Polar Asset Management Partners Inc. Q3 2021 Filing

Filed November 15, 2021

Portfolio Value

$10.1B

Holdings

1,175

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (1,175 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IWMISHARES TR	3,325,662	$727.5M	7.18%	Put
2	MELI 2 08/15/28MERCADOLIBRE INC	100,000,000	$381.6M	3.77%
3	DXCM 0.75 12/01/23DEXCOM INC	76,210,000	$253.7M	2.50%
4	SPYSPDR S&P 500 ETF TR	449,800	$193.0M	1.91%	Put
5	AEO 3.75 04/15/25AMERICAN EAGLE OUTFITTERS IN	55,000,000	$168.6M	1.66%
6	PANW 0.375 06/01/25PALO ALTO NETWORKS INC	100,000,000	$165.8M	1.64%
7	—COLLIERS INTL GROUP INC	64,750,000	$147.5M	1.46%
8	—NUANCE COMMUNICATIONS INC	50,000,000	$140.5M	1.39%
9	SHOPSHOPIFY INC	95,791	$129.9M	1.28%	Put
10	NVST 2.375 06/01/25ENVISTA HOLDINGS CORPORATION	60,000,000	$124.3M	1.23%
11	DKS 3.25 04/15/25DICKS SPORTING GOODS INC	30,000,000	$110.2M	1.09%
12	WOLF 1.75 05/01/26CREE INC	50,000,000	$92.5M	0.91%
13	EYE 2.5 05/15/25NATIONAL VISION HLDGS INC	45,000,000	$86.5M	0.85%
14	PHYS/USPROTT PHYSICAL GOLD TR	5,977,825	$82.5M	0.81%
15	BURL 2.25 04/15/25BURLINGTON STORES INC	54,300,000	$79.2M	0.78%
16	—ZENDESK INC	60,000,000	$76.2M	0.75%
17	WK 1.125 08/15/26WORKIVA INC	40,000,000	$74.9M	0.74%
18	NVDANVIDIA CORPORATION	352,406	$73.0M	0.72%	Put
19	—PERFICIENT INC	30,000,000	$68.3M	0.67%
20	LIESUN LIFE FINANCIAL INC.	1,325,000	$68.2M	0.67%	Put
21	VRNS 1.25 08/15/25VARONIS SYS INC	30,000,000	$61.7M	0.61%
22	SPLK 1.125 09/15/25SPLUNK INC	50,000,000	$61.2M	0.60%
23	X 5 11/01/26UNITED STATES STL CORP	30,500,000	$57.8M	0.57%
24	JAZZ 2 06/15/26JAZZ INVESTMENTS I LTD	50,000,000	$57.7M	0.57%
25	MIDD 1 09/01/25MIDDLEBY CORP	40,000,000	$57.2M	0.56%
26	MTSIMACOM TECH SOLUTIONS HLDGS I	872,766	$56.6M	0.56%
27	NSIT 0.75 02/15/25INSIGHT ENTERPRISES INC	40,000,000	$56.0M	0.55%
28	BE 2.5 08/15/25BLOOM ENERGY CORP	40,000,000	$55.1M	0.54%
29	LITE 0.5 12/15/26LUMENTUM HLDGS INC	50,000,000	$55.0M	0.54%
30	COUP 0.375 06/15/26COUPA SOFTWARE INC	50,000,000	$54.2M	0.54%
31	CALY 2.75 05/01/26CALLAWAY GOLF CO	30,000,000	$52.6M	0.52%
32	—ENVESTNET INC	40,000,000	$50.9M	0.50%
33	HUBS 0.375 06/01/25HUBSPOT INC	20,000,000	$48.6M	0.48%
34	Z 0.75 09/01/24ZILLOW GROUP INC	23,500,000	$48.6M	0.48%
35	RPD 2.25 05/01/25RAPID7 INC	25,000,000	$48.5M	0.48%
36	Z 2.75 05/15/25ZILLOW GROUP INC	30,000,000	$46.8M	0.46%
37	MFCMANULIFE FINL CORP	2,300,000	$44.3M	0.44%	Call
38	HCAT 2.5 04/15/25HEALTH CATALYST INC	25,000,000	$43.8M	0.43%
39	—ALTAIR ENGR INC	27,500,000	$42.7M	0.42%
40	FCN 2 08/15/23FTI CONSULTING INC	30,000,000	$42.0M	0.41%
41	TWOU2U INC	30,000,000	$41.9M	0.41%
42	—GOPRO INC	34,922,000	$40.4M	0.40%
43	LKQ1LKQ CORP	792,154	$39.9M	0.39%
44	—CREE INC	28,000,000	$39.3M	0.39%
45	LNTHLANTHEUS HLDGS INC	1,513,058	$38.9M	0.38%
46	PDSPRECISION DRILLING CORP	953,252	$38.5M	0.38%
