PRELUDE CAPITAL MANAGEMENT, LLC Q3 2021 Filing

Filed November 15, 2021

Portfolio Value

$3.9B

Holdings

1,476

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (1,476 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	1,251,500	$537.1M	13.74%	Put
2	EXECHESAPEAKE ENERGY CORP	6,239,968	$384.3M	9.83%	Put
3	TSLATESLA INC	321,000	$248.9M	6.37%	Put
4	IWMISHARES TR	589,896	$129.0M	3.30%	Put
5	NDQINVESCO QQQ TR	253,100	$90.6M	2.32%	Put
6	GMEGAMESTOP CORP NEW	482,200	$84.6M	2.16%	Put
7	VOOVANGUARD INDEX FDS	208,151	$82.1M	2.10%
8	GQ9SPDR GOLD TR	428,124	$70.3M	1.80%	Call
9	SESEA LTD	181,817	$58.0M	1.48%	Put
10	—KKR ACQUISITION HOLDING I CO	3,717,311	$36.2M	0.93%
11	HYGISHARES TR	364,800	$31.9M	0.82%	Put
12	TLTISHARES TR	181,400	$26.2M	0.67%	Put
13	ARKKARK ETF TR	214,200	$23.7M	0.61%	Put
14	—IHS MARKIT LTD	198,406	$23.1M	0.59%
15	—STAMPS COM INC	66,706	$22.0M	0.56%	Put
16	HTHT 3 05/01/26HUAZHU GROUP LTD	15,000,000	$19.5M	0.50%
17	BHFBRIGHTHOUSE FINL INC	428,014	$19.4M	0.50%
18	S9QSPIRIT AEROSYSTEMS HLDGS INC	434,681	$19.2M	0.49%	Call
19	PDD 0 12/01/25PINDUODUO INC	20,400,000	$18.8M	0.48%
20	NUANEURNUANCE COMMUNICATIONS INC	326,378	$18.0M	0.46%
21	JPMJPMORGAN CHASE & CO	107,348	$17.6M	0.45%	Put
22	GRBKGREEN BRICK PARTNERS INC	850,681	$17.5M	0.45%
23	SEALTD 0.25 09/15/26SEA LTD	15,600,000	$15.9M	0.41%
24	TECK/BTECK RESOURCES LTD	622,425	$15.5M	0.40%	Call
25	CADEEURCADENCE BANCORPORATION	668,605	$14.7M	0.38%
26	CLDRCLOUDERA INC	870,879	$13.9M	0.36%
27	—CAI INTERNATIONAL INC	247,016	$13.8M	0.35%
28	MSFTMICROSOFT CORP	48,127	$13.6M	0.35%	Put
29	CZRCAESARS ENTERTAINMENT INC NE	119,710	$13.4M	0.34%	Put
30	VRRMVERRA MOBILITY CORP	878,942	$13.2M	0.34%
31	WTWWILLIS TOWERS WATSON PLC LTD	56,532	$13.1M	0.34%	Call
32	USOUNITED STS OIL FD LP	236,600	$12.4M	0.32%	Put
33	—IQIYI INC	12,500,000	$12.4M	0.32%
34	NIONIO INC	336,565	$12.0M	0.31%	Put
35	AMCAMC ENTMT HLDGS INC	312,400	$11.9M	0.30%	Put
36	INTCINTEL CORP	217,500	$11.6M	0.30%	Call
37	K6BKBR INC	286,497	$11.3M	0.29%
38	XLNXEURXILINX INC	74,146	$11.2M	0.29%	Put
39	UFSDOMTAR CORP	204,513	$11.2M	0.29%
40	—STERLING BANCORP DEL	410,078	$10.2M	0.26%
41	RRXREGAL BELOIT CORP	67,355	$10.1M	0.26%
42	HLITHARMONIC INC	1,140,028	$10.0M	0.26%
43	CCCHEMOURS CO	335,517	$9.8M	0.25%
44	TWTRUSDTWITTER INC	157,686	$9.5M	0.24%	Put
45	CHNGUSDCHANGE HEALTHCARE INC	453,696	$9.5M	0.24%
46	—MEDALLIA INC	264,055	$8.9M	0.23%
47	KSUEURKANSAS CITY SOUTHERN	33,010	$8.9M	0.23%
48	FYBRFRONTIER COMMUNICATIONS PARE	317,901	$8.9M	0.23%	Put
