PRELUDE CAPITAL MANAGEMENT, LLC Q4 2020 Filing

Filed February 16, 2021

Portfolio Value

$3.9B

Holdings

930

Report Date

Q4 2020

Filing Type

13F-HR

All Holdings (930 positions)

#	Stock	Shares	Value	% Portfolio	Type
901	—GENIUS BRANDS INTL INC	65,800	$91K	0.00%	Call
902	AMRNAMARIN CORP PLC	17,700	$87K	0.00%	Call
903	—FINSERV ACQUISITION CORP	25,000	$87K	0.00%
904	—PHOENIX NEW MEDIA LTD	71,647	$86K	0.00%
905	IVREURINVESCO MORTGAGE CAPITAL INC	24,100	$81K	0.00%	Call
906	PBFPBF ENERGY INC	11,257	$80K	0.00%
907	—FALCON MINERALS CORP	24,931	$79K	0.00%
908	APH1EURAPHRIA INC	10,900	$75K	0.00%	Call
909	CFRXUSDCONTRAFECT CORP	14,000	$71K	0.00%
910	GPRCHFGREAT PANTHER MNG LTD	83,710	$71K	0.00%
911	SRNESORRENTO THERAPEUTICS INC	10,300	$70K	0.00%	Call
912	NOKNOKIA CORP	17,800	$70K	0.00%	Call
913	—YRC WORLDWIDE INC	15,091	$67K	0.00%
914	—WAITR HLDGS INC	22,470	$62K	0.00%
915	MEIPUSDMEI PHARMA INC	23,000	$61K	0.00%
916	MVISMICROVISION INC DEL	11,100	$60K	0.00%	Call
917	QEPQEP RESOURCES INC	24,130	$58K	0.00%
918	—HALL OF FAME RESORT & ENTMT	43,936	$54K	0.00%
919	—PAVMED INC	25,302	$54K	0.00%
920	—BOXLIGHT CORP	29,282	$45K	0.00%
921	WATTENERGOUS CORP	23,700	$43K	0.00%	Call
922	SOSSOS LIMITED	27,600	$41K	0.00%	Call
923	XWELXPRESSPA GROUP INC	29,944	$36K	0.00%
924	SANBANCO SANTANDER S.A.	11,700	$36K	0.00%	Call
925	VAC2USDVBI VACCINES INC	12,900	$35K	0.00%	Call
926	BMYBRISTOL-MYERS SQUIBB CO	47,000	$32K	0.00%	Call
927	U6ZURANIUM ENERGY CORP	17,069	$30K	0.00%
928	NXENEXGEN ENERGY LTD	10,158	$28K	0.00%
929	AMPYAMPLIFY ENERGY CORP NEW	17,774	$23K	0.00%
930	TELLEURTELLURIAN INC NEW	10,013	$13K	0.00%

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