Radcliffe Capital Management, L.P. Q1 2021 Filing

Filed May 17, 2021

Portfolio Value

$2.5B

Holdings

687

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (687 positions)

#	Stock	Shares	Value	% Portfolio
1	—FireEye, Inc.	99,928,000	$99.0M	3.95%
2	—Supernus Pharmaceuticals Inc	58,877,000	$56.8M	2.27%
3	—BlackRock Capital Investment Corp	45,450,000	$45.5M	1.81%
4	—New Mountain Finance Corporation	40,000,000	$41.8M	1.67%
5	—Goldman Sachs BDC Inc.	40,314,000	$41.5M	1.66%
6	—PROSPECT CAPITAL CORP	25,773,000	$26.4M	1.05%
7	—Blackrock TCP Capital Corp	24,044,000	$24.6M	0.98%
8	—PDC Energy, Inc.	23,945,000	$23.7M	0.95%
9	—Glenfarne Merger Corp	2,366,483	$23.5M	0.94%
10	PSEC 6.375 03/01/25PROSPECT CAPITAL CORP	13,042,000	$14.0M	0.56%
11	—Hercules Capital, Inc.	12,521,000	$12.8M	0.51%
12	—Ares Acquisition Corp	1,150,000	$11.5M	0.46%
13	—Executive Network Partnering Corporation	1,046,874	$10.2M	0.41%
14	DISH 2.375 03/15/24Dish Network Corporation	9,950,000	$9.6M	0.38%
15	JWSMFJaws Mustang Acquisition Corp	900,000	$9.1M	0.36%
16	—CF Acquisition Corp IV	900,000	$8.8M	0.35%
17	—Priveterra Acquisition Corp	866,487	$8.6M	0.34%
18	—Cohn Robbins Holdings Corp.	870,000	$8.6M	0.34%
19	—Lazard Growth Acquisition Corp I	850,000	$8.5M	0.34%
20	—BlueRiver Acquisition Corp	850,000	$8.5M	0.34%
21	—Fusion Acquisition Corp II	850,000	$8.4M	0.34%
22	—Quantum FinTech Acquisition Corp	869,307	$8.4M	0.34%
23	—Austerlitz Acquisition Corp II	800,000	$8.0M	0.32%
24	IGACIG Acquisition Corp.	800,000	$7.9M	0.32%
25	—KINS Technology Group Inc	799,900	$7.8M	0.31%
26	—Edify Acquisition Corp	800,000	$7.8M	0.31%
27	—Carney Technology Acquisition Corp II	800,000	$7.8M	0.31%
28	GMED 0.375 03/15/25NuVasive, Inc.	7,500,000	$7.6M	0.30%
29	—Mission Advancement Corp	750,000	$7.5M	0.30%
30	CGCTCartesian Growth Corp	750,000	$7.5M	0.30%
31	—Hudson Executive Investment Corp III	750,000	$7.4M	0.30%
32	—Apollo Strategic Growth Capital	747,217	$7.4M	0.30%
33	—Thunder Bridge Capital Partners III Inc	743,501	$7.4M	0.29%
34	—Proptech Acquisition Corporation II	750,000	$7.3M	0.29%
35	—GigCapital4, Inc	741,904	$7.3M	0.29%
36	—Healthcare Services Acquisition Corp	756,458	$7.3M	0.29%
37	—Marlin Technology Corp	750,000	$7.2M	0.29%
38	—Adit Edtech Acquisition Corp.	735,000	$7.1M	0.28%
39	—FTAC Hera Acquisition Corp	700,000	$7.0M	0.28%
40	CCIXChurchill Capital Corp VII	700,000	$7.0M	0.28%
41	—Mudrick Capital Acquisition II	710,505	$7.0M	0.28%
42	—Centricus Acquisition Corp	700,000	$7.0M	0.28%
43	—TLG Acquisition One Corp	700,000	$6.9M	0.28%
44	—Senior Connect Acquisition Corp I	713,280	$6.9M	0.28%
45	—Growth Capital Acquisition Corp	699,000	$6.9M	0.28%
46	—AEA-Bridges Impact Corp.	700,000	$6.9M	0.27%
47	—Motive Capital Corp	700,000	$6.9M	0.27%
48	—Capitol Investment Corp V	679,200	$6.9M	0.27%
