PRELUDE CAPITAL MANAGEMENT, LLC Q4 2021 Filing

Filed February 14, 2022

Portfolio Value

$3.9B

Holdings

1,753

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (1,753 positions)

#	Stock	Shares	Value	% Portfolio	Type
901	—FIRST LT ACQUISITION GROUP I	60,100	$604K	0.02%
902	—RIGEL RESOURCE ACQ CORP	59,600	$604K	0.02%
903	—TUATARA CAPITAL ACQUISITN CO	59,569	$603K	0.02%
904	—SOCIAL CAP SUVRETTA HLDS CP	61,432	$603K	0.02%
905	—CRESCERA CAP ACQUISITION COR	60,000	$602K	0.02%
906	NTBBANK OF NT BUTTERFIELD&SON L	15,779	$601K	0.02%
907	—WORLDWIDE WEBB ACQUISITION C	60,000	$599K	0.02%
908	—THE GROWTH FOR GOOD ACQU COR	60,000	$599K	0.02%
909	SOHUSOHU COM LTD	36,759	$598K	0.02%
910	CVGICOMMERCIAL VEH GROUP INC	74,100	$597K	0.02%
911	NWPXNORTHWEST PIPE CO	18,652	$593K	0.02%
912	VNTVONTIER CORPORATION	19,261	$592K	0.02%
913	—HH&L ACQUISITION CO	60,846	$592K	0.02%
914	A4SAMERIPRISE FINL INC	1,956	$590K	0.02%
915	DOCUSDPHYSICIANS RLTY TR	31,300	$589K	0.02%	Call
916	SLAMFSLAM CORP	59,570	$588K	0.02%
917	PDCOEURPATTERSON COS INC	20,000	$587K	0.02%	Put
918	—NEOPHOTONICS CORP	38,139	$586K	0.02%
919	NOCNORTHROP GRUMMAN CORP	1,513	$586K	0.02%
920	—BLACK MOUNTAIN ACQ CORP	59,470	$585K	0.01%
921	ONON SEMICONDUCTOR CORP	8,600	$584K	0.01%
922	ZUOUSDZUORA INC	31,187	$583K	0.01%
923	WMBWILLIAMS COS INC	22,270	$580K	0.01%
924	TNDMTANDEM DIABETES CARE INC	3,845	$579K	0.01%
925	AXONAXON ENTERPRISE INC	3,685	$579K	0.01%
926	—SANABY HEALTH ACQUISITION CO	56,800	$576K	0.01%
927	MPLNUSDMULTIPLAN CORPORATION	130,000	$576K	0.01%	Put
928	CNK 4.5 08/15/25CINEMARK HLDGS INC	400,000	$574K	0.01%
929	—CF ACQUISITION CORP IV	58,568	$574K	0.01%
930	NSTGEURNANOSTRING TECHNOLOGIES INC	13,500	$570K	0.01%
931	CCLCARNIVAL CORP	28,300	$569K	0.01%	Call
932	AYXEURALTERYX INC	9,370	$567K	0.01%
933	TSCOTRACTOR SUPPLY CO	2,372	$566K	0.01%
934	BRZUDIREXION SHS ETF TR	8,500	$565K	0.01%	Call
935	CNPCENTERPOINT ENERGY INC	20,161	$563K	0.01%
936	AVNTAVIENT CORPORATION	10,054	$563K	0.01%
937	LBTYBLIBERTY GLOBAL PLC	20,205	$560K	0.01%
938	WHWYNDHAM HOTELS & RESORTS INC	6,234	$559K	0.01%
939	—KAIROS ACQUISITION CORP	55,822	$558K	0.01%
940	HRBBLOCK H & R INC	23,528	$554K	0.01%
941	ESTCELASTIC N V	4,500	$554K	0.01%	Put
942	TERTERADYNE INC	3,384	$553K	0.01%
943	—NEWCOURT ACQUISITION CORP	54,297	$549K	0.01%
944	SHBISHORE BANCSHARES INC	26,325	$549K	0.01%
945	SILCSILICOM LTD	10,646	$549K	0.01%
946	—GLOBAL TECHNOLGY ACQSTN CORP	54,279	$548K	0.01%
947	ANAUTONATION INC	4,683	$547K	0.01%
948	CMCCOMMERCIAL METALS CO	15,083	$547K	0.01%
949	SFSTIFEL FINL CORP	7,705	$543K	0.01%
