Pentwater Capital Management LP Q3 2019 Filing

Filed November 14, 2019

Portfolio Value

$6.4B

Holdings

155

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (155 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	5,344,400	$1.6T	24798.66%	Put
2	CELGCELGENE CORP	6,197,680	$615.4B	9622.50%
3	SPYSPDR S&P 500 ETF TR	1,180,000	$350.2B	5475.35%
4	ZAYOEURZAYO GROUP HLDGS INC	8,444,980	$286.3B	4476.18%
5	—MELLANOX TECHNOLOGIES LTD	2,535,000	$277.8B	4343.69%	Put
6	—CYPRESS SEMICONDUCTOR CORP	9,618,200	$224.5B	3509.98%
7	NXPINXP SEMICONDUCTORS N V	1,910,000	$208.4B	3258.72%	Call
8	—SPARK THERAPEUTICS INC	2,103,545	$204.0B	3189.65%
9	—CELGENE CORP	1,940,000	$192.6B	3012.04%	Put
10	—MELLANOX TECHNOLOGIES LTD	1,698,200	$186.1B	2909.84%
11	CICIGNA CORP	1,175,000	$178.4B	2788.62%	Put
12	ADSWADVANCED DISP SVCS INC	3,350,000	$109.1B	1705.98%
13	WCGEURWELLCARE HEALTH PLANS INC	420,000	$108.9B	1701.93%
14	—SPARK THERAPEUTICS INC	998,000	$96.8B	1513.29%	Put
15	ESPRESPERION THERAPEUTICS INC	2,478,261	$90.9B	1420.52%
16	PCGPG&E CORP	8,581,100	$85.8B	1341.69%
17	CZREURCAESARS ENTMT CORP	7,261,180	$84.7B	1323.77%
18	TRQEURTURQUOISE HILL RES LTD	177,322,214	$84.3B	1317.50%
19	—INTELSAT S A	3,366,400	$76.8B	1200.08%
20	SYFSYNCHRONY FINL	2,223,500	$75.8B	1185.15%	Call
21	—OCCIDENTAL PETE CORP	1,338,200	$59.5B	930.46%	Call
22	—ALDER BIOPHARMACEUTICALS INC	3,082,920	$58.1B	909.10%
23	WBC1EURWABCO HLDGS INC	413,989	$55.4B	865.75%
24	BMYBRISTOL MYERS SQUIBB CO	978,500	$49.6B	775.83%	Call
25	VIABVIACOM INC	2,000,100	$48.1B	751.47%
26	HHC*HOWARD HUGHES CORP	347,000	$45.0B	703.14%
27	—ALLERGAN PLC	265,000	$44.6B	697.29%	Put
28	—SPRINT CORPORATION	7,055,000	$43.5B	680.59%	Put
29	VSMEURVERSUM MATLS INC	815,000	$43.1B	674.48%
30	—INTELSAT S A	1,884,000	$43.0B	671.62%	Put
31	4I1PHILIP MORRIS INTL INC	550,000	$41.8B	652.97%
32	PCGPG&E CORP	4,041,600	$40.4B	631.92%	Put
33	GNWGENWORTH FINL INC	8,240,100	$36.3B	566.88%
34	ABBVABBVIE INC	420,000	$31.8B	497.24%	Call
35	—INTELSAT S A	20,800,000	$30.9B	483.87%
36	—GENOMIC HEALTH INC	440,000	$29.8B	466.58%
37	VICIVICI PPTYS INC	1,300,000	$29.4B	460.38%
38	SYFSYNCHRONY FINL	832,401	$28.4B	443.69%
39	ETENERGY TRANSFER LP	1,980,000	$25.9B	404.93%
40	UTXZUNITED TECHNOLOGIES CORP	177,000	$24.2B	377.81%
41	STTSPDR S&P 500 ETF TR	80,000	$23.7B	371.22%	Call
42	—PIVOTAL SOFTWARE INC	1,564,830	$23.3B	365.04%
43	QQQINVESCO QQQ TR	122,200	$23.1B	360.76%	Put
44	—UNITEDHEALTH GROUP INC	92,500	$20.1B	314.30%	Call
45	HUMHUMANA INC	78,000	$19.9B	311.80%	Put
46	UNHUNITEDHEALTH GROUP INC	90,000	$19.6B	305.81%
47	—HOWARD HUGHES CORP	135,000	$17.5B	273.56%	Call
