	834,738	$20K	0.12%
74	ABXBARRICK	1,444,627	$20K	0.12%
75	RCLROYAL CA	237,381	$20K	0.12%
76	ENRENERGIZE	479,108	$19K	0.12%
77	PACWUSDPACWEST	179,242	$19K	0.12%	Put
78	KRKROGER C	499,200	$19K	0.12%
79	HYGISHARES	230,494	$19K	0.12%
80	BOXBOX INC	1,516,687	$19K	0.12%
81	—CHESAPEA	28,650,000	$18K	0.12%
82	MNSTMONSTER	193,187	$18K	0.11%	Call
83	HLTHILTON W	798,631	$18K	0.11%
84	PPGPPG INDS	161,013	$18K	0.11%
85	DLTRDOLLAR T	216,690	$18K	0.11%
86	—AMERICAN	46,500	$17K	0.11%	Call
87	EPCEDGEWELL	210,640	$17K	0.11%
88	THSTREEHOUS	193,926	$17K	0.11%
89	—CHARTER	142,304	$17K	0.10%	Call
90	BHPBHP BILL	635,357	$16K	0.10%
91	UALUNITED C	274,514	$16K	0.10%
92	—HEARTLAN	168,712	$16K	0.10%
93	FDXFEDEX CO	99,666	$16K	0.10%
94	AXPAMERICAN	256,817	$16K	0.10%
95	IRINGERSOL	252,098	$16K	0.10%
96	TAT&T INC	397,290	$16K	0.10%
97	APDAIR PROD	107,406	$15K	0.10%
98	DEDEERE &	463,143	$15K	0.10%	Call
99	PTENPATTERSO	851,939	$15K	0.09%
100	XLUSELECT S	249,200	$15K	0.09%	Put

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