OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Q3 2021 Filing

Filed November 12, 2021

Portfolio Value

$6.4M

Holdings

875

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (875 positions)

#	Stock	Shares	Value	% Portfolio	Type
501	—FRONTIER	250,164	$2K	0.04%
502	—KERNEL G	249,398	$2K	0.04%
503	—ORION AC	250,164	$2K	0.04%
504	—D AND Z	249,398	$2K	0.04%
505	—HAMILTON	249,991	$2K	0.04%
506	—FINTECH	250,164	$2K	0.04%
507	—ANGEL PO	250,979	$2K	0.04%
508	—TWIN RID	249,674	$2K	0.04%
509	TNLTRAVEL P	44,400	$2K	0.04%
510	—ARES ACQ	248,608	$2K	0.04%
511	—7GC & CO	249,003	$2K	0.04%
512	—PINE TEC	250,163	$2K	0.04%
513	—FORGEROC	62,000	$2K	0.04%
514	—GX ACQUI	249,804	$2K	0.04%
515	—PWP FORW	250,164	$2K	0.04%
516	—DECARBON	243,299	$2K	0.04%
517	PLTRPALANTIR	100,000	$2K	0.04%
518	—HUMANCO	242,309	$2K	0.04%
519	—WARBURG	241,680	$2K	0.04%
520	—ATHENA T	238,288	$2K	0.04%
521	NOUNOUVEAU	414,412	$2K	0.04%
522	RLXRLX TECH	500,000	$2K	0.04%
523	—SOCIAL C	229,422	$2K	0.04%
524	TSLATESLA IN	127,200	$2K	0.04%	Put
525	PGYEJF ACQU	225,001	$2K	0.03%
526	—KHOSLA V	223,310	$2K	0.03%
527	SSENTINEL	40,000	$2K	0.03%
528	RBLXROBLOX C	28,000	$2K	0.03%
529	PFSIPENNYMAC	34,300	$2K	0.03%
530	BHCBAUSCH H	75,000	$2K	0.03%
531	CRKCOMSTOCK	201,250	$2K	0.03%
532	—GIGCAPIT	200,783	$2K	0.03%
533	—GOLDEN F	205,700	$2K	0.03%
534	SWSSUSPRINGWA	200,783	$2K	0.03%
535	—10X CAP	200,783	$2K	0.03%
536	—RIVERVIE	200,783	$2K	0.03%
537	—NORTHERN	204,135	$2K	0.03%
538	—IVANHOE	200,783	$2K	0.03%
539	—MONTES A	198,807	$2K	0.03%
540	—HORIZON	198,406	$2K	0.03%
541	TYGOROTH CH	200,783	$2K	0.03%
542	—FIFTH WA	200,783	$2K	0.03%
543	—ITIQUIRA	199,993	$2K	0.03%
544	—TUATARA	200,000	$2K	0.03%
545	—ALPHA CA	200,000	$2K	0.03%
546	EGGFEG ACQUI	200,000	$2K	0.03%
547	—USHG ACQ	200,000	$2K	0.03%
548	CPTKWCROWN PR	198,807	$2K	0.03%
549	FRSHFRESHWOR	45,000	$2K	0.03%
550	LITTLOGISTIC	195,764	$2K	0.03%
551	LMACALIBERTY	185,329	$2K	0.03%
552	XOSXOS INC	400,000	$2K	0.03%
553	BKIEURBLACK KN	25,600	$2K	0.03%
554	—ALKURI G	184,187	$2K	0.03%
555	—AGRICO A	175,685	$2K	0.03%
556	AVIRATEA PHA	50,000	$2K	0.03%
557	WPCWP CAREY	23,950	$2K	0.03%
558	TOSTTOAST IN	35,000	$2K	0.03%
559	—CHARDAN	175,685	$2K	0.03%
560	—POPULATI	176,472	$2K	0.03%
561	—HH&L ACQ	176,288	$2K	0.03%
562	—B RILEY	173,719	$2K	0.03%
563	LAWCS DISCO	35,000	$2K	0.03%
564	LAMRLAMAR AD	14,700	$2K	0.03%
565	—CORSAIR	168,597	$2K	0.03%
566	—GS ACQUI	770,244	$2K	0.03%
567	PATHUIPATH I	30,000	$2K	0.02%
568	—CENAQ EN	154,503	$2K	0.02%
569	—RIBBIT L	150,543	$2K	0.02%
570	—ALPINE A	150,587	$2K	0.02%
571	—L&F ACQU	149,797	$1K	0.02%
572	WINVUWINVEST	145,568	$1K	0.02%
573	—DECARBON	148,630	$1K	0.02%
574	—NORTHERN	152,207	$1K	0.02%
575	PACXPIONEER	149,110	$1K	0.02%
576	—G SQUARE	150,587	$1K	0.02%
577	—NORTHERN	150,098	$1K	0.02%
578	—BELONG A	151,651	$1K	0.02%
579	—BRIGHT L	150,587	$1K	0.02%
580	—NEW VIST	150,382	$1K	0.02%
581	—FREEDOM	150,000	$1K	0.02%
582	—MISSION	150,098	$1K	0.02%
583	IRABTRIBE CA	150,098	$1K	0.02%
584	AREALEXANDR	7,520	$1K	0.02%
585	EQREQUITY R	17,600	$1K	0.02%
586	PMTPENNYMAC	70,700	$1K	0.02%
587	TWLVTWELVE S	128,501	$1K	0.02%
588	—CLEANTEC	125,489	$1K	0.02%
589	DOCSDOXIMITY	15,000	$1K	0.02%
590	—COHN ROB	1,333,283	$1K	0.02%
591	DXCM 0.25 11/15/25DEXCOM I	1,000,000	$1K	0.02%
592	—CLASS AC	118,211	$1K	0.02%
593	XLESELECT S	400,000	$1K	0.02%	Call
594	—COVA ACQ	116,604	$1K	0.02%
595	EVLVWEVOLV TE	752,937	$1K	0.02%
596	—SKYDECK	114,149	$1K	0.02%
597	CLVTCLARIVAT	50,000	$1K	0.02%
598	—BROADSTO	109,595	$1K	0.02%
599	WMGWARNER M	25,000	$1K	0.02%
600	—FIREEYE	1,000,000	$1K	0.02%

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