RIVERNORTH CAPITAL MANAGEMENT, LLC Q1 2017 Filing

Filed May 15, 2017

Portfolio Value

$1.4T

Holdings

141

Report Date

Q1 2017

Filing Type

13F-HR

All Holdings (141 positions)

#	Stock	Shares	Value	% Portfolio
1	XEMDXWESTERN ASSET EMRG MKT DEBT	4,171,753	$64.7B	4.49%
2	RABROOKFIELD REAL ASSETS INCOM	2,640,719	$60.2B	4.17%
3	GLOCLOUGH GLOBAL OPPORTUNITIES	5,585,656	$57.5B	3.99%
4	XNEAXNUVEEN AMT FREE QLTY MUN INC	3,825,310	$51.1B	3.55%
5	XEVVXEATON VANCE LTD DUR INCOME F	3,194,804	$44.2B	3.07%
6	HIOWESTERN ASSET HIGH INCM OPP	8,717,911	$43.9B	3.05%
7	BTZBLACKROCK CR ALLCTN INC TR	3,141,676	$41.3B	2.87%
8	USALIBERTY ALL STAR EQUITY FD	6,925,510	$37.8B	2.62%
9	HYTBLACKROCK CORPOR HI YLD FD I	3,268,860	$35.7B	2.48%
10	XJQCXNUVEEN CR STRATEGIES INCM FD	4,077,548	$35.4B	2.46%
11	NADNUVEEN QUALITY MUNCP INCOME	2,084,889	$28.5B	1.98%
12	BRWTEMPLETON GLOBAL INCOME FD	3,988,980	$26.5B	1.84%
13	—LEGG MASON BW GLB INC OPP FD	2,023,863	$25.9B	1.79%
14	RVTROYCE VALUE TR INC	1,751,362	$24.5B	1.70%
15	—INVESCO DYNAMIC CR OPP FD	1,986,250	$24.3B	1.69%
16	DSUBLACKROCK DEBT STRAT FD INC	2,094,358	$24.1B	1.67%
17	XBOEXBLACKROCK GLOBAL OPP EQTY TR	1,889,852	$23.4B	1.63%
18	—PRUDENTIAL GLB SHT DUR HG YL	1,546,458	$23.0B	1.60%
19	VVRINVESCO SR INCOME TR	4,649,403	$21.5B	1.49%
20	XGLQXCLOUGH GLOBAL EQUITY FD	1,679,435	$21.2B	1.47%
21	ERCWELLS FARGO MULTI SECTOR INC	1,482,352	$19.8B	1.37%
22	TYTRI CONTL CORP	793,366	$18.3B	1.27%
23	VWOVANGUARD INTL EQUITY INDEX F	450,975	$17.9B	1.24%
24	EHIWESTERN ASSET GLB HI INCOME	1,772,505	$17.9B	1.24%
25	ADXADAMS DIVERSIFIED EQUITY FD	1,294,915	$17.8B	1.24%
26	WIWWESTERN ASSET CLYM INFL OPP	1,555,387	$17.4B	1.21%
27	AVKADVENT CLAYMORE CV SECS & IN	1,043,205	$16.3B	1.13%
28	BITBLACKROCK MULTI-SECTOR INC T	938,926	$16.3B	1.13%
29	PRFUSDPOWERSHARES ETF TRUST	155,495	$15.9B	1.11%
30	—PIMCO DYNMIC CREDIT AND MRT	700,196	$15.0B	1.04%
31	TEITEMPLETON EMERG MKTS INCOME	1,306,601	$14.7B	1.02%
32	EDDMORGAN STANLEY EM MKTS DM DE	1,898,351	$14.4B	1.00%
33	—ALLIANZGI NFJ DIVID INT & PR	1,078,407	$13.9B	0.96%
34	ARDCARES DYNAMIC CR ALLOCATION F	862,851	$13.8B	0.96%
35	ARCCARES CAP CORP	786,362	$13.7B	0.95%
36	BGBBLACKSTONE GSO STRATEGIC CR	826,617	$13.1B	0.91%
37	HYIWESTERN ASSET HGH YLD DFNDFD	839,688	$12.9B	0.89%
38	JLSNUVEEN MTG OPPORTUNITY TERM	499,250	$12.4B	0.86%
39	JPCNUVEEN PFD INCOME OPPRTNY FD	1,219,386	$12.0B	0.83%
40	STEWBOULDER GROWTH & INCOME FD I	1,151,180	$10.7B	0.74%
41	IGRCBRE CLARION GLOBAL REAL EST	1,427,335	$10.7B	0.74%
42	NVGNUVEEN AMT FREE MUN CR INC F	728,823	$10.7B	0.74%
43	GAMGENERAL AMERN INVS INC	307,487	$10.3B	0.71%
44	FUNDSPROTT FOCUS TR INC	1,336,120	$9.9B	0.69%
45	CEFCENTRAL FD CDA LTD	737,465	$9.5B	0.66%
46	—POWERSHARES ETF TR II	475,245	$9.4B	0.65%
47	NXDTNEXPOINT CR STRATEGIES FD	408,598	$9.4B	0.65%
