Paloma Partners Management Co Q3 2016 Filing
Filed November 14, 2016
Portfolio Value
$8.0B
Holdings
1,354
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (1,354 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P500 ETF TRUST | 6,883,178 | $1.5T | 18627.71% | Put |
| 2 | —NASDAQ-100 | 2,488,861 | $295.5B | 3696.91% | Put |
| 3 | GOOGLALPHABET INC-CL A | 311,193 | $250.2B | 3130.61% | Put |
| 4 | IWMISHARES TR-RUSSELL 2000 IDX | 1,998,908 | $248.3B | 3106.44% | Put |
| 5 | AAPLAPPLE INC | 2,021,517 | $228.5B | 2859.31% | Put |
| 6 | CATCATERPILLAR INC | 2,082,507 | $184.9B | 2312.95% | Put |
| 7 | NXPINXP SEMICONDUCTORS NV | 1,667,000 | $170.1B | 2127.62% | Put |
| 8 | AMZNAMAZON.COM INC | 161,156 | $134.9B | 1688.28% | Put |
| 9 | —AETNA INC - NEW | 1,049,465 | $121.2B | 1515.92% | Put |
| 10 | GILDGILEAD SCIENCES INC | 1,497,923 | $118.5B | 1482.83% | Put |
| 11 | JPMJPMORGAN CHASE & CO | 1,766,063 | $117.6B | 1471.39% | Put |
| 12 | —IPATH S&P 500 VIX S/T FU ETN | 3,368,210 | $114.8B | 1435.77% | Put |
| 13 | HCAHCA HOLDINGS INC | 1,460,665 | $110.5B | 1382.16% | Put |
| 14 | METAFACEBOOK INC-A | 747,338 | $95.9B | 1199.37% | Put |
| 15 | AMGNAMGEN INC | 561,623 | $93.7B | 1172.15% | Put |
| 16 | REGNREGENERON PHARMACEUTIACAL | 227,382 | $91.4B | 1143.73% | Put |
| 17 | AWMSKYWORKS SOLUTIONS INC | 1,175,434 | $89.5B | 1119.75% | Put |
| 18 | OXYOCCIDENTAL PETRO USD | 1,123,379 | $81.9B | 1024.92% | Put |
| 19 | MSFTMICROSOFT CORP | 1,263,919 | $72.8B | 910.88% | Put |
| 20 | —LINKEDIN CORP - A | 334,900 | $64.0B | 800.82% | Call |
| 21 | TLTISHARES BARCLAYS 20+ YR TREAS | 461,776 | $63.5B | 794.48% | Put |
| 22 | BIIBBIOGEN INC | 201,220 | $63.0B | 788.08% | Put |
| 23 | FXIISHARES FTSE CHINA 25 INDEX FU | 1,620,800 | $61.6B | 770.79% | Put |
| 24 | INTCINTEL CORP | 1,513,940 | $57.1B | 715.04% | Put |
| 25 | WFCWELLS FARGO & COMPANY | 1,210,021 | $53.6B | 670.36% | Put |
| 26 | XMESPDR METALS & MINING ETF | 2,006,513 | $53.2B | 665.78% | Put |
| 27 | XLFAMEX FINANCIAL SELECT SPDR IDX | 2,672,700 | $51.6B | 645.39% | Put |
| 28 | CMICUMMINS INC | 393,333 | $50.4B | 630.65% | Put |
| 29 | EMREMERSON ELECTRIC CO | 896,700 | $48.9B | 611.56% | Put |
| 30 | UNHUNITED HEALTH GROUP INC | 302,000 | $42.3B | 528.99% | Put |
| 31 | GDXVANECK VECTORS GOLD MINERS ET | 1,555,898 | $41.1B | 514.50% | Put |
| 32 | GQ9SPDR GOLD TRUST | 322,538 | $40.5B | 507.01% | Put |
| 33 | —CBS CORP- CL B | 685,436 | $37.5B | 469.44% | Put |
| 34 | IBBISHARES NASDAQ BIOTECH INDX | 124,030 | $35.9B | 449.19% | Put |
| 35 | EEMISHARES MSCI EMERGING MKT IN | 934,742 | $35.0B | 437.98% | Put |
| 36 | —MONSANTO CO | 320,913 | $32.8B | 410.36% | Put |
| 37 | TRVCCITIGROUP INC | 674,965 | $31.9B | 398.86% | Put |
| 38 | JNJJOHNSON & JOHNSON | 268,138 | $31.7B | 396.31% | Put |
| 39 | XLIINDUSTRIAL SELECT SECT SPDR | 525,000 | $30.6B | 383.48% | Put |
| 40 | VVISA INC-CLASS A SHARES | 352,012 | $29.1B | 364.24% | Put |
| 41 | KLACKLA - TENCOR CORP | 405,343 | $28.3B | 353.54% | |
| 42 | FFORD MOTOR CORP | 2,114,435 | $25.5B | 319.32% | Put |
| 43 | MAMASTERCARD INC | 220,358 | $22.4B | 280.59% | Put |
| 44 | —YAHOO! INC | 506,026 | $21.8B | 272.87% | |
| 45 | PFEPFIZER INC | 599,761 | $20.3B | 254.17% | Put |
| 46 | XLEAMEX ENERGY SELECT SPDR IDX | 284,314 | $20.1B | 251.17% | Put |
| 47 | XLYCONSUMER DISCRET SELECT SPDR | 246,324 | $19.7B | 246.68% | Put |
| 48 | EFAISHARES MSCI EAFE INDEX FUND | 330,216 | $19.5B | 244.31% | Put |
