Radcliffe Capital Management, L.P. Q3 2020 Filing

Filed November 16, 2020

Portfolio Value

$1.1B

Holdings

207

Report Date

Q3 2020

Filing Type

13F-HR

All Holdings (207 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	—TEVA PHARM FINANCE LLC	70,783,000	$69.4M	6.27%
2	—FireEye, Inc.	67,401,000	$65.5M	5.92%
3	—Twitter, Inc.	48,756,000	$48.5M	4.38%
4	—PROSPECT CAPITAL CORP	45,831,000	$46.2M	4.18%
5	—New Mountain Finance Corporation	40,000,000	$40.1M	3.62%
6	—BlackRock Capital Investment Corp	40,030,000	$39.4M	3.56%
7	—Supernus Pharmaceuticals Inc	41,266,000	$38.0M	3.44%
8	—Goldman Sachs BDC Inc.	36,390,000	$36.7M	3.32%
9	—Blackrock TCP Capital Corp	31,044,000	$31.0M	2.81%
10	PSEC 6.375 03/01/25PROSPECT CAPITAL CORP	28,125,000	$28.7M	2.60%
11	—Ares Capital Corporation	27,434,000	$27.7M	2.51%
12	—Cardtronics, Inc.	24,032,000	$23.9M	2.16%
13	ARCC 4.625 03/01/24Ares Capital Corporation	19,396,000	$20.1M	1.82%
14	—Hercules Capital, Inc.	18,511,000	$18.6M	1.68%
15	—Sixth Street Specialty Lending	15,900,000	$16.4M	1.48%
16	—FTAC Olympus Acquisition Corp	999,964	$10.0M	0.90%
17	—NavSight Holdings, Inc.	800,000	$8.0M	0.73%
18	—Vector Acquisition Corp.	750,000	$7.6M	0.69%
19	—Cohn Robbins Holdings Corp.	750,000	$7.6M	0.68%
20	—Artius Acquisition Inc	750,000	$7.5M	0.67%
21	—Osprey Technology Acquisition Corp.	717,684	$7.3M	0.66%	Call
22	—Churchill Capital Corp IV	741,465	$7.3M	0.66%
23	—NewHold Investment Corp.	736,338	$7.2M	0.65%
24	—Experience Investment Corp	705,010	$7.1M	0.64%
25	—Starboard Value Acquisition Corp.	700,000	$7.1M	0.64%
26	PRIAFPrime Impact Acquisition I	700,000	$7.0M	0.63%
27	—Hudson Executive Investment Cop.	700,000	$6.9M	0.62%
28	DISH 2.375 03/15/24Dish Network Corporation	7,450,000	$6.7M	0.61%
29	—Sustainable Opportunities Acquisition Corp	655,353	$6.7M	0.60%
30	—CHP Merger Corp	650,000	$6.6M	0.60%
31	—ArcLight Clean Transition Corp.	650,000	$6.5M	0.59%
32	—GO Acquisition Corp.	645,005	$6.3M	0.57%
33	—Jaws Acquisition Corp	600,000	$6.2M	0.56%
34	—BowX Acquisition Corp.	600,000	$6.2M	0.56%
35	—LGL Systems Acquisition Corp	613,925	$6.2M	0.56%
36	—Thunder Bridge Acquisition II	600,000	$6.1M	0.55%
37	—FinServ Acquisition Corp	606,191	$6.1M	0.55%
38	—Silver Spike Acquisition Corp.	600,061	$6.1M	0.55%
39	—Highcape Capital Acquisition Corp.	600,000	$6.1M	0.55%
40	—TWC Tech Holdings II Corp.	600,000	$6.1M	0.55%
41	—CC Neuberger Principal Holdings II	600,000	$6.0M	0.55%
42	—ACON S2 Acquisition Corp.	600,000	$6.0M	0.54%
43	—Acamar Partners Acquisition Corp.	584,274	$6.0M	0.54%
44	—Ascendant Digital Acquisition Corp.	599,940	$6.0M	0.54%
45	—East Resources Acquisition Corp	590,374	$5.7M	0.52%
46	—SCVX Corp.	550,000	$5.5M	0.50%
47	—Trebia Acquisition Corp	535,108	$5.4M	0.49%
48	—HPX Corp	552,300	$5.4M	0.49%
49	—Longview Acquisition Corp.	550,300	$5.4M	0.49%
50	—RMG Acquisition Corp	500,000	$5.3M	0.48%
