Radcliffe Capital Management, L.P. Q3 2021 Filing

Filed November 15, 2021

Portfolio Value

$3.4B

Holdings

897

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (897 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR EXCHANGEABLE TRUST	400,000	$171.7M	5.00%	Put
2	QQQPowerShares QQQ Trust, Series 1	420,100	$150.4M	4.38%	Put
3	AQLTRUSSELL 2000 ISHARES	475,000	$103.9M	3.02%	Put
4	—Fireeye Inc	93,520,000	$93.4M	2.72%
5	—Supernus Pharmaceuticals Inc	69,010,000	$67.8M	1.97%
6	—New Mountain Finance Corporation	60,078,000	$63.2M	1.84%
7	—BlackRock Capital Investment Corp	50,402,000	$50.9M	1.48%
8	DISH 2.375 03/15/24Dish Network Corp	37,260,000	$36.3M	1.06%
9	INVA 2.125 01/15/23Innoviva, Inc.	29,500,000	$31.7M	0.92%
10	—Goldman Sachs BDC Inc.	31,029,000	$31.5M	0.92%
11	—Sierra Lake Acquisition Corp	2,798,977	$27.9M	0.81%
12	—SILVERspac Inc	2,473,800	$24.6M	0.71%
13	—Riverview Acquisition Corp	2,470,531	$24.5M	0.71%
14	—Berenson Acquisition Corp I	2,475,000	$24.4M	0.71%
15	—Blackrock TCP Capital Corp	24,044,000	$24.3M	0.71%
16	—Healthwell Acquisition Corp I	2,238,590	$22.2M	0.65%
17	—Glenfarne Merger Corp	2,102,676	$20.4M	0.59%
18	—Endurance Acquisition Corp	1,976,129	$19.7M	0.57%
19	—Home Plate Acquisition Corp	1,980,000	$19.5M	0.57%
20	PSEC 6.375 03/01/25PROSPECT CAPITAL CORP	15,893,000	$17.4M	0.51%
21	—Cascadia Acquisition Corp	1,484,800	$14.6M	0.43%
22	—Jupiter Acquisition Corp	1,485,000	$14.6M	0.42%
23	—Banner Acquisition Corp	1,447,147	$14.4M	0.42%
24	XRPNArmada Acquisition Corp I	1,329,103	$13.2M	0.38%
25	—10X Capital Venture Acquisition Corp II	1,281,657	$12.8M	0.37%
26	—Belong Acquisition Corp	1,268,000	$12.6M	0.37%
27	—Ares Acquisition Corp	1,148,669	$11.2M	0.33%
28	—Mercury Ecommerce Acquisition Corp	1,099,129	$11.0M	0.32%
29	—Executive Network Partnering Corporation	1,046,874	$10.3M	0.30%
30	LOBLive Oak Crestview Climate Acquisition Corp.	990,000	$9.7M	0.28%
31	—Shelter Acquisition Corporation I	953,836	$9.5M	0.28%
32	—Trebia Acquisition Corp	902,864	$8.9M	0.26%
33	—First Light Acquisition Group Inc	898,968	$8.9M	0.26%
34	JWSMFJaws Mustang Acquisition Corp	900,000	$8.8M	0.26%
35	—CF Acquisition Corp IV	900,000	$8.8M	0.25%
36	—Quantum FinTech Acquisition Corp	869,307	$8.6M	0.25%
37	—Cohn Robbins Holdings Corp.	870,000	$8.5M	0.25%
38	—Priveterra Acquisition Corp	866,487	$8.4M	0.25%
39	—BlueRiver Acquisition Corp	850,000	$8.3M	0.24%
40	—Lazard Growth Acquisition Corp I	850,000	$8.3M	0.24%
41	—Fusion Acquisition Corp II	850,000	$8.3M	0.24%
42	—KINS Technology Group Inc	799,900	$8.0M	0.23%
43	IGACIG Acquisition Corp.	800,000	$7.8M	0.23%
44	—Carney Technology Acquisition Corp II	800,000	$7.8M	0.23%
45	—Edify Acquisition Corp	800,000	$7.8M	0.23%
46	—Austerlitz Acquisition Corp II	800,000	$7.8M	0.23%
47	—Cartesian Growth Corp	750,000	$7.4M	0.22%
