Prime Capital Investment Advisors, LLC Q3 2018 Filing

Filed November 13, 2018

Portfolio Value

$315.2M

Holdings

254

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (254 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	ARNCCHFARCONIC INC COM	72,365	$1.0M	0.33%	Call
2	IYHISHARES U.S. HEALTHCARE ETF	4,798	$974K	0.31%
3	XLFICONSUMER STAPLES SELECT SECTOR SPDR FUND	17,924	$967K	0.31%
4	GOOGALPHABET INC CAP STK CL C	782	$933K	0.30%
5	PGPROCTER AND GAMBLE CO COM	11,048	$919K	0.29%
6	FLT1EURFLEETCOR TECHNOLOGIES INC COM	4,000	$911K	0.29%
7	AMDADVANCED MICRO DEVICES INC COM	28,500	$880K	0.28%
8	IWFISHARES RUSSELL 1000 GROWTH ETF	5,540	$864K	0.27%
9	OKEONEOK INC NEW COM	12,329	$836K	0.27%
10	TSLATESLA INC COM	2,970	$786K	0.25%
11	TYGEURTORTOISE ENERGY INFRA CORP COM	28,605	$770K	0.24%
12	OVEROVERSTOCK COM INC DEL COM	24,500	$679K	0.22%
13	IVVISHARES CORE S&P 500 ETF	2,305	$675K	0.21%
14	BHCBAUSCH HEALTH COS INC COM	121,670	$666K	0.21%	Call
15	VTVVANGUARD VALUE INDEX FUND	5,900	$653K	0.21%
16	JNJJOHNSON & JOHNSON COM	4,515	$624K	0.20%
17	MOALTRIA GROUP INC COM	10,295	$621K	0.20%
18	SPSMSPDR PORTFOLIO SMALL CAP ETF	18,225	$606K	0.19%
19	MDYSPDR S&P MIDCAP 400 ETF	1,446	$531K	0.17%
20	BNDXVANGUARD TOTAL INTERNATIONAL BOND ETF	9,454	$516K	0.16%
21	SOSOUTHERN CO COM	11,597	$506K	0.16%
22	VVISA INC COM CL A	3,353	$503K	0.16%
23	SCHWSCHWAB CHARLES CORP NEW COM	10,233	$503K	0.16%
24	VLOVALERO ENERGY CORP NEW COM	4,400	$501K	0.16%
25	ITA*ISHARES U.S. AEROSPACE & DEFENSE ETF	2,265	$490K	0.16%
26	HDHOME DEPOT INC COM	2,158	$447K	0.14%
27	BNDVANGUARD TOTAL BOND MARKET INDEX FUND	5,525	$435K	0.14%
28	DUKDUKE ENERGY CORP NEW COM NEW	5,336	$427K	0.14%
29	LMTLOCKHEED MARTIN CORP COM	1,210	$419K	0.13%
30	UTXZUNITED TECHNOLOGIES CORP COM	2,975	$416K	0.13%
31	HONHONEYWELL INTL INC COM	2,489	$414K	0.13%
32	IVWISHARES S&P 500 GROWTH ETF	2,235	$396K	0.13%
33	IMCVISHARES MORNINGSTAR MID-CAP VALUE ETF	2,323	$376K	0.12%
34	IWMISHARES RUSSELL 2000 ETF	2,146	$362K	0.11%
35	CLCOLGATE PALMOLIVE CO COM	5,200	$348K	0.11%
36	ISTBISHARES CORE 1-5 YEAR USD BOND ETF	6,945	$340K	0.11%
37	LRCXEURLAM RESEARCH CORP COM	2,200	$334K	0.11%
38	IJKISHARES S&P MID-CAP 400 GROWTH ETF	1,430	$333K	0.11%
39	—SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF	19,710	$330K	0.10%
40	VTIVANGUARD TOTAL STOCK MARKET INDEX FUND	1,990	$298K	0.09%
41	MAMASTERCARD INCORPORATED CL A	1,330	$296K	0.09%
42	VOOVANGUARD S&P 500 ETF	1,089	$291K	0.09%
43	—CORPORATE CAP TR INC COM	19,017	$290K	0.09%
44	—ECLIPSE RES CORP COM	237,004	$282K	0.09%
45	XELXCEL ENERGY INC COM	5,775	$273K	0.09%
46	IWRISHARES RUSSELL MID-CAP ETF	1,150	$254K	0.08%
47	PFEPFIZER INC COM	5,737	$253K	0.08%
48	IATISHARES U.S. REGIONAL BANKS ETF	5,000	$245K	0.08%
