Radcliffe Capital Management, L.P. Q3 2016 Filing
Filed November 14, 2016
Portfolio Value
$412.7B
Holdings
27
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (27 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —New Mountain Finance Corporation | 44,734,000 | $46.0B | 11.14% | |
| 2 | —PROSPECT CAPITAL CORP | 43,688,000 | $44.9B | 10.87% | |
| 3 | —PROSPECT CAPITAL CORP | 43,541,000 | $44.8B | 10.86% | |
| 4 | —Ares Capital Corporation | 32,685,000 | $34.2B | 8.28% | |
| 5 | —TICC Capital Corporation | 32,598,000 | $33.3B | 8.06% | |
| 6 | —TCP Capital Corp | 29,800,000 | $31.1B | 7.54% | |
| 7 | —BlackRock Capital Investment Corp | 27,744,000 | $28.7B | 6.96% | |
| 8 | —PROSPECT CAPITAL CORP | 26,934,000 | $27.6B | 6.70% | |
| 9 | —Web.com Group Inc | 21,591,000 | $20.5B | 4.96% | |
| 10 | —Ares Capital Corporation | 18,101,000 | $18.8B | 4.54% | |
| 11 | —Chart Industries, Inc. | 17,788,000 | $17.5B | 4.24% | |
| 12 | —TPG Specialty Lending, Inc. | 16,710,000 | $17.2B | 4.16% | |
| 13 | —PROSPECT CAPITAL CORP | 16,740,000 | $16.5B | 4.01% | |
| 14 | —Ares Capital Corporation | 14,622,000 | $14.8B | 3.60% | |
| 15 | —Toll Brothers Fin Corp | 5,000,000 | $4.9B | 1.19% | |
| 16 | NUAN 2.75 11/01/31Nuance Communications, Inc. | 4,335,000 | $4.4B | 1.06% | |
| 17 | —Meritage Homes Corporation | 3,105,000 | $3.1B | 0.75% | |
| 18 | —Rovi Corporation | 1,204,000 | $1.2B | 0.29% | |
| 19 | —CIENA CORP | 1,000,000 | $997.0M | 0.24% | |
| 20 | —American Capital Ltd. | 34,500 | $583.0M | 0.14% | |
| 21 | —Crossroads Capital, Inc. | 212,691 | $385.0M | 0.09% | |
| 22 | SVVCFirsthand Technology Value Fund, Inc. | 45,844 | $360.0M | 0.09% | |
| 23 | BKCCUSDBlackRock Capital Investment Corp | 27,700 | $229.0M | 0.06% | |
| 24 | PSECPROSPECT CAPITAL CORP | 24,000 | $194.0M | 0.05% | |
| 25 | MFINMedallion Financial Corp | 45,430 | $192.0M | 0.05% | |
| 26 | —Iconix Brand Group, Inc. | 21,700 | $176.0M | 0.04% | |
| 27 | —Fifth Street Finance Corporation | 25,400 | $148.0M | 0.04% |