Radcliffe Capital Management, L.P. Q2 2021 Filing

Filed August 16, 2021

Portfolio Value

$3.2B

Holdings

915

Report Date

Q2 2021

Filing Type

13F-HR

All Holdings (915 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF Tr	321,900	$137.8M	4.31%	Put
2	QQQInvesco QQQ Trust, Series 1	300,000	$106.3M	3.33%	Put
3	—FireEye, Inc.	105,140,000	$104.2M	3.26%
4	—Supernus Pharmaceuticals Inc	58,708,000	$57.7M	1.81%
5	—New Mountain Finance Corporation	51,083,000	$54.5M	1.71%
6	—BlackRock Capital Investment Corp	46,450,000	$46.9M	1.47%
7	—Goldman Sachs BDC Inc.	40,314,000	$41.3M	1.29%
8	INVA 2.125 01/15/23Innoviva Inc.	29,500,000	$30.0M	0.94%
9	—PDC Energy, Inc.	26,804,000	$26.6M	0.83%
10	—PROSPECT CAPITAL CORP	25,773,000	$26.4M	0.83%
11	—Blackrock TCP Capital Corp	24,044,000	$24.5M	0.77%
12	—Glenfarne Merger Corp	2,138,851	$20.6M	0.65%
13	DISH 2.375 03/15/24Dish Network Corporation	18,390,000	$17.8M	0.56%
14	PSEC 6.375 03/01/25PROSPECT CAPITAL CORP	15,893,000	$17.3M	0.54%
15	—Global Consumer Acquisition Corp.	1,660,000	$16.6M	0.52%
16	—Shelter Acquisition Corporation I	1,650,000	$16.5M	0.52%
17	—Ares Acquisition Corp	1,150,000	$11.2M	0.35%
18	—Executive Network Partnering Corporation	1,046,874	$10.2M	0.32%
19	—Trebia Acquisition Corp	902,864	$8.9M	0.28%
20	JWSMFJaws Mustang Acquisition Corp	900,000	$8.8M	0.28%
21	—CF Acquisition Corp IV	900,000	$8.7M	0.27%
22	—Cohn Robbins Holdings Corp.	870,000	$8.6M	0.27%
23	—Quantum FinTech Acquisition Corp	869,307	$8.5M	0.27%
24	—Priveterra Acquisition Corp	866,487	$8.4M	0.26%
25	—Lazard Growth Acquisition Corp I	850,000	$8.3M	0.26%
26	—BlueRiver Acquisition Corp	850,000	$8.3M	0.26%
27	—Fusion Acquisition Corp II	850,000	$8.2M	0.26%
28	—KINS Technology Group Inc	799,900	$7.9M	0.25%
29	IGACIG Acquisition Corp.	800,000	$7.8M	0.24%
30	—Austerlitz Acquisition Corp II	800,000	$7.8M	0.24%
31	—Carney Technology Acquisition Corp II	800,000	$7.8M	0.24%
32	—Edify Acquisition Corp	800,000	$7.7M	0.24%
33	—Centricus Acquisition Corp	765,000	$7.6M	0.24%
34	—GigInternational1, Inc.	750,000	$7.5M	0.24%
35	GMED 0.375 03/15/25NuVasive, Inc.	7,500,000	$7.4M	0.23%
36	—Healthcare Services Acquisition Corp	756,458	$7.3M	0.23%
37	—Hudson Executive Investment Corp III	750,000	$7.3M	0.23%
38	—Apollo Strategic Growth Capital	747,217	$7.3M	0.23%
39	—GigCapital4, Inc	741,904	$7.3M	0.23%
40	—Proptech Acquisition Corporation II	750,000	$7.3M	0.23%
41	—Mission Advancement Corp	750,000	$7.3M	0.23%
42	—Marlin Technology Corp	750,000	$7.3M	0.23%
43	—Cartesian Growth Corp	750,000	$7.2M	0.23%
44	—Thunder Bridge Capital Partners III Inc	743,501	$7.2M	0.23%
45	—Adit Edtech Acquisition Corp.	735,000	$7.1M	0.22%
46	—Hamilton Lane Alliance Holdings I Inc	713,000	$7.0M	0.22%
47	—Senior Connect Acquisition Corp I	713,280	$6.9M	0.22%
