OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Q2 2020 Filing

Filed August 13, 2020

Portfolio Value

$8.9M

Holdings

311

Report Date

Q2 2020

Filing Type

13F-HR

All Holdings (311 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	—TELIGENT	11,000,000	$2.2M	24.78%
2	OXYOCCIDENT	8,094,500	$2.0M	22.94%	Put
3	—LEGACY A	1,900,000	$931K	10.49%	Call
4	—SILVER S	2,310,242	$197K	2.22%	Call
5	—GTY TECH	3,280,758	$175K	1.97%	Call
6	LMEURLEGG MAS	3,309,722	$165K	1.85%
7	—CAESARS	86,609,745	$146K	1.65%
8	—UNION AC	1,096,395	$141K	1.58%	Call
9	—EAST STO	563,825	$108K	1.22%
10	—EL PASO	1,579,252	$106K	1.19%
11	—BROOGE E	194,303	$97K	1.09%	Call
12	CZREURCAESARS	5,789,730	$70K	0.79%
13	—CHURCHIL	5,506,437	$51K	0.57%	Call
14	DISH 2.375 03/15/24DISH NET	56,000,000	$50K	0.57%
15	IBKCIBERIABA	1,028,671	$47K	0.53%
16	BACBK OF AM	250,000	$39K	0.44%	Call
17	—BHP GROU	939,594	$39K	0.44%
18	—AMAG PHA	45,500,000	$37K	0.41%
19	—FLYING E	3,740,625	$35K	0.40%	Call
20	NAVNAVISTAR	1,232,816	$35K	0.39%
21	—SOCIAL C	3,800,000	$35K	0.39%	Call
22	—GS ACQUI	2,921,326	$31K	0.35%
23	METAFACEBOOK	135,000	$31K	0.35%
24	—TESLA IN	10,000,000	$30K	0.34%
25	ERICERICSSON	215,000	$29K	0.33%	Put
26	—FOLEY TR	2,660,000	$28K	0.32%
27	—FORTRESS	3,483,332	$27K	0.31%	Call
28	—APEX TEC	3,562,500	$27K	0.30%	Call
29	—EXPERIEN	3,388,333	$26K	0.29%	Call
30	—JUNIPER	3,740,625	$26K	0.29%	Call
31	—GORES HL	2,968,750	$25K	0.28%	Call
32	—CHP MERG	3,491,250	$24K	0.28%	Call
33	FISVFISERV I	250,000	$24K	0.27%
34	—NEW PROV	3,415,500	$24K	0.27%	Call
35	—LONGVIEW	2,280,000	$23K	0.26%
36	—PARATEK	27,750,000	$22K	0.25%
37	MAMASTERCA	75,000	$22K	0.25%
38	—ACAMAR P	2,334,150	$22K	0.24%	Call
39	—CLEVELAN	24,000,000	$22K	0.24%
40	CTXSEURCITRIX S	145,000	$21K	0.24%
41	—CALIFORN	3,112,400	$21K	0.24%	Put
42	BDXBECTON D	88,756	$21K	0.24%
43	—DIAMONDP	2,137,025	$21K	0.24%	Call
44	—LIV CAP	447,864	$21K	0.24%	Call
45	—JAWS ACQ	1,995,000	$21K	0.23%
46	—TRINE AC	2,149,256	$21K	0.23%	Call
47	—SOUTH MT	2,248,250	$20K	0.23%	Call
48	—GREENSKY	4,100,000	$20K	0.23%
49	DISDISNEY W	180,000	$20K	0.23%
50	CICIGNA CO	105,000	$20K	0.22%
51	—THUNDER	1,907,665	$19K	0.21%	Call
52	—FINTECH	1,700,500	$19K	0.21%
53	—SWITCHBA	2,359,958	$19K	0.21%	Call
54	AAL 6.5 07/01/25AMERICAN	20,000,000	$19K	0.21%
55	—FUSION A	1,803,195	$18K	0.21%
56	—FINSERV	2,565,000	$18K	0.20%	Call
57	CLVS 1.25 05/01/25CLOVIS O	30,000,000	$18K	0.20%
58	—CIIG MER	2,565,000	$18K	0.20%	Call
59	—OSPREY T	2,493,750	$18K	0.20%	Call
60	—SUSTAINA	2,565,000	$17K	0.20%	Call
61	—HOPE BAN	21,290,000	$17K	0.20%
62	—HEALTHCA	2,375,000	$17K	0.19%	Call
63	FFORD MTR	125,000	$17K	0.19%	Put
64	ELSEQUITY L	271,700	$17K	0.19%
65	POSTPOST HLD	190,000	$17K	0.19%
66	BWABORGWARN	470,617	$17K	0.19%
67	FLT1EURFLEETCOR	65,000	$16K	0.18%
68	—T-MOBILE	97,500	$16K	0.18%
69	—PIVOTAL	1,732,260	$16K	0.18%	Call
70	—HUDSON E	1,500,646	$15K	0.17%
71	AALAMERICAN	3,761,500	$15K	0.17%	Put
72	QSRRESTAURA	280,000	$15K	0.17%
73	TMUST-MOBILE	145,000	$15K	0.17%
74	ALCALCON AG	255,000	$15K	0.16%
75	—PROPTECH	1,805,000	$15K	0.16%	Call
76	—APPLIED	17,400,000	$14K	0.16%
77	ALUBALUSSA E	1,540,235	$14K	0.16%	Call
78	—DFP HEAL	1,721,875	$14K	0.16%	Call
79	IWMISHARES	100,000	$14K	0.16%
80	—LGL SYS	2,066,200	$14K	0.16%	Call
81	UNHUNITEDHE	47,500	$14K	0.16%
82	EEFTEURONET	145,000	$14K	0.16%
83	ADTADT INC	141,800	$14K	0.15%	Put
84	—SPIRIT A	9,000,000	$14K	0.15%
85	—INTERPRI	1,805,000	$13K	0.15%	Call
86	XLFSELECT S	1,550,000	$13K	0.15%	Put
87	SUISUN CMNT	97,800	$13K	0.15%
88	ELLAUDER E	70,000	$13K	0.15%
89	EBAEBAY INC	250,000	$13K	0.15%
90	—CRESCENT	1,335,843	$13K	0.15%	Call
91	—KENSINGT	1,278,139	$13K	0.14%
92	—SC HEALT	1,330,000	$13K	0.14%	Call
93	—CITIC CA	1,806,854	$12K	0.14%	Call
94	—REPLAY A	1,187,500	$12K	0.14%
95	—NEW FRON	1,453,196	$12K	0.14%
96	—SCVX COR	1,710,000	$12K	0.13%	Call
97	—PAE INC	1,298,048	$11K	0.13%	Call
98	JDJD.COM I	187,050	$11K	0.13%
99	—HAYMAKER	1,123,773	$11K	0.13%	Call
100	—STABLE R	1,168,336	$11K	0.13%	Call

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