OPPENHEIMER & CO INC Q4 2017 Filing

Filed February 7, 2018

Portfolio Value

$3.9B

Holdings

1,311

Report Date

Q4 2017

Filing Type

13F-HR

All Holdings (1,311 positions)

#	Stock	Shares	Value	% Portfolio	Type
1301	PDLIEURPDL BIOPHARMA INC	11,488	$31K	0.00%
1302	—APPLIED DNA SCIENCES INC	13,527	$22K	0.00%
1303	—CAPSTONE TURBINE CORP	28,343	$22K	0.00%
1304	GSATUSDGLOBALSTAR INC	15,204	$20K	0.00%
1305	—ATHERSYS INC	10,700	$19K	0.00%
1306	—QUICKLOGIC CORP	10,000	$17K	0.00%
1307	NVAXNOVAVAX INC	10,000	$13K	0.00%
1308	—NEONODE INC	15,000	$11K	0.00%
1309	—TURTLE BEACH CORP	10,000	$5K	0.00%
1310	—CITIGROUP INC	35,000	$4K	0.00%
1311	—BIOPHARMX CORP	21,000	$2K	0.00%

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