Radcliffe Capital Management, L.P. Q1 2020 Filing

Filed May 15, 2020

Portfolio Value

$532.2M

Holdings

117

Report Date

Q1 2020

Filing Type

13F-HR

All Holdings (117 positions)

#	Stock	Shares	Value	% Portfolio
1	—Twitter, Inc.	44,512,000	$42.1M	7.90%
2	—PROSPECT CAPITAL CORP	48,106,000	$41.4M	7.77%
3	—BlackRock Capital Investment Corp	41,530,000	$35.2M	6.62%
4	—New Mountain Finance Corporation	41,000,000	$33.5M	6.29%
5	PSEC 6.375 03/01/25PROSPECT CAPITAL CORP	29,125,000	$24.8M	4.65%
6	—FireEye, Inc.	27,401,000	$24.7M	4.65%
7	ARCC 4.625 03/01/24Ares Capital Corporation	25,696,000	$22.2M	4.18%
8	—Blackorck TCP Capital Corp.	22,224,000	$19.8M	3.73%
9	—TPG Specialty Lending, Inc.	18,421,000	$17.1M	3.21%
10	—Goldman Sachs BDC Inc.	16,762,000	$15.8M	2.97%
11	—TEVA PHARM FINANCE LLC	15,823,000	$14.6M	2.75%
12	—Supernus Pharmaceuticals Inc	12,749,000	$10.2M	1.92%
13	—Ares Capital Corporation	10,100,000	$9.1M	1.71%
14	—Hercules Capital, Inc.	8,597,000	$7.9M	1.48%
15	—FireEye, Inc.	7,722,000	$7.5M	1.42%
16	—Cardtronics, Inc.	7,750,000	$7.4M	1.39%
17	—Hennessy Capital Acquisition	710,000	$7.2M	1.35%
18	—Gores Metropoulos Inc	650,000	$6.6M	1.24%
19	—Acamar Partners Acquisition Corp.	605,174	$6.0M	1.12%
20	—Haymaker Acquisition Corp II	600,000	$5.9M	1.10%
21	—Thunder Bridge Acquisition II	561,666	$5.5M	1.04%
22	—Diamond Peak Holdings Corp	500,072	$5.2M	0.98%
23	—Collier Creek Holdings	506,406	$5.2M	0.97%
24	—Spartan Energy Acquisition Corp.	500,062	$5.1M	0.95%
25	—RMG Acquisition Corp	499,800	$5.0M	0.93%
26	—CF Finance Acquisition Corp.	479,438	$4.9M	0.93%
27	—Churchill Capital Corp II	481,000	$4.8M	0.90%
28	—Experience Investment Corp	410,124	$4.0M	0.75%
29	DISH 2.375 03/15/24Dish Network Corporation	5,000,000	$4.0M	0.74%
30	—Pivotal Acquisition Corp II	398,222	$3.9M	0.74%
31	—Osprey Technology Acquisition Corp.	405,000	$3.9M	0.74%
32	—Trine Acquisition Corp	361,524	$3.6M	0.68%
33	—LGL Systems Acquisition Corp	350,000	$3.5M	0.66%
34	—Churchill Capital Corp III	328,120	$3.3M	0.62%
35	—CITIC Capital Acquisition Corp.	325,000	$3.2M	0.60%
36	—New Providence Acquisition Corp	325,973	$3.2M	0.60%
37	—FinTech Acquisition Corp III	316,191	$3.2M	0.59%
38	—Crescent Acquisition Corp	300,000	$3.0M	0.56%
39	—Lancadia Holdings II Inc.	298,100	$2.9M	0.55%
40	—FinServ Acquisition Corp	299,798	$2.9M	0.54%
41	—Interprivate Acquisition Corp.	275,000	$2.7M	0.51%
42	—Tortoise Acquisition Corporation	265,000	$2.7M	0.50%
43	—dMY Technology Group, Inc.	263,000	$2.6M	0.49%
44	—DFP Healthcare Acquisitions Corp.	250,000	$2.5M	0.46%
45	—Healthcare Merger Corp.	247,400	$2.4M	0.46%
46	OBDCOwl Rock Capital Corporation	205,000	$2.4M	0.44%
47	—CIIG Merger Corp.	240,100	$2.3M	0.43%
48	—Healthcare Merger Corp.	214,780	$2.2M	0.42%
