Pentwater Capital Management LP Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$6.1B

Holdings

151

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (151 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	5,586,200	$1.8B	29.41%	Put
2	ZAYOEURZAYO GROUP HLDGS INC	8,728,980	$302.5M	4.95%
3	—MELLANOX TECHNOLOGIES LTD	2,535,000	$297.1M	4.86%	Put
4	AMTTD AMERITRADE HLDG CORP	5,089,000	$252.9M	4.14%
5	CICIGNA CORP	1,175,000	$240.3M	3.93%	Put
6	PCGPG&E CORP	20,881,517	$227.0M	3.71%
7	—CYPRESS SEMICONDUCTOR CORP	9,389,157	$219.0M	3.58%
8	TIFEURTIFFANY & CO	1,442,200	$192.8M	3.15%
9	—MELLANOX TECHNOLOGIES LTD	1,308,200	$153.3M	2.51%
10	PCGPG&E CORP	13,511,900	$146.9M	2.40%	Put
11	TRQEURTURQUOISE HILL RES LTD	183,649,405	$135.2M	2.21%
12	ESPRESPERION THERAPEUTICS INC NE	2,253,261	$134.4M	2.20%
13	BMYBRISTOL MYERS SQUIBB CO	1,940,000	$124.5M	2.04%	Put
14	BMY-RBRISTOL MYERS SQUIBB CO	35,553,812	$107.0M	1.75%
15	BABOEING CO	258,172	$84.1M	1.38%
16	—TIFFANY & CO	615,000	$82.2M	1.34%	Put
17	STTSPDR S&P 500 ETF TR	250,000	$80.5M	1.32%	Call
18	—ALLERGAN PLC	415,000	$79.3M	1.30%	Put
19	—MEDICINES CO	780,500	$66.3M	1.08%
20	SYFSYNCHRONY FINL	1,823,500	$65.7M	1.07%	Call
21	NXPINXP SEMICONDUCTORS N V	511,000	$65.0M	1.06%
22	—ACHILLION PHARMACEUTICALS IN	10,380,400	$62.6M	1.02%	Put
23	NXPINXP SEMICONDUCTORS N V	480,000	$61.1M	1.00%	Call
24	LPTUSDLIBERTY PPTY TR	900,000	$54.0M	0.88%
25	—ACACIA COMMUNICATIONS INC	706,829	$47.9M	0.78%
26	—ACHILLION PHARMACEUTICALS IN	7,511,700	$45.3M	0.74%
27	BABOEING CO	138,900	$45.2M	0.74%	Call
28	—ANIXTER INTL INC	445,000	$41.0M	0.67%
29	—OCCIDENTAL PETE CORP	923,200	$38.0M	0.62%	Call
30	—SPRINT CORPORATION	7,255,000	$37.8M	0.62%	Put
31	PCGPG&E CORP	3,200,000	$34.8M	0.57%	Call
32	—HOWARD HUGHES CORP	265,000	$33.6M	0.55%	Put
33	ADSWADVANCED DISP SVCS INC	1,000,000	$32.9M	0.54%
34	UTXZUNITED TECHNOLOGIES CORP	190,000	$28.5M	0.47%
35	—GENWORTH FINL INC	6,220,000	$27.4M	0.45%	Put
36	WBC1EURWABCO HLDGS INC	200,000	$27.1M	0.44%
37	ETENERGY TRANSFER LP	1,960,000	$25.1M	0.41%
38	—FITBIT INC	3,675,000	$24.1M	0.39%
39	BABOEING CO	72,500	$23.6M	0.39%	Put
40	—ARQULE INC	1,175,000	$23.5M	0.38%
41	—INTELSAT S A	3,299,100	$23.2M	0.38%	Put
42	HUMHUMANA INC	63,000	$23.1M	0.38%	Put
43	—INTELSAT S A	3,229,991	$22.7M	0.37%
44	—BITAUTO HLDGS LTD	1,528,180	$22.7M	0.37%
45	—UNITEDHEALTH GROUP INC	75,000	$22.0M	0.36%	Call
46	—TECH DATA CORP	150,000	$21.5M	0.35%
47	—INTELSAT S A	31,800,000	$21.5M	0.35%