49	—Tailwind International Acquisition Corp.	689,674	$6.8M	0.27%
50	PRIAFPrime Impact Acquisition I	700,000	$6.8M	0.27%
51	—Pontem Corp	700,000	$6.8M	0.27%
52	—East Resources Acquisition Corp	686,494	$6.7M	0.27%
53	—D8 Holdings Corp	666,419	$6.6M	0.26%
54	—Sarissa Capital Acquisition Corp	655,521	$6.6M	0.26%
55	—Noble Rock Acquisition Corp	677,381	$6.6M	0.26%
56	INVA 2.125 01/15/23Innoviva, Inc.	6,500,000	$6.5M	0.26%
57	—Mason Industrial Technology Inc	653,200	$6.5M	0.26%
58	—ScION Tech Growth II	650,000	$6.5M	0.26%
59	—COVA Acquisition Corp	650,000	$6.5M	0.26%
60	—CHP Merger Corp	650,000	$6.4M	0.26%
61	—Montes Archimedes Acquisition Corp	654,816	$6.4M	0.26%
62	—HPX Corp	650,000	$6.4M	0.25%
63	—Corner Growth Acquisition Corp	650,000	$6.4M	0.25%
64	—GO Acquisition Corp.	645,698	$6.4M	0.25%
65	—Alpha Capital Acquisition Co.	632,210	$6.3M	0.25%
66	—Legato Merger Corp.	650,000	$6.3M	0.25%
67	—Legato Merger Corp.	650,000	$6.3M	0.25%
68	—Monument Circle Acquisition Corp.	650,000	$6.3M	0.25%
69	—ITHAX Acquisition Corp	623,414	$6.2M	0.25%
70	—Far Peak Acquisition Corp	638,602	$6.2M	0.25%
71	—Ascendant Digital Acquisition Corp.	621,940	$6.2M	0.25%
72	—LGL Systems Acquisition Corp	613,925	$6.1M	0.24%
73	—DHC Acquisition Corp	600,000	$6.0M	0.24%
74	—The Music Acquisition Corp	600,000	$6.0M	0.24%
75	—Hamilton Lane Alliance Holdings I Inc	613,000	$6.0M	0.24%
76	MBVIM3-Brigade Acquisition II Corp	600,000	$6.0M	0.24%
77	—Foresight Acquisition Corp	600,000	$5.9M	0.24%
78	—CC Neuberger Principal Holdings III	594,780	$5.9M	0.24%
79	—Cerberus Telecom Acquisition Corp	600,000	$5.9M	0.24%
80	—Starboard Value Acquisition Corp.	596,498	$5.9M	0.24%
81	—HIG Acquisition Corp	595,370	$5.9M	0.24%
82	—CC Neuberger Principal Holdings II	600,000	$5.9M	0.24%
83	—NewHold Investment Corp.	590,661	$5.9M	0.24%
84	TWLVTwelve Seas Investment Co. II	600,000	$5.9M	0.24%
85	—Epiphany Technology Acquisition Corp	600,000	$5.9M	0.23%
86	—Concord Acquisition Corp	600,000	$5.9M	0.23%
87	—CITIC Capital Acquisition Corp.	586,336	$5.9M	0.23%
88	—TWC Tech Holdings II Corp.	593,864	$5.8M	0.23%
89	—Motion Acquisition Corp.	592,348	$5.8M	0.23%
90	—Silver Crest Acquisition Corporation	600,000	$5.8M	0.23%
91	—Isleworth Healthcare Acquisition Corp	600,000	$5.8M	0.23%
92	—890 5th Avenue Partners, Inc.	600,000	$5.8M	0.23%
93	—Moringa Acquisition Corp	583,200	$5.8M	0.23%
94	—Athlon Acquisition Corp	600,000	$5.8M	0.23%
95	—Oyster Enterprise Acquisition Corp.	600,000	$5.8M	0.23%
96	—Alkuri Global Acquisition Corp	578,243	$5.7M	0.23%
97	—Altimar Acquisition Corp II	558,148	$5.7M	0.23%
98	—HH&L Acquisition Co	550,000	$5.6M	0.22%
99	—Jack Creek Investment Corp	571,549	$5.5M	0.22%
100	—NavSight Holdings, Inc.	550,000	$5.5M	0.22%

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