950	—DA32 LIFE SCNCE TEC ACQSTN C	55,275	$542K	0.01%
951	KELKELLOGG CO	8,357	$538K	0.01%
952	CPTCAMDEN PPTY TR	2,991	$534K	0.01%
953	ITCIEURINTRA-CELLULAR THERAPIES INC	10,198	$534K	0.01%
954	—GOLDEN ARROW MERGER CORP	55,000	$532K	0.01%
955	AESAES CORP	21,707	$527K	0.01%
956	—CC NEUBERGER PRIN HLDGS II	53,138	$526K	0.01%
957	BPBP PLC	19,770	$526K	0.01%
958	—NEOGAMES S A	18,900	$525K	0.01%
959	EVEREVERQUOTE INC	33,513	$525K	0.01%
960	FSKFS KKR CAP CORP	25,000	$524K	0.01%	Put
961	GHGUARDANT HEALTH INC	5,226	$523K	0.01%
962	SOFISOFI TECHNOLOGIES INC	32,991	$522K	0.01%
963	AMDADVANCED MICRO DEVICES INC	3,600	$518K	0.01%	Call
964	FISIFINANCIAL INSTNS INC	16,285	$518K	0.01%
965	ELLAUDER ESTEE COS INC	1,400	$518K	0.01%	Put
966	—SHELTER ACQUISITION CORP I	51,939	$517K	0.01%
967	FRFIRST INDL RLTY TR INC	7,802	$516K	0.01%
968	—FORBION EUROPEAN ACQUSTN COR	51,000	$512K	0.01%
969	ALSAFALPHA STAR ACQUISITION CORP	50,000	$512K	0.01%
970	SHLSSHOALS TECHNOLOGIES GROUP IN	21,083	$512K	0.01%
971	BWXTBWX TECHNOLOGIES INC	10,679	$511K	0.01%
972	FEXDUEURFINTECH ECOSYSTEM DEVE	50,000	$510K	0.01%
973	—BULLPEN PARLAY ACQUISITION C	51,000	$510K	0.01%
974	SMTISANARA MEDTECH INC	17,223	$509K	0.01%
975	GH 0 11/15/27GUARDANT HEALTH INC	500,000	$508K	0.01%
976	—HEALTH ASSURN ACQUISITION CO	52,000	$508K	0.01%
977	WDC 1.5 02/01/24WESTERN DIGITAL CORP.	500,000	$507K	0.01%
978	LMACALIBERTY MEDIA ACQUISITION CO	49,348	$507K	0.01%
979	BAHBOOZ ALLEN HAMILTON HLDG COR	5,978	$507K	0.01%
980	EIXEDISON INTL	7,409	$506K	0.01%
981	—ENTERPRISE 4.0 TEC ACQSTN CO	50,000	$506K	0.01%
982	—CALIFORNIA BANCORP INC	23,804	$505K	0.01%
983	IGTAUINCEPTION GROWTH ACQUSTN LTD	50,000	$504K	0.01%
984	—SOCIAL LEVERAGE ACQUISN CORP	50,300	$503K	0.01%
985	—KLUDEIN I ACQUISITION CORP	51,099	$503K	0.01%
986	—OMNILIT ACQUISITION CORP	50,000	$502K	0.01%
987	—ST ENERGY TRANSITION I LTD	50,000	$501K	0.01%
988	—INNOVATIVE INTL ACQUSITIN CO	49,799	$501K	0.01%
989	MBVIM3 BRIGADE ACQUISITION III	50,000	$501K	0.01%
990	UVSPUNIVEST FINANCIAL CORPORATIO	16,700	$500K	0.01%
991	IBKRINTERACTIVE BROKERS GROUP IN	6,296	$500K	0.01%
992	HHYATT HOTELS CORP	5,217	$500K	0.01%
993	CDKCDK GLOBAL INC	11,944	$499K	0.01%
994	—COLICITY INC	51,100	$498K	0.01%
995	AVGO 8 09/30/22 ABROADCOM INC	240	$498K	0.01%
996	PHRPHREESIA INC	11,917	$496K	0.01%
997	MLTXHELIX ACQUISITION CORP	50,000	$495K	0.01%
998	AMPYAMPLIFY ENERGY CORP NEW	158,914	$494K	0.01%
999	—WILLIAMS ROWLAND ACQUISITION	50,000	$494K	0.01%
1000	—TISHMAN SPEYER INNOVATION CO	50,000	$493K	0.01%

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