| 49 | TAPMOLSON COORS BREWING CO-B | 175,103 | $19.2B | 240.56% | Put |
| 50 | —DOW CHEMICAL CO | 369,049 | $19.1B | 239.32% | Put |
| 51 | CCLCARNIVAL CORP | 388,121 | $18.9B | 237.07% | Put |
| 52 | BKNGPRICELINE.COM INC | 12,728 | $18.7B | 234.34% | Put |
| 53 | DISTHE WALT DISNEY CO | 199,792 | $18.6B | 232.10% | Put |
| 54 | XOPUSDSPDR S&P OUL & GAS EXPLORATION | 480,367 | $18.5B | 231.15% | |
| 55 | LLYLILLY (ELI) & CO | 228,927 | $18.4B | 229.88% | Put |
| 56 | CVXCHEVRON CORP | 176,433 | $18.2B | 227.21% | Put |
| 57 | GMGENERAL MOTORS CO | 563,954 | $17.9B | 224.17% | Put |
| 58 | BABAALIBABA GROUP HOLDING-SP | 169,100 | $17.9B | 223.82% | Put |
| 59 | HYGISHARES IBOXX USD HIGH YIELD | 192,770 | $16.8B | 210.46% | Put |
| 60 | TXNTEXAS INSTRUMENTS INC | 234,693 | $16.5B | 206.07% | Put |
| 61 | MCDMCDONALDS CORP | 141,908 | $16.4B | 204.82% | Put |
| 62 | LENLENNAR CORP | 383,328 | $16.2B | 203.06% | Put |
| 63 | XLVHEALTH CARE SELECT SECTOR | 224,200 | $16.2B | 202.28% | Put |
| 64 | SBUXSTARBUCKS CORP | 288,103 | $15.6B | 195.16% | Put |
| 65 | LSXMKUSDLIBERTY SIRIUS GROUP-C | 454,058 | $15.2B | 189.80% | |
| 66 | ORCLORACLE CORP | 364,051 | $14.3B | 178.92% | Put |
| 67 | QCOMQUALCOMM INC. | 208,664 | $14.3B | 178.84% | Put |
| 68 | —LINEAR TECHNOLOGY CORP | 240,297 | $14.2B | 178.25% | |
| 69 | AXPAMERICAN EXPRESS COMPANY | 217,449 | $13.9B | 174.24% | Put |
| 70 | GSGOLDMAN SACHS GROUP INC | 86,286 | $13.9B | 174.11% | Put |
| 71 | MRKMERCK & CO | 222,221 | $13.9B | 173.51% | Put |
| 72 | —RITE AID CORP | 1,800,800 | $13.8B | 173.26% | Put |
| 73 | LRCXEURLAM RESEARCH | 143,281 | $13.6B | 169.80% | Put |
| 74 | —ST JUDE MEDICAL INC | 169,475 | $13.5B | 169.12% | |
| 75 | TAT&T INC | 328,352 | $13.3B | 166.84% | Put |
| 76 | IPINTERNATIONAL PAPER CO | 277,269 | $13.3B | 166.43% | Put |
| 77 | UTXZUNITED TECHNOLOGIES | 129,674 | $13.2B | 164.85% | Put |
| 78 | BLKCHFBLACKROCK INC | 36,220 | $13.1B | 164.24% | Put |
| 79 | EBAEBAY INC | 389,881 | $12.8B | 160.50% | Put |
| 80 | LBRDKLIBERTY BROADBAND C-W/I | 178,501 | $12.8B | 159.64% | |
| 81 | AIGAMERICAN INTL GRP | 209,444 | $12.4B | 155.51% | Put |
| 82 | TROWT ROWE PRICE GROUP INC | 182,499 | $12.1B | 151.84% | Put |
| 83 | —LIBERTY VENTURES -SER A | 303,075 | $12.1B | 151.18% | |
| 84 | FDXFEDEX CORP | 68,472 | $12.0B | 149.63% | Put |
| 85 | COTYCOTY INC-CL A | 499,901 | $11.7B | 146.99% | |
| 86 | TMUST-MOBILE US INC | 246,179 | $11.5B | 143.90% | Put |
| 87 | BIDUNBAIDU INC - ADR | 62,742 | $11.4B | 142.93% | Put |
| 88 | —WHITEWAVE FOODS CO - A | 207,881 | $11.3B | 141.57% | Put |
| 89 | BACVERIZON COMMUNICATIONS | 217,603 | $11.3B | 141.52% | Put |
| 90 | 4I1PHILIP MORRIS INTERNATIONAL | 115,196 | $11.2B | 140.11% | Put |
| 91 | TWTRUSDTWITTER INC | 466,946 | $10.8B | 134.68% | Put |
| 92 | PNCPNC FINANCIAL SERVICES GROUP | 118,815 | $10.7B | 133.92% | Put |
| 93 | PPGPPG INDUSTRIES INC | 102,284 | $10.6B | 132.29% | Put |
| 94 | ADBEADOBE SYSTEMS INC | 96,841 | $10.5B | 131.51% | Put |
| 95 | BABOEING CO | 79,407 | $10.5B | 130.90% | Put |
| 96 | NKENIKE INC CL B STOCK | 196,519 | $10.3B | 129.45% | Put |
| 97 | UALUNITED CONTINENTAL HOLDINGS | 195,648 | $10.3B | 128.44% | Put |
| 98 | DRIDARDEN RESTAURANTS INC | 166,928 | $10.2B | 128.08% | Put |
| 99 | XHBSPDR S&P HOMEBUILDERS ETF | 301,400 | $10.2B | 127.99% | Put |
| 100 | —ALLERGAN INC | 44,405 | $10.2B | 127.94% | Call |
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