OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Q3 2017 Filing

Filed November 14, 2017

Portfolio Value

$12.7M

Holdings

308

Report Date

Q3 2017

Filing Type

13F-HR

All Holdings (308 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	—OREXIGEN	7,500,000	$3.0M	23.57%
2	—OREXIGEN	7,500,000	$3.0M	23.57%
3	SPYSPDR S&P	3,627,450	$1.2M	9.34%	Put
4	SNYSANOFI	1,238,077	$446K	3.50%
5	LVLTLEVEL 3	4,854,795	$259K	2.03%
6	HYGISHARES	1,902,500	$215K	1.69%	Put
7	IWMISHARES	760,000	$187K	1.47%	Put
8	—ALERE IN	279,536	$112K	0.88%
9	—ALERE IN	2,183,333	$111K	0.87%
10	POSTPOST HLD	1,205,309	$106K	0.84%
11	WTWWILLIS T	629,088	$97K	0.76%
12	DISHDISH NET	1,743,606	$90K	0.71%	Call
13	EBAEBAY INC	2,656,486	$87K	0.68%	Put
14	APDAIR PROD	561,528	$85K	0.67%
15	KHCKRAFT HE	1,044,931	$81K	0.64%
16	RICEEURRICE ENE	2,667,137	$77K	0.61%
17	XLISELECT S	514,400	$73K	0.58%	Put
18	HLFHERBALIF	1,013,242	$69K	0.54%
19	JCIJOHNSON	875,750	$69K	0.54%	Put
20	GMGENERAL	1,688,585	$68K	0.54%
21	QSRRESTAURA	1,021,665	$65K	0.51%
22	TWXCHFTIME WAR	1,735,500	$61K	0.48%	Put
23	—KITE PHA	334,153	$60K	0.47%
24	—COMMUNIT	5,055,677	$59K	0.46%
25	STZCONSTELL	295,624	$59K	0.46%
26	GPOR1EURGULFPORT	3,999,260	$57K	0.45%
27	KMXCARMAX I	733,637	$56K	0.44%
28	INTC 3.25 08/01/39INTEL CO	30,000,000	$55K	0.43%
29	CAGCONAGRA	1,625,000	$55K	0.43%
30	WRKUSDWESTROCK	888,752	$50K	0.40%
31	UNPUNION PA	635,100	$46K	0.36%	Put
32	WFCWELLS FA	791,715	$44K	0.34%
33	—MICRON T	30,000,000	$42K	0.33%
34	QRTEALIBERTY	1,750,000	$41K	0.32%
35	—AK STL H	389,000	$39K	0.31%	Call
36	NLSNNIELSEN	939,445	$39K	0.31%
37	—CIMPRESS	391,435	$38K	0.30%
38	LULULULULEMO	604,000	$38K	0.30%
39	MHKMOHAWK I	149,524	$37K	0.29%
40	—TESLA IN	30,000,000	$37K	0.29%
41	HAINHAIN CEL	825,000	$34K	0.27%
42	—PANDORA	36,000,000	$34K	0.26%
43	FTVFORTIVE	473,517	$34K	0.26%
44	—PAREXEL	379,198	$33K	0.26%
45	CDKCDK GLOB	520,000	$33K	0.26%
46	—DEPOMED	44,000,000	$33K	0.26%
47	GLPIGAMING &	877,665	$32K	0.25%
48	PYPLPAYPAL H	500,000	$32K	0.25%
49	MDLZMONDELEZ	785,000	$32K	0.25%
50	CTSHCOGNIZAN	420,000	$30K	0.24%
51	DOXAMDOCS L	444,566	$29K	0.22%
52	ETNEATON CO	361,950	$28K	0.22%
53	BOXBOX INC	1,395,644	$27K	0.21%
54	37MMRC GLOB	1,540,400	$27K	0.21%
55	LUVSOUTHWES	476,926	$27K	0.21%
56	HONHONEYWEL	186,850	$26K	0.21%
57	RRCRANGE RE	1,344,000	$26K	0.21%
58	ADPAUTOMATI	240,000	$26K	0.21%
59	SNASNAP ON	175,060	$26K	0.20%
60	—CIENA CO	19,500,000	$26K	0.20%
61	VXXBARCLAYS	225,200	$25K	0.20%	Put
62	TAPMOLSON C	372,125	$25K	0.20%	Call
63	—POWERSHA	1,032,000	$24K	0.19%
64	SCHWSCHWAB C	519,981	$23K	0.18%
65	CRMSALESFOR	239,630	$22K	0.18%
66	FDCFIRST DA	676,600	$22K	0.18%	Put
67	—WINDSTRE	254,000	$22K	0.17%	Put
68	—RAMBUS I	18,500,000	$22K	0.17%
69	TMUST MOBILE	346,730	$21K	0.17%
70	—AEGERION	26,000,000	$21K	0.16%
71	EXPEEXPEDIA	143,588	$21K	0.16%
72	—SNYDERS-	532,000	$20K	0.16%
73	VMWEURVMWARE I	185,165	$20K	0.16%
74	ENRENERGIZE	437,798	$20K	0.16%
75	—FRONTIER	1,018,600	$20K	0.16%
76	BIDUNBAIDU IN	79,431	$20K	0.15%
77	EPCEDGEWELL	269,600	$20K	0.15%
78	ESRXEXPRESS	306,000	$19K	0.15%
79	METAFACEBOOK	109,518	$19K	0.15%
80	—TRAVELPO	1,175,000	$18K	0.14%
81	MNSTMONSTER	321,000	$18K	0.14%
82	IRINGERSOL	198,120	$18K	0.14%
83	WYNNWYNN RES	117,581	$18K	0.14%
84	IGTINTERNAT	685,301	$17K	0.13%
85	INCYINCYTE C	144,100	$17K	0.13%
86	—SUCAMPO	16,000,000	$17K	0.13%
87	ORCLORACLE C	340,107	$16K	0.13%
88	RLJRLJ LODG	746,007	$16K	0.13%
89	TTDTHE TRAD	265,919	$16K	0.13%
90	ASMLASML HOL	95,282	$16K	0.13%
91	CMICUMMINS	92,710	$16K	0.12%
92	CCKCROWN HO	258,375	$15K	0.12%
93	CLCOLGATE	208,586	$15K	0.12%
94	CP.TOCANADIAN	90,170	$15K	0.12%
95	DEDEERE &	114,300	$14K	0.11%
96	STLDSTEEL DY	413,805	$14K	0.11%
97	—SUPERVAL	653,950	$14K	0.11%
98	BABAALIBABA	77,672	$13K	0.11%
99	ATVIEURACTIVISI	202,774	$13K	0.10%
100	DALDELTA AI	268,969	$13K	0.10%

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