48	HUMHUMANA INC	66,000	$16.9B	263.83%
49	EXASEXACT SCIENCES CORP	180,000	$16.3B	254.34%	Put
50	—BITAUTO HLDGS LTD	1,062,385	$15.9B	248.67%
51	UNHUNITEDHEALTH GROUP INC	64,000	$13.9B	217.46%	Put
52	LPTUSDLIBERTY PPTY TR	250,000	$12.8B	200.65%
53	—CAESARS ENTMT CORP	7,000,000	$11.9B	185.92%
54	GEGGEO GROUP INC	675,000	$11.7B	183.01%
55	—ALDER BIOPHARMACEUTICALS INC	550,000	$10.4B	162.19%	Put
56	—CHINA BIOLOGIC PRODS HLDGS I	83,490	$9.6B	149.43%
57	—CORINDUS VASCULAR ROBOTICS I	2,000,000	$8.6B	133.84%
58	NXPINXP SEMICONDUCTORS N V	70,000	$7.6B	119.42%	Put
59	—INTELSAT S A	300,000	$6.8B	106.95%	Call
60	BJBJS WHSL CLUB HLDGS INC	251,800	$6.5B	101.85%
61	BABAALIBABA GROUP HLDG LTD	38,000	$6.4B	99.36%
62	SBOWEURSILVERBOW RES INC	638,052	$6.2B	96.67%
63	NXPINXP SEMICONDUCTORS N V	56,000	$6.1B	95.55%
64	ESPRESPERION THERAPEUTICS INC	155,000	$5.7B	88.84%	Call
65	DBXDROPBOX INC	276,000	$5.6B	87.04%
66	AQLTISHARES TR	25,000	$5.3B	82.63%	Put
67	—MEDICINES CO	100,000	$5.0B	78.18%	Call
68	NDQINVESCO QQQ TR	25,000	$4.7B	73.80%
69	AALAMERICAN AIRLS GROUP INC	169,439	$4.6B	71.45%
70	AXTAAXALTA COATING SYS LTD	150,000	$4.5B	70.72%	Put
71	—AMERICAN AIRLS GROUP INC	157,500	$4.2B	66.42%	Put
72	AXTAAXALTA COATING SYS LTD	140,000	$4.2B	66.00%
73	WMBWILLIAMS COS INC DEL	170,000	$4.1B	63.95%
74	—TALLGRASS ENERGY LP	200,000	$4.0B	62.98%
75	—TEXAS INSTRS INC	30,000	$3.9B	60.62%	Put
76	PCGPG&E CORP	385,000	$3.9B	60.20%	Call
77	MOALTRIA GROUP INC	80,000	$3.3B	51.16%	Put
78	MOALTRIA GROUP INC	80,000	$3.3B	51.16%
79	—CELGENE CORP	32,500	$3.2B	50.46%	Call
80	TMUST MOBILE US INC	40,000	$3.2B	49.27%	Put
81	ARCPEURVEREIT INC	318,896	$3.1B	48.77%
82	—GARDNER DENVER HLDGS INC	100,000	$2.8B	44.23%
83	—ALTRA INDL MOTION CORP	100,000	$2.8B	43.31%	Put
84	AIMCUSDALTRA INDL MOTION CORP	100,000	$2.8B	43.31%
85	EXASEXACT SCIENCES CORP	29,000	$2.6B	40.98%
86	—BJS WHSL CLUB HLDGS INC	100,000	$2.6B	40.45%	Call
87	—SPRINT CORPORATION	392,700	$2.4B	37.88%
88	BABOEING CO	6,000	$2.3B	35.70%	Call
89	ALXNALEXION PHARMACEUTICALS INC	22,500	$2.2B	34.46%
90	PDCEUSDPDC ENERGY INC	79,000	$2.2B	34.27%
91	BACBANK AMER CORP	75,000	$2.2B	34.21%
92	—UNITED TECHNOLOGIES CORP	15,000	$2.0B	32.02%	Call
93	BOXDROPBOX INC	100,000	$2.0B	31.54%	Call
94	—CAMBREX CORP	33,000	$2.0B	30.71%
95	DAYCERIDIAN HCM HLDG INC	35,000	$1.7B	27.02%
96	CHNGUSDCHANGE HEALTHCARE INC	140,000	$1.7B	26.44%
97	—ALIBABA GROUP HLDG LTD	10,000	$1.7B	26.14%	Put
98	AMAGAMAG PHARMACEUTICALS INC	133,100	$1.5B	24.03%
99	AXTAAXALTA COATING SYS LTD	50,000	$1.5B	23.58%	Call
100	FHBFIRST HAWAIIAN INC	50,000	$1.3B	20.87%

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