49	BSVVANGUARD SHORT-TERM BOND INDEX FUND	3,100	$242K	0.08%
50	DVNDEVON ENERGY CORP NEW COM	6,035	$241K	0.08%
51	SHWSHERWIN WILLIAMS CO COM	500	$228K	0.07%
52	SBUXSTARBUCKS CORP COM	3,432	$195K	0.06%
53	PSXPHILLIPS 66 COM	1,730	$195K	0.06%
54	ISCVISHARES MORNINGSTAR SMALL-CAP VALUE ETF	1,230	$189K	0.06%
55	UUPINVESCO DB US DOLLAR INDEX BULLISH FUND	7,281	$184K	0.06%
56	KMXCARMAX INC COM	2,440	$182K	0.06%
57	VXUSVANGUARD TOTAL INTERNATIONAL STOCK ETF	3,339	$180K	0.06%
58	IYMISHARES U.S. BASIC MATERIALS ETF	1,800	$177K	0.06%
59	TQJSIGNATURE BK NEW YORK N Y COM	1,500	$172K	0.05%
60	HALHALLIBURTON CO COM	4,150	$168K	0.05%
61	TTEKTETRA TECH INC NEW COM	2,300	$157K	0.05%
62	IEMGISHARES CORE MSCI EMERGING MARKETS ETF	2,988	$155K	0.05%
63	—TORCHLIGHT ENERGY RES INC COM	161,300	$155K	0.05%
64	TTENTOTAL S A SPONSORED ADR	2,380	$153K	0.05%
65	TMOTHERMO FISHER SCIENTIFIC INC COM	620	$151K	0.05%
66	XLFFINANCIAL SELECT SECTOR SPDR FUND	5,425	$150K	0.05%
67	PSECPROSPECT CAPITAL CORPORATION COM	19,340	$142K	0.05%
68	GEGENERAL ELECTRIC CO COM	12,200	$138K	0.04%
69	GDGENERAL DYNAMICS CORP COM	660	$135K	0.04%
70	WMTWALMART INC COM	1,400	$131K	0.04%
71	DDOMINION ENERGY INC COM	1,850	$130K	0.04%
72	CMECME GROUP INC COM CL A	765	$130K	0.04%
73	—US ECOLOGY INC COM	1,750	$129K	0.04%
74	HDVISHARES CORE HIGH DIVIDEND ETF	1,420	$129K	0.04%
75	ETENERGY TRANSFER EQUITY L P COM UT LTD PTN	7,185	$125K	0.04%
76	EWEDWARDS LIFESCIENCES CORP COM	705	$123K	0.04%
77	TXNTEXAS INSTRS INC COM	1,140	$122K	0.04%
78	CASYCASEYS GEN STORES INC COM	940	$121K	0.04%
79	TMUST MOBILE US INC COM	1,700	$119K	0.04%
80	—GRAMERCY PPTY TR COM NEW	4,333	$119K	0.04%
81	XLUUTILITIES SELECT SECTOR SPDR FUND	2,100	$111K	0.04%
82	CTXSEURCITRIX SYS INC COM	1,000	$111K	0.04%
83	KXIISHARES GLOBAL CONSUMER STAPLES ETF	2,200	$111K	0.04%
84	GOOGLALPHABET INC CAP STK CL A	90	$109K	0.03%
85	VIGVANGUARD DIVIDEND APPRECIATION INDEX FUND	950	$105K	0.03%
86	ETNEATON CORP PLC SHS	1,200	$104K	0.03%
87	IGSBISHARES SHORT-TERM CORPORATE BOND ETF	2,000	$104K	0.03%
88	—TALLGRASS ENERGY LP CLASS A SHS	4,400	$104K	0.03%
89	PEPPEPSICO INC COM	903	$101K	0.03%
90	BMTABRITISH AMERN TOB PLC SPONSORED ADR	2,104	$98K	0.03%
91	APCANADARKO PETE CORP COM	1,450	$98K	0.03%
92	IBMINTERNATIONAL BUSINESS MACHS COM	627	$95K	0.03%
93	VWOVANGUARD FTSE EMERGING MARKETS ETF	2,300	$94K	0.03%
94	MRKMERCK & CO INC COM	1,325	$94K	0.03%
95	FFORD MTR CO DEL COM PAR $0.01	10,000	$93K	0.03%
96	AMATAPPLIED MATLS INC COM	2,400	$93K	0.03%
97	PEYINVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF	5,000	$90K	0.03%
98	TSNTYSON FOODS INC CL A	1,500	$89K	0.03%
99	SAMBOSTON BEER INC CL A	300	$86K	0.03%
100	BOTZGLOBAL X ROBOTICS & ARTIFICIAL INTELLIGENCE THEMATIC ETF	3,600	$82K	0.03%

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