Regal Investment Advisors LLC Q3 2017 Filing

Filed November 8, 2017

Portfolio Value

$428.7M

Holdings

279

Report Date

Q3 2017

Filing Type

13F-HR

All Holdings (279 positions)

#	Stock	Shares	Value	% Portfolio
201	RTN1USDRAYTHEON CO	1,909	$356K	0.08%
202	GGGGRACO INC	2,878	$356K	0.08%
203	TRVCCITIGROUP INC	4,880	$355K	0.08%
204	IJSISHARES TR	2,345	$348K	0.08%
205	FTCSFIRST TR EXCHANGE TRADED FD	7,286	$345K	0.08%
206	EWXSPDR INDEX SHS FDS	6,930	$343K	0.08%
207	EMLPFIRST TR EXCHANGE TRADED FD	13,740	$341K	0.08%
208	KMIKINDER MORGAN INC DEL	17,637	$338K	0.08%
209	DEMWISDOMTREE TR	7,645	$329K	0.08%
210	FMBFIRST TR EXCHANG TRADED FD I	6,083	$324K	0.08%
211	HBANHUNTINGTON BANCSHARES INC	23,183	$324K	0.08%
212	VXUSVANGUARD STAR FD	5,903	$323K	0.08%
213	BPBP PLC	8,238	$317K	0.07%
214	VKQINVESCO MUN TR	24,669	$315K	0.07%
215	ABTABBOTT LABS	5,840	$312K	0.07%
216	SLYVSPDR SERIES TRUST	2,443	$309K	0.07%
217	SLYGSPDR SERIES TRUST	1,332	$303K	0.07%
218	MAINMAIN STREET CAPITAL CORP	7,486	$298K	0.07%
219	AMLPUSDALPS ETF TR	26,250	$295K	0.07%
220	BABAALIBABA GROUP HLDG LTD	1,696	$293K	0.07%
221	DBEFDBX ETF TR	9,368	$291K	0.07%
222	—POWERSHARES ETF TR II	13,490	$288K	0.07%
223	SDYSPDR SERIES TRUST	3,043	$278K	0.06%
224	GMGENERAL MTRS CO	6,854	$277K	0.06%
225	NVGNUVEEN AMT FREE MUN CR INC F	18,015	$277K	0.06%
226	GSBDGOLDMAN SACHS BDC INC	12,050	$275K	0.06%
227	—PROSHARES TR	17,689	$273K	0.06%
228	IYHISHARES TR	1,582	$272K	0.06%
229	OEFISHARES TR	2,381	$265K	0.06%
230	XLESELECT SECTOR SPDR TR	3,845	$263K	0.06%
231	QCOMQUALCOMM INC	5,057	$262K	0.06%
232	NVSNNOVARTIS A G	2,996	$257K	0.06%
233	UNHUNITEDHEALTH GROUP INC	1,301	$255K	0.06%
234	BMYBRISTOL MYERS SQUIBB CO	3,954	$252K	0.06%
235	LLYLILLY ELI & CO	2,908	$249K	0.06%
236	IWDISHARES TR	2,063	$245K	0.06%
237	DEDEERE & CO	1,936	$243K	0.06%
238	STLAFIAT CHRYSLER AUTOMOBILES N	13,544	$243K	0.06%
239	SNYSANOFI	4,839	$241K	0.06%
240	IJKISHARES TR	1,184	$240K	0.06%
241	SCHGSCHWAB STRATEGIC TR	3,637	$240K	0.06%
242	GILDGILEAD SCIENCES INC	2,945	$239K	0.06%
243	AOKISHARES	6,865	$237K	0.06%
244	MDYSPDR S&P MIDCAP 400 ETF TR	725	$237K	0.06%
245	VGSHVANGUARD SCOTTSDALE FDS	3,871	$235K	0.05%
246	IYFISHARES TR	2,085	$234K	0.05%
247	—MBT FINL CORP	21,357	$234K	0.05%
248	—FQF TR	7,574	$229K	0.05%
249	DTEDTE ENERGY CO	2,105	$226K	0.05%
250	NKENIKE INC	4,361	$226K	0.05%
251	CATCATERPILLAR INC DEL	1,805	$225K	0.05%
252	MDTMEDTRONIC PLC	2,858	$222K	0.05%
253	BIDUNBAIDU INC	890	$220K	0.05%
254	IWOISHARES TR	1,226	$219K	0.05%
255	ETNEATON CORP PLC	2,842	$218K	0.05%
256	DWDMORGAN STANLEY	4,534	$218K	0.05%
257	MUMICRON TECHNOLOGY INC	5,500	$216K	0.05%
258	IBMINTERNATIONAL BUSINESS MACHS	1,492	$216K	0.05%
259	MLB1MERCADOLIBRE INC	828	$214K	0.05%
260	DEODIAGEO P L C	1,605	$212K	0.05%
261	ULUNILEVER PLC	3,617	$210K	0.05%
262	ILFISHARES TR	5,948	$209K	0.05%
263	COSTCOSTCO WHSL CORP NEW	1,264	$208K	0.05%
264	—UBS AG JERSEY BRH	9,381	$206K	0.05%
265	ETWEATON VANCE TXMGD GL BUYWR O	17,250	$204K	0.05%
266	MFLXFIRST TR EXCHNG TRADED FD VI	10,400	$197K	0.05%
267	ABEVAMBEV SA	26,774	$176K	0.04%
268	—GOLDCORP INC NEW	13,477	$175K	0.04%
269	MUFGMITSUBISHI UFJ FINL GROUP IN	25,386	$163K	0.04%
270	LSAKNET 1 UEPS TECHNOLOGIES INC	16,057	$156K	0.04%
271	ERICERICSSON	26,271	$151K	0.04%
272	—DEUTSCHE MUN INCOME	11,365	$144K	0.03%
273	AMDADVANCED MICRO DEVICES INC	11,000	$140K	0.03%
274	FSICUSDFS INVT CORP	15,331	$130K	0.03%
275	PSECPROSPECT CAPITAL CORPORATION	17,836	$120K	0.03%
276	SIRIEURSIRIUS XM HLDGS INC	19,636	$108K	0.03%
277	—PACIFIC COAST OIL TR	22,000	$35K	0.01%
278	—NAVIOS MARITIME PARTNERS L P	10,546	$22K	0.01%
279	—BARCLAYS BANK PLC	47,050	$14K	0.00%

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