OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Q1 2018 Filing

Filed May 14, 2018

Portfolio Value

$4.2M

Holdings

268

Report Date

Q1 2018

Filing Type

13F-HR

All Holdings (268 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	NXPINXP SEMI	1,374,800	$497K	11.94%	Put
2	SNYSANOFI	1,160,651	$490K	11.77%
3	SPYSPDR S&P	1,791,600	$411K	9.87%	Put
4	EAELECTRON	1,113,225	$212K	5.09%	Call
5	INTC 3.25 08/01/39INTEL CO	68,423,000	$170K	4.09%
6	BLNKBLINK CH	439,531	$128K	3.09%	Call
7	APDAIR PROD	531,561	$85K	2.03%
8	WTWWILLIS T	500,000	$76K	1.83%
9	—MICRON T	40,000,000	$72K	1.73%
10	DELLDELL TEC	954,800	$70K	1.68%
11	XLFSELECT S	2,188,359	$60K	1.45%
12	EBAEBAY INC	1,450,000	$58K	1.40%
13	USOUNITED S	1,650,000	$58K	1.39%	Put
14	—COMMUNIT	4,739,666	$54K	1.30%
15	DISH 2.375 03/15/24DISH NET	53,000,000	$47K	1.13%
16	—PANDORA	51,000,000	$47K	1.12%
17	MHKMOHAWK I	193,401	$45K	1.08%
18	IBMINTERNAT	289,977	$44K	1.07%
19	—PINNACLE	211,193	$43K	1.03%	Call
20	—TESLA IN	40,000,000	$42K	1.00%
21	POSTPOST HLD	548,095	$42K	1.00%
22	CTSHCOGNIZAN	500,000	$40K	0.97%
23	—CHESAPEA	46,000,000	$40K	0.95%
24	HLFHERBALIF	400,000	$39K	0.94%
25	—YAHOO IN	25,000,000	$35K	0.84%
26	—MONSANTO	1,719,500	$35K	0.83%	Put
27	QSRRESTAURA	550,000	$31K	0.75%
28	—INSULET	20,000,000	$31K	0.74%
29	—DEPOMED	37,000,000	$30K	0.73%
30	—MEDICINE	28,500,000	$28K	0.66%
31	ADPAUTOMATI	220,000	$25K	0.60%
32	AXTAAXALTA C	218,621	$24K	0.57%	Call
33	BIDUNBAIDU IN	102,763	$23K	0.55%
34	—COTIVITI	620,000	$21K	0.51%
35	—CIENA CO	15,000,000	$21K	0.51%
36	METAFACEBOOK	197,813	$20K	0.49%	Call
37	CDKCDK GLOB	320,000	$20K	0.49%
38	TMUST MOBILE	320,484	$20K	0.47%
39	—RAMBUS I	17,000,000	$20K	0.47%
40	TTDTHE TRAD	385,392	$19K	0.46%
41	—AMAG PHA	18,500,000	$19K	0.46%
42	ASHASHLAND	270,000	$19K	0.45%
43	—CSRA INC	432,224	$18K	0.43%
44	DISDISNEY W	175,266	$18K	0.42%
45	—AEGERION	22,000,000	$17K	0.42%
46	CAGCONAGRA	427,595	$16K	0.38%
47	AAPLAPPLE IN	93,098	$16K	0.38%
48	LULULULULEMO	175,000	$16K	0.37%
49	KHCKRAFT HE	246,921	$15K	0.37%
50	CSXCSX CORP	265,000	$15K	0.35%
51	NTAPNETAPP I	233,880	$14K	0.35%
52	PEPPEPSICO	251,046	$13K	0.30%	Call
53	—ALLSCRIP	12,500,000	$13K	0.30%
54	WWAYFAIR	185,973	$13K	0.30%
55	AIGAMERICAN	230,000	$13K	0.30%
56	ALSALLSTATE	130,000	$12K	0.30%
57	HONHONEYWEL	82,303	$12K	0.29%
58	BABAALIBABA	64,258	$12K	0.28%
59	GSGOLDMAN	45,000	$11K	0.27%
60	MTBM & T BK	60,000	$11K	0.27%
61	CCKCROWN HO	193,701	$10K	0.24%
62	—TRAVELPO	600,000	$10K	0.24%
63	CMACOMERICA	100,000	$10K	0.23%
64	DISCAUSDDISCOVER	440,421	$9K	0.23%
65	IBKCIBERIABA	120,000	$9K	0.22%
66	UNGUSDUNITED S	183,000	$9K	0.22%	Put
67	JPMJPMORGAN	80,000	$9K	0.21%
68	—TPG PACE	831,000	$9K	0.21%
69	AXSAXIS CAP	150,000	$9K	0.21%
70	EWJISHARES	225,000	$8K	0.19%	Call
71	JCIJOHNSON	219,475	$8K	0.19%
72	—INTEGRAT	238,455	$7K	0.18%
73	—IGI LABO	7,500,000	$7K	0.17%
74	EXPEAGLE MA	67,444	$7K	0.17%
75	MDLZMONDELEZ	164,104	$7K	0.16%
76	CBOECBOE GLO	60,000	$7K	0.16%
77	—PROTALIX	7,000,000	$7K	0.16%
78	NTRSNORTHERN	65,000	$7K	0.16%
79	BERYEURBERRY GL	120,855	$7K	0.16%
80	WFCWELLS FA	125,000	$7K	0.16%
81	FHIFEDERATE	190,000	$6K	0.15%
82	FWONK 1 01/30/23LIBERTY	6,000,000	$6K	0.15%
83	SENS 5.25 02/01/23SENSEONI	5,650,000	$6K	0.15%
84	KELKELLOGG	93,220	$6K	0.15%
85	—CYPRESS	343,121	$6K	0.14%
86	INTCINTEL CO	110,647	$6K	0.14%
87	LENLENNAR C	95,637	$6K	0.14%
88	VIV1USDTELEFONI	366,392	$6K	0.14%
89	HAINHAIN CEL	174,748	$6K	0.13%
90	—CONVERGE	625,000	$6K	0.13%
91	PSTGPURE STO	275,247	$5K	0.13%
92	SMPLSIMPLY G	600,156	$5K	0.13%	Call
93	PHPARKER H	31,657	$5K	0.13%
94	ORCLORACLE C	117,642	$5K	0.13%
95	TWTRUSDTWITTER	184,746	$5K	0.13%
96	DOXAMDOCS L	80,111	$5K	0.13%
97	BKBANK NEW	100,000	$5K	0.12%
98	DISH 3.375 08/15/26DISH NET	5,000,000	$5K	0.12%
99	GPOR1EURGULFPORT	500,000	$5K	0.12%
100	AAALCOA CO	105,392	$5K	0.11%

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