48	—Healthcare Services Acquisition Corp	756,458	$7.4M	0.21%
49	—Proptech Acquisition Corporation II	750,000	$7.3M	0.21%
50	—Marlin Technology Corp	750,000	$7.3M	0.21%
51	—GigCapital4, Inc	741,904	$7.3M	0.21%
52	GMED 0.375 03/15/25NuVasive, Inc.	7,500,000	$7.3M	0.21%
53	—Hudson Executive Investment Corp III	750,000	$7.3M	0.21%
54	—Apollo Strategic Growth Capital	747,217	$7.3M	0.21%
55	—Mission Advancement Corp	750,000	$7.3M	0.21%
56	—Thunder Bridge Capital Partners III Inc	743,501	$7.3M	0.21%
57	—GigInternational1, Inc.	735,200	$7.3M	0.21%
58	—Adit Edtech Acquisition Corp.	735,000	$7.2M	0.21%
59	SWSSUSpringwater Special Situations Corp	700,000	$7.0M	0.20%
60	—Senior Connect Acquisition Corp I	713,280	$7.0M	0.20%
61	—Motive Capital Corp	700,000	$6.9M	0.20%
62	—Hamilton Lane Alliance Holdings I Inc	713,000	$6.9M	0.20%
63	—Glenfarne Merger Corp	712,950	$6.9M	0.20%
64	—Growth Capital Acquisition Corp	699,000	$6.9M	0.20%
65	—TLG Acquisition One Corp	700,120	$6.9M	0.20%
66	PRIAFPrime Impact Acquisition I	700,000	$6.9M	0.20%
67	—Parabellum Acquisition Corp	689,400	$6.9M	0.20%
68	—AEA-Bridges Impact Corp.	700,000	$6.8M	0.20%
69	—FTAC Hera Acquisition Corp	700,000	$6.8M	0.20%
70	CCIXChurchill Capital Corp VII	700,000	$6.8M	0.20%
71	—Pontem Corp	700,000	$6.8M	0.20%
72	—East Resources Acquisition Corp	686,494	$6.8M	0.20%
73	—Tailwind International Acquisition Corp.	689,674	$6.7M	0.19%
74	—Noble Rock Acquisition Corp	677,381	$6.6M	0.19%
75	—Sarissa Capital Acquisition Corp	655,541	$6.5M	0.19%
76	—HPX Corp	650,000	$6.4M	0.19%
77	—Corner Growth Acquisition Corp	654,049	$6.4M	0.19%
78	—Mason Industrial Technology Inc	653,200	$6.4M	0.19%
79	—Monument Circle Acquisition Corp.	650,000	$6.3M	0.18%
80	—COVA Acquisition Corp	650,654	$6.3M	0.18%
81	—ScION Tech Growth II	650,000	$6.3M	0.18%
82	—Golden Falcon Acquisition Corp.	650,000	$6.3M	0.18%
83	—GO Acquisition Corp.	645,698	$6.3M	0.18%
84	—HIG Acquisition Corp	635,071	$6.2M	0.18%
85	—Alpha Capital Acquisition Co.	632,210	$6.2M	0.18%
86	—ITHAX Acquisition Corp	623,414	$6.1M	0.18%
87	—CHP Merger Corp	606,584	$6.1M	0.18%
88	MBVIM3-Brigade Acquisition II Corp	600,000	$5.9M	0.17%
89	—890 5th Avenue Partners, Inc.	600,000	$5.9M	0.17%
90	—Foresight Acquisition Corp	600,000	$5.9M	0.17%
91	—Silver Crest Acquisition Corporation	600,000	$5.9M	0.17%
92	—Isleworth Healthcare Acquisition Corp	600,000	$5.9M	0.17%
93	—CC Neuberger Principal Holdings II	600,000	$5.9M	0.17%
94	—Athlon Acquisition Corp	600,000	$5.9M	0.17%
95	—Epiphany Technology Acquisition Corp	600,000	$5.9M	0.17%
96	—DHC Acquisition Corp	600,000	$5.9M	0.17%
97	—Oyster Enterprise Acquisition Corp.	600,000	$5.8M	0.17%
98	—CITIC Capital Acquisition Corp.	586,336	$5.8M	0.17%
99	—The Music Acquisition Corp	600,000	$5.8M	0.17%
100	TWLVTwelve Seas Investment Co. II	600,000	$5.8M	0.17%

Page 1 of 9Next