Richard W. Paul & Associates, LLC

CIK: 0001964203SEC EDGAR →

Portfolio Value

$301.2M

Holdings

294

As of

Q4 2025

New Positions

19

Closed Positions

37

Top 10 Holdings

RankStockSharesValue% of Portfolio
1

ISHARES TR

174,875$17.9M
5.95%
2

ISHARES TR

103,133$17.3M
5.75%
3

ISHARES TR

152,954$15.3M
5.07%
4

ISHARES TR

111,693$13.4M
4.46%
5

ISHARES TR

129,681$11.3M
3.75%
6

ISHARES TR

118,909$10.6M
3.53%
7

J P MORGAN EXCHANGE TRADED F

225,353$10.4M
3.46%
8

PIMCO ETF TR

277,680$7.4M
2.46%
9

INVESCO EXCHANGE TRADED FD T

38,422$7.4M
2.44%
10

INVESCO QQQ TR

11,281$6.9M
2.30%

Quarterly Changes

Top Buys

VYMI↑ Increased
$2.9M
AGG↑ Increased
$2.6M
VYM↑ Increased
$2.1M
BUFDNEW
$2.1M
EMBNEW
$2.0M

Top Sells

BIL↓ Decreased
$3.7M
JEPQCLOSED
$2.3M
JEPICLOSED
$2.2M
DSTL↓ Decreased
$2.1M
ROKU↓ Decreased
$1.5M

New Positions (15)

$2.1M · 75K shares
$2.0M · 20K shares
$2.0M · 43K shares
$1.5M · 67K shares
$1.1M · 8K shares
$438K · 2K shares
$373K · 876 shares
$31K · 474 shares
$15K · 58 shares
$14K · 129 shares
$14K · 549 shares
$11K · 174 shares
$10K · 378 shares
$4K · 71 shares
$1K · 13 shares

Closed Positions (37)

$2.3M · 41K shares
$2.2M · 38K shares
$414K · 6K shares
$212K · 5K shares
$29K · 484 shares
$18K · 164 shares
$12K · 389 shares
$11K · 135 shares
$8K · 122 shares
$8K · 160 shares
$7K · 221 shares
$7K · 212 shares
$6K · 60 shares
$6K · 925 shares
$6K · 244 shares
$6K · 150 shares
$6K · 263 shares
$6K · 111 shares
$5K · 168 shares
$4K · 43 shares
$4K · 87 shares
$4K · 135 shares
$3K · 101 shares
$3K · 86 shares
$3K · 15 shares
$2K · 143 shares
$2K · 45 shares
$2K · 46 shares
$1K · 14 shares
$1K · 31 shares
$1K · 31 shares
$1K · 12 shares
$1K · 4 shares
$947 · 22 shares
$936 · 32 shares
$901 · 3 shares
$365 · 5 shares

Sector Breakdown

Sector# HoldingsValue%
Financial Services139$195.4M64.9%
Technology33$29.7M9.9%
Unknown11$23.1M7.7%
Healthcare22$14.6M4.8%
Consumer Cyclical22$10.7M3.6%
Communication Services11$9.0M3.0%
Consumer Defensive12$6.9M2.3%
Industrials12$4.5M1.5%
Utilities12$2.9M1.0%
Energy11$2.0M0.7%
Basic Materials4$1.1M0.4%
Real Estate5$1.0M0.3%