48	CZREURCAESARS ENTMT CORP	1,575,000	$21.4M	0.35%
49	—AUDENTES THERAPEUTICS INC	331,214	$19.8M	0.32%
50	HHC*HOWARD HUGHES CORP	155,695	$19.7M	0.32%
51	AYAEURSTARS GROUP INC	722,500	$18.9M	0.31%
52	UNHUNITEDHEALTH GROUP INC	64,000	$18.8M	0.31%	Put
53	SYFSYNCHRONY FINL	496,801	$17.9M	0.29%
54	—FITBIT INC	2,600,000	$17.1M	0.28%	Put
55	AQLTISHARES TR	500,000	$17.1M	0.28%	Put
56	GNWGENWORTH FINL INC	3,775,000	$16.6M	0.27%
57	BMYBRISTOL MYERS SQUIBB CO	232,000	$14.9M	0.24%	Call
58	—CAESARS ENTMT CORP	7,000,000	$13.4M	0.22%
59	—CHINA BIOLOGIC PRODS HLDGS I	108,149	$12.6M	0.21%
60	—SPRINT CORPORATION	2,177,000	$11.3M	0.19%
61	—ALLERGAN PLC	54,330	$10.4M	0.17%
62	—MEDICINES CO	100,000	$8.5M	0.14%	Call
63	—RA PHARMACEUTICALS INC	170,000	$8.0M	0.13%
64	XRXXEROX HOLDINGS CORP	200,000	$7.4M	0.12%	Call
65	HUMHUMANA INC	19,000	$7.0M	0.11%
66	—ARCONIC INC	220,000	$6.8M	0.11%	Put
67	GEGGEO GROUP INC	330,000	$5.5M	0.09%
68	DBXDROPBOX INC	300,120	$5.4M	0.09%
69	SBOWEURSILVERBOW RES INC	500,849	$5.0M	0.08%
70	AAALCOA CORP	220,000	$4.7M	0.08%	Call
71	—ENDO INTL PLC	1,000,000	$4.7M	0.08%	Call
72	KRTXKARUNA THERAPEUTICS INC	57,951	$4.4M	0.07%
73	—SYNTHORX INC	61,400	$4.3M	0.07%
74	DTDYNATRACE INC	165,000	$4.2M	0.07%
75	WMBWILLIAMS COS INC	170,000	$4.0M	0.07%
76	WCGEURWELLCARE HEALTH PLANS INC	12,000	$4.0M	0.06%
77	TMUST MOBILE US INC	50,000	$3.9M	0.06%	Call
78	GEOGEO GROUP INC	220,000	$3.7M	0.06%	Put
79	BJBJS WHSL CLUB HLDGS INC	150,000	$3.4M	0.06%
80	TMUST MOBILE US INC	40,000	$3.1M	0.05%	Put
81	AXTAAXALTA COATING SYS LTD	100,000	$3.0M	0.05%	Put
82	CSTMCONSTELLIUM SE	220,000	$2.9M	0.05%	Put
83	DAYCERIDIAN HCM HLDG INC	36,000	$2.4M	0.04%
84	INVHINVITATION HOMES INC	80,000	$2.4M	0.04%
85	—BJS WHSL CLUB HLDGS INC	100,000	$2.3M	0.04%	Call
86	BACBANK AMER CORP	60,000	$2.1M	0.03%
87	—GARDNER DENVER HLDGS INC	50,000	$1.8M	0.03%
88	BOXDROPBOX INC	100,000	$1.8M	0.03%	Call
89	LVGOLIVONGO HEALTH INC	65,000	$1.6M	0.03%
90	PSNPARSONS CORPORATION	37,500	$1.5M	0.03%
91	—WILLSCOT CORP	80,000	$1.5M	0.02%
92	CHNGUSDCHANGE HEALTHCARE INC	89,400	$1.5M	0.02%
93	TEVATEVA PHARMACEUTICAL INDS LTD	140,000	$1.4M	0.02%	Call
94	—TUFIN SOFTWARE TECHNOLOGIS L	75,000	$1.3M	0.02%
95	ARCPEURVEREIT INC	139,919	$1.3M	0.02%
96	NXPINXP SEMICONDUCTORS N V	10,000	$1.3M	0.02%	Put
97	—MESA AIR GROUP INC	140,000	$1.3M	0.02%
98	SVMKUSDSVMK INC	70,000	$1.3M	0.02%
99	AALAMERICAN AIRLS GROUP INC	42,648	$1.2M	0.02%
100	GOGROCERY OUTLET HLDG CORP	34,850	$1.1M	0.02%

Page 1 of 2Next