OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Q3 2022 Filing

Filed November 14, 2022

Portfolio Value

$55.5M

Holdings

931

Report Date

Q3 2022

Filing Type

13F-HR

All Holdings (931 positions)

#	Stock	Shares	Value	% Portfolio	Type
401	—MOUNTAIN	429,521	$4K	0.01%
402	—TB SA AC	444,247	$4K	0.01%
403	USOUNITED S	67,000	$4K	0.01%
404	—FTAC ATH	436,859	$4K	0.01%
405	AESAES CORP	191,048	$4K	0.01%
406	—BLACK MO	429,521	$4K	0.01%
407	GLPIGAMING &	97,085	$4K	0.01%
408	RUN 0 02/01/26SUNRUN I	6,000,000	$4K	0.01%
409	—KL ACQUI	427,526	$4K	0.01%
410	—ARENA FO	420,018	$4K	0.01%
411	GTLSCHART IN	22,950	$4K	0.01%
412	—ANZU SPE	427,660	$4K	0.01%
413	—PROTALIX	4,000,000	$4K	0.01%
414	NEENEXTERA	53,062	$4K	0.01%
415	ENPHENPHASE	14,955	$4K	0.01%
416	FAFFIRST AM	89,118	$4K	0.01%
417	—CC NEUBE	413,435	$4K	0.01%
418	—IRON SPA	413,612	$4K	0.01%
419	—ALSP ORC	405,660	$4K	0.01%
420	—VMG CONS	405,660	$4K	0.01%
421	—SOCIAL C	405,273	$4K	0.01%
422	—WILLIAMS	400,887	$4K	0.01%
423	—FRONTIER	33,582	$4K	0.01%
424	—BELONG A	72,094	$4K	0.01%
425	DISAWDISRUPTI	86,876	$4K	0.01%
426	—MONUMENT	73,429	$4K	0.01%
427	—LEO HLDG	85,543	$4K	0.01%
428	—D AND Z	88,913	$4K	0.01%
429	—ATHLON A	403,764	$4K	0.01%
430	XBISPDR SER	50,000	$4K	0.01%
431	—DISRUPTI	398,501	$4K	0.01%
432	—FINTECH	395,710	$4K	0.01%
433	—CARNEY T	390,382	$4K	0.01%
434	—HUNT COM	381,797	$4K	0.01%
435	—INNOVATI	381,797	$4K	0.01%
436	DKNGDRAFTKIN	350,000	$4K	0.01%	Put
437	—TKB CRIT	381,797	$4K	0.01%
438	—GREEN VI	381,797	$4K	0.01%
439	ARCKARBOR RA	381,797	$4K	0.01%
440	—7 ACQUIS	381,797	$4K	0.01%
441	—LAMF GLO	381,797	$4K	0.01%
442	MBVIM3 BRIGA	381,797	$4K	0.01%
443	—INTELLIG	381,797	$4K	0.01%
444	—FAST ACQ	391,575	$4K	0.01%
445	—FOCUS IM	381,797	$4K	0.01%
446	—MERCATO	381,797	$4K	0.01%
447	—ARTEMIS	381,797	$4K	0.01%
448	HUNHUNTSMAN	155,050	$4K	0.01%
449	—INSU ACQ	381,687	$4K	0.01%
450	—GENESIS	374,325	$4K	0.01%
451	—KAIROS A	379,815	$4K	0.01%
452	—SCION TE	378,894	$4K	0.01%
453	FISFIDELITY	50,000	$4K	0.01%
454	—G SQUARE	380,605	$4K	0.01%
455	—ALTIMAR	380,556	$4K	0.01%
456	BPACBULLPEN	374,325	$4K	0.01%
457	—SCULPTOR	374,325	$4K	0.01%
458	—AHREN AC	374,325	$4K	0.01%
459	—BYTE ACQ	380,123	$4K	0.01%
460	—GLOBAL C	369,227	$4K	0.01%
461	—SOUTHPOR	374,325	$4K	0.01%
462	—CF ACQUI	374,325	$4K	0.01%
463	—ALPHA PA	381,797	$4K	0.01%
464	—GAMING &	379,815	$4K	0.01%
465	—PATRIA L	367,656	$4K	0.01%
466	—FOREST R	380,556	$4K	0.01%
467	—ROCKET I	377,267	$4K	0.01%
468	—NIGHTDRA	380,556	$4K	0.01%
469	—BOA ACQU	374,325	$4K	0.01%
470	NCLHNORWEGIA	317,061	$4K	0.01%	Put
471	—PRIMAVER	373,325	$4K	0.01%
472	—COUNTER	367,656	$4K	0.01%
473	—NUBIA BR	367,656	$4K	0.01%
474	ETRENTERGY	36,543	$4K	0.01%
475	ZTOZTO EXPR	152,240	$4K	0.01%
476	HGVHILTON G	111,153	$4K	0.01%
477	UMHUMH PPTY	226,207	$4K	0.01%
478	FRFIRST IN	80,397	$4K	0.01%
479	—FIRST RE	364,605	$4K	0.01%
480	VENVENTAS I	88,499	$4K	0.01%
481	—CORNER G	350,000	$4K	0.01%
482	—KKR ACQU	354,298	$3K	0.01%
483	SHWSHERWIN	16,860	$3K	0.01%
484	—BRIDGETO	339,067	$3K	0.01%
485	PFSIPENNYMAC	79,118	$3K	0.01%
486	NXPINXP SEMI	22,958	$3K	0.01%
487	MDUMDU RES	122,647	$3K	0.01%
488	IQVIQVIA HL	18,504	$3K	0.01%
489	GCTSCONCORD	334,072	$3K	0.01%
490	—MERCURY	334,073	$3K	0.01%
491	DALDELTA AI	133,055	$3K	0.01%	Put
492	HALOHALOZYME	83,937	$3K	0.01%
493	XRPNARMADA A	334,072	$3K	0.01%
494	UBERUBER TEC	125,000	$3K	0.01%
495	SBCSABRA HE	251,789	$3K	0.01%
496	EVCOEVEREST	327,535	$3K	0.01%
497	—ALTIMETE	331,212	$3K	0.01%
498	—MOTIVE C	327,535	$3K	0.01%
499	GILDGILEAD S	53,000	$3K	0.01%
500	MNRLUSDBRIGHAM	131,400	$3K	0.01%

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