51	—Juniper Industrial Holdings, Inc.	507,101	$5.3M	0.48%
52	—Fusion Acquisition Corp	539,341	$5.3M	0.48%
53	—Foley Trasimene Acquisition Corp	510,000	$5.3M	0.48%
54	—PMV Consumer Acquisition Corp.	522,338	$5.2M	0.47%
55	—Apex Technology Acquisition Co	489,649	$5.2M	0.47%
56	—Insu Acquisition Corp. II	500,000	$5.2M	0.47%
57	—Equity Distribution Acquisition Corp.	500,000	$5.2M	0.47%
58	—CIIG Merger Corp.	513,206	$5.1M	0.47%
59	—Foley Trasimene Acquisition Corp II	500,000	$5.1M	0.46%
60	—FinTech Acquisition Corp IV	500,000	$5.1M	0.46%
61	—Churchill Capital Corp II	481,000	$5.1M	0.46%
62	—Aspirational Consumer Lifestyle Corp.	500,000	$5.0M	0.45%
63	—Peridot Acquisition Corp.	500,000	$5.0M	0.45%
64	—Broadstone Acquisition Corp.	500,000	$5.0M	0.45%
65	—CF Finance Acquisition Corp. II	496,632	$5.0M	0.45%
66	—Holicity Inc.	450,000	$4.7M	0.42%
67	—Yucaipa Acquisition Corp	450,000	$4.5M	0.40%
68	—CITIC Capital Acquisition Corp.	450,000	$4.4M	0.40%
69	—Star Peak Energy Transition Corp.	424,524	$4.4M	0.39%
70	—GS Acquisition Holdings Corp. II	400,000	$4.3M	0.39%
71	—VPC Impact Acquisition Holdings	428,061	$4.3M	0.39%
72	—RedBall Acquisition Corp.	400,000	$4.2M	0.38%
73	—Forum Merger III Corp	403,748	$4.2M	0.38%
74	—CM Life Sciences, Inc.	400,000	$4.2M	0.38%
75	—Horizon Acquisition Corporation	400,150	$4.2M	0.38%
76	—Fortress Value Acquisition Corp. II	400,000	$4.1M	0.37%
77	—New Providence Acquisition Corp	403,683	$4.1M	0.37%
78	TDWDTailwind Acquisition Corp.	400,000	$4.0M	0.36%
79	—Kismet Acquisition One Corp	400,000	$4.0M	0.36%
80	—FAST Acquisition Corp.	400,000	$4.0M	0.36%
81	—E.Merge Technology Acquisition Corp.	400,000	$3.9M	0.35%
82	—Executive Network Partnering Corporation	150,000	$3.8M	0.34%
83	—NewHold Investment Corp.	368,169	$3.6M	0.32%	Call
84	—Climate Change Crisis Real Impact I Acquisition Corporation	350,000	$3.5M	0.32%
85	—Capstar Special Purpose Acquisition Corp.	350,300	$3.4M	0.31%
86	—Hudson Executive Investment Cop.	350,000	$3.4M	0.31%	Call
87	—D8 Holdings Corp	350,700	$3.4M	0.31%
88	—South Mountain Merger Corp	326,914	$3.4M	0.31%
89	—Sustainable Opportunities Acquisition Corp	327,676	$3.3M	0.30%	Call
90	—Sandbridge Acquisition Corporation	329,753	$3.3M	0.30%
91	—Vesper Healthcare Acquisition Corp.	300,000	$3.1M	0.28%
92	—Stable Road Acquisition Corp	302,800	$3.1M	0.28%
93	—Qell Acquisition Corp.	300,000	$3.0M	0.28%
94	—Property Solutions Acquisition Corp.	300,000	$2.9M	0.27%
95	—Property Solutions Acquisition Corp.	300,000	$2.9M	0.27%	Call
96	—East Resources Acquisition Corp	295,187	$2.9M	0.26%	Call
97	—Interprivate Acquisition Corp.	275,000	$2.8M	0.25%
98	—Amplitude Healthcare Acquisition Corporation	276,802	$2.7M	0.25%
99	—DFP Healthcare Acquisitions Corp.	250,000	$2.6M	0.23%
100	—Gores Holdings V, Inc.	250,000	$2.6M	0.23%

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