49	CUCAAVIS BUDGET GROUP	75,700	$8.8M	0.23%	Put
50	COHREURCOHERENT INC	34,726	$8.7M	0.22%
51	—PPD INC	181,375	$8.5M	0.22%
52	MFS1EURWELBILT INC	354,486	$8.2M	0.21%
53	FXIISHARES TR	210,200	$8.2M	0.21%	Put
54	ODP1THE ODP CORP	202,169	$8.1M	0.21%
55	FEFIRSTENERGY CORP	227,800	$8.1M	0.21%	Call
56	FOXFOX CORP	218,499	$8.1M	0.21%
57	—CORNERSTONE ONDEMAND INC	141,497	$8.1M	0.21%
58	MOMO 1.25 07/01/25HELLO GROUP INC	9,500,000	$8.1M	0.21%
59	AMZNAMAZON COM INC	2,400	$7.9M	0.20%	Put
60	TNADIREXION SHS ETF TR	93,900	$7.8M	0.20%	Put
61	XLFSELECT SECTOR SPDR TR	205,957	$7.7M	0.20%	Put
62	XLESELECT SECTOR SPDR TR	147,499	$7.7M	0.20%	Put
63	INDAISHARES TR	157,723	$7.7M	0.20%	Put
64	XLISELECT SECTOR SPDR TR	76,140	$7.5M	0.19%	Put
65	SLAMFSLAM CORP	753,034	$7.4M	0.19%
66	—ATHENE HOLDING LTD	105,826	$7.3M	0.19%
67	—GP STRATEGIES CORP	345,607	$7.2M	0.18%
68	FTDRFRONTDOOR INC	165,110	$6.9M	0.18%
69	FIVNFIVE9 INC	43,221	$6.9M	0.18%	Call
70	MHKMOHAWK INDS INC	38,700	$6.9M	0.18%
71	—SELECT INTERIOR CONCEPTS INC	473,790	$6.8M	0.17%
72	NVDANVIDIA CORPORATION	32,966	$6.8M	0.17%	Put
73	HRCHILL-ROM HLDGS INC	44,228	$6.6M	0.17%	Put
74	SLVISHARES SILVER TR	319,010	$6.5M	0.17%	Put
75	—PATHFINDER ACQUISITION CORP	650,000	$6.4M	0.16%
76	CSCOCISCO SYS INC	117,535	$6.4M	0.16%	Put
77	FISVFISERV INC	58,541	$6.4M	0.16%
78	SONOSONOS INC	195,225	$6.3M	0.16%
79	FMBIUSDFIRST MIDWEST BANCORP DEL	327,790	$6.2M	0.16%
80	MRNAMODERNA INC	16,000	$6.2M	0.16%	Put
81	CLVTCLARIVATE PLC	274,877	$6.0M	0.15%	Call
82	DWDMORGAN STANLEY	60,958	$5.9M	0.15%	Put
83	—BIG SKY GROWTH PARTNERS INC	605,448	$5.9M	0.15%
84	HBMDHOWARD BANCORP INC	288,516	$5.9M	0.15%
85	EXPEEXPEDIA GROUP INC	35,602	$5.8M	0.15%
86	OWLBLUE OWL CAPITAL INC	375,021	$5.8M	0.15%	Call
87	GDDYGODADDY INC	82,011	$5.7M	0.15%
88	FBCUSDFLAGSTAR BANCORP INC	111,800	$5.7M	0.15%
89	COINCOINBASE GLOBAL INC	24,861	$5.7M	0.14%	Put
90	—OSIRIS ACQUISITION CORP	575,421	$5.7M	0.14%
91	UBERUBER TECHNOLOGIES INC	126,203	$5.7M	0.14%
92	XOPSPDR SER TR	56,900	$5.5M	0.14%	Put
93	—VONAGE HLDGS CORP	339,700	$5.5M	0.14%	Call
94	BHCBAUSCH HEALTH COS INC	192,500	$5.4M	0.14%	Call
95	ENSENERSYS	71,839	$5.3M	0.14%
96	REZIRESIDEO TECHNOLOGIES INC	212,201	$5.3M	0.13%
97	—JAWS JUGGERNAUT ACQUISITN CO	531,795	$5.2M	0.13%
98	AGQPROSHARES TR II	210,800	$5.2M	0.13%	Put
99	LNGCHENIERE ENERGY INC	52,933	$5.2M	0.13%	Call
100	RRRRED ROCK RESORTS INC	100,300	$5.1M	0.13%	Call

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