47	UBERUBER TECHNOLOGIES INC	855,900	$38.3M	0.38%
48	NDQINVESCO QQQ TR	105,000	$37.6M	0.37%	Put
49	TJXTJX COS INC NEW	561,793	$37.1M	0.37%
50	METAFACEBOOK INC	108,300	$36.8M	0.36%	Put
51	GWRE 1.25 03/15/25GUIDEWIRE SOFTWARE INC	30,000,000	$36.1M	0.36%
52	PEGA 0.75 03/01/25PEGASYSTEMS INC	30,000,000	$33.9M	0.34%
53	—8X8 INC NEW	30,000,000	$33.8M	0.33%
54	NVRO 2.75 04/01/25NEVRO CORP	25,000,000	$33.8M	0.33%
55	NVSTENVISTA HOLDINGS CORPORATION	807,240	$33.8M	0.33%
56	QTWO 0.75 06/01/26Q2 HLDGS INC	30,000,000	$33.7M	0.33%
57	PSLV/USPROTT PHYSICAL SILVER TR	4,205,910	$32.3M	0.32%
58	MUMICRON TECHNOLOGY INC	452,659	$32.1M	0.32%	Put
59	OMCL 0.25 09/15/25OMNICELL COM	20,000,000	$31.9M	0.32%
60	COLMCOLUMBIA SPORTSWEAR CO	332,060	$31.8M	0.31%
61	—ORTHO CLINICAL DIAGNOSTICS H	1,697,207	$31.4M	0.31%
62	MLAB 1.375 08/15/25MESA LABS INC	25,000,000	$30.6M	0.30%
63	ADIANALOG DEVICES INC	180,800	$30.3M	0.30%
64	PLANUSDANAPLAN INC	494,300	$30.1M	0.30%
65	GKOS 2.75 06/15/27GLAUKOS CORP	25,000,000	$29.9M	0.30%
66	TRUTRANSUNION	266,400	$29.9M	0.30%
67	NEO 1.25 05/01/25NEOGENOMICS INC	20,000,000	$29.6M	0.29%
68	—SIERRA LAKE ACQUISITION CORP	2,970,000	$29.6M	0.29%
69	HVIIHENNESSY CAPITAL INVST CORP	2,970,000	$29.6M	0.29%
70	OFIXORTHOFIX MED INC	764,038	$29.1M	0.29%
71	CRMSALESFORCE COM INC	106,683	$28.9M	0.29%
72	VVXVECTRUS INC	572,915	$28.8M	0.28%
73	PCTYPAYLOCITY HLDG CORP	100,500	$28.2M	0.28%	Put
74	SHCSOTERA HEALTH CO	1,048,111	$27.4M	0.27%
75	PAYAUSDPAYA HOLDINGS INC	2,402,812	$26.1M	0.26%
76	TDWDTAILWIND ACQUISITION CORP	2,659,900	$26.0M	0.26%
77	VZIOEURVIZIO HLDG CORP	1,223,030	$26.0M	0.26%	Call
78	LBTYBLIBERTY GLOBAL PLC	862,800	$25.4M	0.25%
79	MODN 2.625 06/01/25MODEL N INC	20,000,000	$25.3M	0.25%
80	—QAD INC	287,622	$25.1M	0.25%
81	—RIVERVIEW ACQUISITION CORP	2,490,000	$24.7M	0.24%
82	CNDACONCORD ACQUISITION CORP II	2,475,000	$24.7M	0.24%
83	AVLRUSDAVALARA INC	141,000	$24.6M	0.24%	Put
84	—SILVERSPAC INC	2,475,000	$24.6M	0.24%
85	—ALPHA PARTNERS TECH MERGR CO	2,475,000	$24.5M	0.24%
86	—BERENSON ACQUISITION CORP I	2,475,000	$24.4M	0.24%
87	COUP 0.125 06/15/25COUPA SOFTWARE INC	16,000,000	$24.2M	0.24%
88	GOOGALPHABET INC	8,900	$23.7M	0.23%
89	—INSIGHT ACQUISITION CORP	2,376,000	$23.6M	0.23%
90	—ALLEGHENY TECHNOLOGIES INC	18,176,000	$23.6M	0.23%
91	FAROFARO TECHNOLOGIES INC	357,914	$23.6M	0.23%
92	GWRSGLOBAL WTR RES INC	1,250,484	$23.4M	0.23%
93	CMCOCOLUMBUS MCKINNON CORP N Y	484,156	$23.4M	0.23%
94	—EDIFY ACQUISITION CORP	2,376,000	$23.2M	0.23%
95	—INOVALON HLDGS INC	559,808	$22.6M	0.22%
96	—CF ACQUISITION CORP IV	2,299,998	$22.4M	0.22%
97	LITE 0.25 03/15/24LUMENTUM HLDGS INC	15,000,000	$22.1M	0.22%
98	AMTAMERICAN TOWER CORP NEW	82,379	$21.9M	0.22%
99	EHCENCOMPASS HEALTH CORP	290,600	$21.8M	0.22%
100	ZMZOOM VIDEO COMMUNICATIONS IN	82,000	$21.4M	0.21%	Call

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