48	—Glenfarne Merger Corp	712,950	$6.9M	0.22%
49	—Motive Capital Corp	700,000	$6.8M	0.21%
50	—FTAC Hera Acquisition Corp	700,000	$6.8M	0.21%
51	PRIAFPrime Impact Acquisition I	700,000	$6.8M	0.21%
52	—AEA-Bridges Impact Corp.	700,000	$6.8M	0.21%
53	CCIXChurchill Capital Corp VII	700,000	$6.8M	0.21%
54	—Pontem Corp	700,000	$6.8M	0.21%
55	—Growth Capital Acquisition Corp	699,000	$6.8M	0.21%
56	—Capitol Investment Corp V	679,200	$6.8M	0.21%
57	—TLG Acquisition One Corp	700,000	$6.8M	0.21%
58	—East Resources Acquisition Corp	686,494	$6.7M	0.21%
59	—Tailwind International Acquisition Corp.	689,674	$6.7M	0.21%
60	—D8 Holdings Corp	661,819	$6.6M	0.21%
61	—Noble Rock Acquisition Corp	677,381	$6.5M	0.21%
62	—Sarissa Capital Acquisition Corp	655,541	$6.5M	0.20%
63	—Legato Merger Corp.	649,300	$6.5M	0.20%
64	—Aries I Acquisition Corp	645,859	$6.5M	0.20%
65	—Montes Archimedes Acquisition Corp	654,816	$6.5M	0.20%
66	—CHP Merger Corp	650,000	$6.5M	0.20%
67	—HPX Corp	650,000	$6.4M	0.20%
68	—Far Peak Acquisition Corp	638,602	$6.4M	0.20%
69	—Corner Growth Acquisition Corp	650,296	$6.3M	0.20%
70	—GO Acquisition Corp.	645,698	$6.3M	0.20%
71	—Mason Industrial Technology Inc	653,200	$6.3M	0.20%
72	—ScION Tech Growth II	650,000	$6.3M	0.20%
73	—COVA Acquisition Corp	650,654	$6.3M	0.20%
74	—Monument Circle Acquisition Corp.	650,000	$6.3M	0.20%
75	—RMG Acquisition Corp II	630,000	$6.3M	0.20%
76	—Ascendant Digital Acquisition Corp.	621,940	$6.2M	0.19%
77	—HIG Acquisition Corp	635,071	$6.2M	0.19%
78	—Alpha Capital Acquisition Co.	632,210	$6.1M	0.19%
79	—LGL Systems Acquisition Corp	613,925	$6.1M	0.19%
80	—ITHAX Acquisition Corp	623,414	$6.1M	0.19%
81	—Graf Acquisition Corp. IV	600,000	$6.0M	0.19%
82	—Cerberus Telecom Acquisition Corp	600,000	$6.0M	0.19%
83	—CC Neuberger Principal Holdings II	600,000	$5.9M	0.19%
84	—Foresight Acquisition Corp	600,000	$5.9M	0.19%
85	—NewHold Investment Corp.	590,361	$5.9M	0.19%
86	—890 5th Avenue Partners, Inc.	600,000	$5.9M	0.19%
87	—Concord Acquisition Corp	600,000	$5.9M	0.19%
88	—TWC Tech Holdings II Corp.	593,864	$5.9M	0.18%
89	—Motion Acquisition Corp.	592,348	$5.9M	0.18%
90	—Isleworth Healthcare Acquisition Corp	600,000	$5.9M	0.18%
91	—Epiphany Technology Acquisition Corp	600,000	$5.8M	0.18%
92	MBVIM3-Brigade Acquisition II Corp	600,000	$5.8M	0.18%
93	—DHC Acquisition Corp	600,000	$5.8M	0.18%
94	—CC Neuberger Principal Holdings III	594,780	$5.8M	0.18%
95	—CITIC Capital Acquisition Corp.	586,336	$5.8M	0.18%
96	—Oyster Enterprise Acquisition Corp.	600,000	$5.8M	0.18%
97	—The Music Acquisition Corp	600,000	$5.8M	0.18%
98	—Athlon Acquisition Corp	600,000	$5.8M	0.18%
99	TWLVTwelve Seas Investment Co. II	600,000	$5.8M	0.18%
100	—Silver Crest Acquisition Corporation	600,000	$5.8M	0.18%

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