OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Q1 2021 Filing

Filed May 14, 2021

Portfolio Value

$10.7M

Holdings

781

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (781 positions)

#	Stock	Shares	Value	% Portfolio
401	—PINE TEC	250,163	$2K	0.02%
402	—CF ACQUI	250,174	$2K	0.02%
403	IGACIG ACQUI	250,979	$2K	0.02%
404	—ADARA AC	249,991	$2K	0.02%
405	—NORTHERN	249,991	$2K	0.02%
406	—BOA ACQU	250,000	$2K	0.02%
407	CTRECARETRUS	106,400	$2K	0.02%
408	MUDSMUDRICK	250,815	$2K	0.02%
409	—KISMET A	250,000	$2K	0.02%
410	—AFRICAN	250,000	$2K	0.02%
411	—FINTECH	250,164	$2K	0.02%
412	—PWP FORW	250,164	$2K	0.02%
413	—SANDBRID	249,003	$2K	0.02%
414	—MERIDA M	249,828	$2K	0.02%
415	—AF ACQUI	250,000	$2K	0.02%
416	—HUDSON E	249,991	$2K	0.02%
417	—PRIMAVER	249,991	$2K	0.02%
418	—DEEP LAK	249,991	$2K	0.02%
419	—FAR PEAK	249,991	$2K	0.02%
420	—OMNICHAN	249,991	$2K	0.02%
421	—TEKKORP	249,003	$2K	0.02%
422	—HAMILTON	249,991	$2K	0.02%
423	—ITHAX AC	251,280	$2K	0.02%
424	—WARBURG	241,680	$2K	0.02%
425	GPACGLOBAL P	249,991	$2K	0.02%
426	PACXPIONEER	249,991	$2K	0.02%
427	—EUROPEAN	249,991	$2K	0.02%
428	—SENIOR C	249,991	$2K	0.02%
429	—26 CAPIT	250,409	$2K	0.02%
430	—EPIPHANY	249,003	$2K	0.02%
431	—SILVER C	249,991	$2K	0.02%
432	—DECARBON	231,035	$2K	0.02%
433	DOCHEALTHPE	76,200	$2K	0.02%
434	—ATLANTIC	249,002	$2K	0.02%
435	—EMPOWERM	249,200	$2K	0.02%
436	SHLSSHOALS T	68,990	$2K	0.02%
437	—THIMBLE	249,991	$2K	0.02%
438	NGLNGL ENER	1,160,000	$2K	0.02%
439	GNRCGENERAC	7,191	$2K	0.02%
440	EXREXTRA SP	17,350	$2K	0.02%
441	AMTAMERICAN	9,600	$2K	0.02%
442	AMLPALPS ETF	75,000	$2K	0.02%
443	—EJF ACQU	225,001	$2K	0.02%
444	—SPORTSTE	225,001	$2K	0.02%
445	WCNWASTE CO	20,000	$2K	0.02%
446	KRCKILROY R	32,900	$2K	0.02%
447	PLTRPALANTIR	90,600	$2K	0.02%
448	BXPBOSTON P	20,515	$2K	0.02%
449	DOCUSDPHYSICIA	115,700	$2K	0.02%
450	—CLOVIS O	2,170,000	$2K	0.02%
451	—NORTHERN	204,113	$2K	0.02%
452	—RICE ACQ	199,862	$2K	0.02%
453	—FTAC ATH	200,000	$2K	0.02%
454	—USHG ACQ	200,000	$2K	0.02%
455	—TUATARA	200,000	$2K	0.02%
456	—VELOCITY	202,220	$2K	0.02%
457	—ALPHA CA	200,000	$2K	0.02%
458	—GOLDEN F	205,700	$2K	0.02%
459	—ITIQUIRA	199,993	$2K	0.02%
460	—LIV CAP	200,000	$2K	0.02%
461	—MORINGA	200,000	$2K	0.02%
462	PLXPROTALIX	445,171	$2K	0.02%
463	—WARRIOR	200,000	$2K	0.02%
464	—CF ACQUI	200,000	$2K	0.02%
465	TWOEURTWO HBRS	269,546	$2K	0.02%
466	—VPC IMPA	200,131	$2K	0.02%
467	—VPC IMPA	200,131	$2K	0.02%
468	—ISLEWORT	200,000	$2K	0.02%
469	—BRIGHT L	200,783	$2K	0.02%
470	NOVAQSUNNOVA	44,248	$2K	0.02%
471	LTCLTC PPTY	43,000	$2K	0.02%
472	SBCSABRA HE	101,200	$2K	0.02%
473	—PIVOTAL	174,994	$2K	0.02%
474	—POPULATI	176,472	$2K	0.02%
475	—GS ACQUI	770,244	$2K	0.02%
476	REXRREXFORD	33,600	$2K	0.02%
477	—HUMANCO	168,930	$2K	0.02%
478	—DECARBON	164,994	$2K	0.02%
479	—RIBBIT L	149,994	$2K	0.02%
480	—KADEM SU	166,248	$2K	0.02%
481	—COHN ROB	1,333,283	$2K	0.02%
482	BDNBRANDYWI	124,486	$2K	0.01%
483	BILLBILL COM	10,725	$2K	0.01%
484	—ARRIVAL	96,324	$2K	0.01%
485	ZMZOOM VID	4,800	$2K	0.01%
486	OHIOMEGA HE	42,000	$2K	0.01%
487	CRWDCROWDSTR	8,400	$2K	0.01%
488	MSDAUMSD ACQU	150,587	$2K	0.01%
489	SNOWSNOWFLAK	6,630	$2K	0.01%
490	—LDH GROW	150,000	$2K	0.01%
491	—FOLEY TR	950,754	$2K	0.01%
492	IRABTRIBE CA	150,098	$2K	0.01%
493	NSTBNORTHERN	150,587	$2K	0.01%
494	—FIFTH WA	149,994	$2K	0.01%
495	—NEW VIST	150,000	$1K	0.01%
496	—FREEDOM	150,000	$1K	0.01%
497	—GLENFARN	150,587	$1K	0.01%
498	—G&P ACQU	150,587	$1K	0.01%
499	—MISSION	150,098	$1K	0.01%
500	—NORTHERN	150,098	$1K	0.01%

PreviousPage 5 of 8Next