48	FDDFIRST TR HIGH INCOME L/S FD	555,365	$9.3B	0.64%
49	JGHNUVEEN GLOBAL HIGH INCOME FD	560,578	$9.2B	0.64%
50	—ALPINE TOTAL DYNAMIC DIVID F	1,100,111	$9.1B	0.63%
51	—GARRISON CAP INC	918,538	$9.0B	0.62%
52	—ADVENT CLAY CONV SEC INC FD	1,451,392	$8.9B	0.62%
53	XMUIXBLACKROCK MUNI INTER DR FD I	603,195	$8.4B	0.58%
54	—ABERDEEN ASIA PACIFIC INCOM	1,662,845	$8.3B	0.58%
55	—DEUTSCHE HIGH INCOME OPPORT	549,523	$8.1B	0.56%
56	—ALLIANZGI DIVERS INC & CNV F	392,394	$8.0B	0.55%
57	XLGIXLAZARD GLB TTL RET&INCM FD I	530,765	$8.0B	0.55%
58	MMTMFS MULTIMARKET INCOME TR	1,293,339	$7.9B	0.55%
59	RMTROYCE MICRO-CAP TR INC	928,547	$7.8B	0.54%
60	VEAVANGUARD TAX MANAGED INTL FD	195,120	$7.7B	0.53%
61	XNROXNEUBERGER BERMAN RE ES SEC F	1,333,617	$7.1B	0.49%
62	MCRMFS CHARTER INCOME TR	817,951	$7.0B	0.49%
63	AFBALLIANCEBERNSTEIN NATL MUNI	489,304	$6.5B	0.45%
64	BLWBLACKROCK LTD DURATION INC T	414,653	$6.5B	0.45%
65	—ALPINE GLOBAL DYNAMIC DIVD F	656,854	$6.4B	0.44%
66	—BARINGTON HILCO ACQUISITION	622,740	$6.4B	0.44%
67	—ZWEIG FD	552,761	$6.1B	0.43%
68	EVFEATON VANCE SR INCOME TR	897,820	$6.1B	0.42%
69	BGXBLACKSTONE GSO LNG SHRT CR I	369,236	$5.9B	0.41%
70	—ALLIANZGI EQUITY & CONV INCO	305,055	$5.9B	0.41%
71	XWIAXWESTERN ASSET CLYM INFL SEC	511,001	$5.9B	0.41%
72	MSDMORGAN STANLEY EMER MKTS DEB	627,542	$5.9B	0.41%
73	NHSNEUBERGER BERMAN HGH YLD FD	487,712	$5.8B	0.40%
74	—ADVENT CLAYMORE ENH GRW & IN	673,955	$5.7B	0.39%
75	—DEUTSCHE MULTI-MKT INCOME TR	641,309	$5.6B	0.39%
76	XFEBFIRST TR ABERDEEN GLBL OPP F	469,179	$5.5B	0.38%
77	—NUVEEN INT DUR QUAL MUN TRM	413,672	$5.3B	0.37%
78	XSCDXLMP CAP & INCOME FD INC	375,348	$5.3B	0.37%
79	NZFNUVEEN MUNICIPAL CREDIT INC	368,594	$5.3B	0.37%
80	—MANAGED DURATION INVT GRD FU	389,645	$5.1B	0.36%
81	—DELAWARE ENHANCED GBL DIV &	465,210	$5.1B	0.35%
82	XEADXWELLS FARGO INCOME OPPORTUNI	602,340	$5.1B	0.35%
83	—SPECIAL OPPORTUNITIES FD INC	191,280	$4.9B	0.34%
84	GDXVANECK VECTORS ETF TR	209,517	$4.8B	0.33%
85	XEVGXEATON VANCE SH TM DR DIVR IN	327,299	$4.6B	0.32%
86	BCXBLACKROCK RES & COMM STRAT T	520,148	$4.5B	0.31%
87	—GREAT ELM CAP CORP	166,870	$4.2B	0.29%
88	—MORGAN STANLEY TRUSTS	230,385	$4.1B	0.29%
89	—LAZARD WORLD DIVID & INCOME	356,230	$3.8B	0.26%
90	GDLGDL FUND	385,272	$3.8B	0.26%
91	PPTPUTNAM PREMIER INCOME TR	710,418	$3.7B	0.26%
92	VLTINVESCO HIGH INCOME TR II	254,870	$3.7B	0.26%
93	FTFFRANKLIN LTD DURATION INC TR	299,828	$3.6B	0.25%
94	—OHA INVT CORP	2,264,826	$3.5B	0.24%
95	VKQINVESCO MUN TR	270,076	$3.4B	0.23%
96	—VOYA PRIME RATE TR	623,986	$3.4B	0.23%
97	JMTNUVEEN MTG OPPTY TERM FD 2	138,035	$3.3B	0.23%
98	SPESPECIAL OPPORTUNITIES FD INC	219,877	$3.2B	0.22%
99	EIMEATON VANCE MUN BD FD	255,880	$3.2B	0.22%
100	XBGYXBLACKROCK INTL GRWTH & INC T	508,791	$2.9B	0.20%

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