49	—Apex Technology Acquisition Co	204,094	$2.1M	0.39%
50	—Schultze Special Purpose Acquisition Corp	195,958	$2.0M	0.37%
51	—Juniper Industrial Holdings, Inc.	205,501	$2.0M	0.37%
52	—East Stone Acquisition Corp.	200,000	$2.0M	0.37%
53	—Software Acquisition Group Inc.	197,900	$1.9M	0.36%
54	ARCCAres Capital Corporation	180,000	$1.9M	0.36%
55	—Apex Technology Acquisition Co	195,906	$1.9M	0.36%
56	—Silver Spike Acquisition Corp.	193,160	$1.9M	0.36%
57	GBDCGolub Capital BDC Inc	150,000	$1.9M	0.35%
58	—CHP Merger Corp	190,000	$1.8M	0.35%
59	—LF Capital Acquisition Corp.	175,560	$1.8M	0.34%
60	—Union Acquisition Corp	180,304	$1.8M	0.33%
61	—SCVX Corp.	175,000	$1.7M	0.33%
62	—Flying Eagle Acquisition Corp.	175,000	$1.7M	0.33%
63	—AMCI Acquisition Corp	164,803	$1.7M	0.31%
64	—Replay Acquisition Corp	159,234	$1.6M	0.30%
65	—ARYA Sciences Acquisition Corp.	154,300	$1.6M	0.30%
66	—Galileo Acquisition Corp.	157,240	$1.5M	0.29%
67	TRYBarings BDC Inc	198,733	$1.5M	0.28%
68	HTGCHercules Capital, Inc.	181,600	$1.4M	0.26%
69	—Netfin Acquisition Corp	139,000	$1.4M	0.26%
70	—Gores Holdings IV, Inc.	135,501	$1.4M	0.26%
71	—GX Acquisition Corp	131,000	$1.3M	0.24%
72	—South Mountain Merger Corp	126,914	$1.2M	0.23%
73	—Megalith Financial Acquisition Corp.	110,004	$1.1M	0.21%
74	—CHP Merger Corp	110,000	$1.1M	0.20%
75	FSC1EUROaktree Specialty Lending Co	320,000	$1.0M	0.19%
76	—Switchback Energy Acquisition Corporation	105,048	$1.0M	0.19%
77	—Stable Road Acquisition Corp	102,800	$1.0M	0.19%
78	—Juniper Industrial Holdings, Inc.	101,600	$999K	0.19%
79	SLRCSolar Capital Ltd	85,000	$989K	0.19%
80	—Osprey Technology Acquisition Corp.	100,000	$976K	0.18%
81	FSICUSDFS KKR Capital Corporation	325,000	$975K	0.18%
82	—China Yunhong Holdings Co., Ltd.	100,000	$970K	0.18%
83	—FinServ Acquisition Corp	95,100	$959K	0.18%
84	—Oaktree Strategic Income Corp	172,771	$957K	0.18%
85	FDUSFidus Investment Corp	143,176	$948K	0.18%
86	—GigCapital2 Inc	93,516	$930K	0.17%
87	TSLXUSDTPG Specialty Lending, Inc.	65,000	$905K	0.17%
88	—Pivotal Acquisition Corp II	90,080	$897K	0.17%
89	—PROSPECT CAPITAL CORP	888,000	$888K	0.17%
90	—Trine Acquisition Corp	85,857	$869K	0.16%
91	CSWCCapital Southwest Corp	75,000	$857K	0.16%
92	—Solar Senior Capital Ltd	88,094	$855K	0.16%
93	NMFCNew Mountain Finance Corporation	125,402	$853K	0.16%
94	—Oaktree Acquisition Corp	83,925	$839K	0.16%
95	MAINMain Street Capital Corp	40,000	$820K	0.15%
96	CCAPCrescent Capital BDC Inc	83,378	$805K	0.15%
97	—New Providence Acquisition Corp	77,710	$798K	0.15%
98	BCSFBain Capital Specialty Finance, Inc	85,000	$788K	0.15%
99	—Switchback Energy Acquisition Corporation	78,067	$761K	0.14%
100	SARSaratoga Investment Corp	65,000	$748K	0.14%

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