RIVERNORTH CAPITAL MANAGEMENT, LLC Q1 2018 Filing

Filed May 15, 2018

Portfolio Value

$1.3B

Holdings

181

Report Date

Q1 2018

Filing Type

13F-HR

All Holdings (181 positions)

#	Stock	Shares	Value	% Portfolio
101	—MODERN MEDIA ACQUISITION	228,000	$2.3M	0.17%
102	XAWFXALLIANCEBERNSTEIN GBL HGH IN	183,825	$2.2M	0.16%
103	—KBL MERGER CORP IV	220,375	$2.2M	0.16%
104	—STELLAR ACQUISITION III INC	200,000	$2.1M	0.15%
105	—UNION ACQUISITION CORP	200,000	$2.0M	0.15%
106	—MUDRICK CAP ACQUISITION CORP	200,000	$2.0M	0.15%
107	—LEGACY ACQUISITION CORP	200,000	$2.0M	0.15%
108	EVNEATON VANCE MUNI INCOME TRUS	169,147	$2.0M	0.15%
109	MHIPIONEER MUN HIGH INCOME TR	165,870	$1.9M	0.14%
110	—PIMCO DYNMIC CREDIT AND MRT	81,175	$1.9M	0.14%
111	—BLACK RIDGE ACQUISITION CORP	191,057	$1.9M	0.14%
112	—GORDON POINTE ACQUISITION CO	175,000	$1.8M	0.13%
113	SPESPECIAL OPPORTUNITIES FD INC	121,321	$1.8M	0.13%
114	—TORTOISE MLP FD INC	110,685	$1.8M	0.13%
115	—LAZARD WORLD DIVID & INCOME	151,717	$1.7M	0.13%
116	—OSPREY ENERGY ACQUISITION CO	175,000	$1.7M	0.13%
117	IYRISHARES TR	21,924	$1.7M	0.12%
118	PPTPUTMAN HIGH INCOME SEC FUND	177,265	$1.6M	0.12%
119	—MTECH ACQUISITION CORP	155,000	$1.6M	0.12%
120	—APOLLO TACTICAL INCOME FD IN	96,249	$1.5M	0.11%
121	—ATLANTIC ACQUISITION CORP	150,000	$1.5M	0.11%
122	—INDUSTREA ACQUISITION CORP	150,000	$1.5M	0.11%
123	—MATLIN & PARTNERS ACQUISITIO	150,000	$1.5M	0.11%
124	MMTMFS MULTIMARKET INCOME TR	252,833	$1.5M	0.11%
125	—CUSHING RENAISSANCE FD	88,965	$1.4M	0.10%
126	FLCFLAHERTY & CRUMRINE TOTAL RE	69,574	$1.4M	0.10%
127	PDIPIMCO MUNICIPAL INCOME FD	103,646	$1.3M	0.10%
128	ADXADAMS DIVERSIFIED EQUITY FD	85,549	$1.3M	0.09%
129	—TIBERIUS ACQUISITION CORP	125,000	$1.3M	0.09%
130	RVTROYCE VALUE TR INC	79,861	$1.2M	0.09%
131	—BISON CAP ACQUISITION CORP	125,000	$1.2M	0.09%
132	—FINTECH ACQUISITION CORP II	125,002	$1.2M	0.09%
133	—DRAPER OAKWOOD TECHNOLOGY	120,000	$1.2M	0.09%
134	GUTGABELLI UTIL TR	184,979	$1.2M	0.09%
135	—CONSTELLATION ALPHA CAP CORP	112,469	$1.1M	0.08%
136	GABGABELLI EQUITY TR INC	174,001	$1.1M	0.08%
137	GDOWESTERN ASSET GLOBAL CP DEFI	61,413	$1.0M	0.08%
138	JPCNUVEEN PFD & INCM OPPORTNYS	94,481	$946K	0.07%
139	XJPIXNUVEEN PFD & INCOME TERM FD	37,556	$890K	0.07%
140	XSCDXLMP CAP & INCOME FD INC	64,910	$819K	0.06%
141	—GTY TECHNOLOGY HOLDINGS INC	80,001	$796K	0.06%
142	MXEMEXICO EQUITY & INCOME FD	65,237	$715K	0.05%
143	IGRCBRE CLARION GLOBAL REAL EST	93,500	$683K	0.05%
144	—TCP CAP CORP	44,651	$635K	0.05%
145	NBBNUVEEN BUILD AMER BD FD	30,243	$629K	0.05%
146	—MADISON STRTG SECTOR PREM FD	20,427	$229K	0.02%
147	—DEUTSCHE STRATEGIC INCOME TR	17,460	$214K	0.02%
148	NESRNATIONAL ENERGY SERVICES REU	230,000	$207K	0.02%
149	XRNPXCOHEN & STEERS REIT & PFD IN	10,266	$192K	0.01%
150	—PENSARE ACQUISITION CORP	349,994	$175K	0.01%
151	BCXBLACKROCK RES & COMM STRAT T	17,116	$152K	0.01%
152	AEFABERDEEN CHILE FD INC	16,500	$149K	0.01%
153	—HENNESSY CAP ACQUSTON CORP I	168,750	$140K	0.01%
154	XNROXNEUBERGER BERMAN RE ES SEC F	26,180	$125K	0.01%
155	—BLACK RIDGE ACQUISITION CORP	300,000	$120K	0.01%
156	—CONVERGEONE HLDGS INC	100,000	$119K	0.01%
157	—ROSEHILL RES INC	119,700	$99K	0.01%
158	—ABERDEEN INDONESIA FD INC	13,300	$97K	0.01%
159	—CM SEVEN STAR ACQUISITION CO	300,000	$96K	0.01%
160	—STELLAR ACQUISITION III INC	200,000	$92K	0.01%
161	—MODERN MEDIA ACQUISITION	230,000	$92K	0.01%
162	—FINTECH ACQUISITION CORP II	62,501	$83K	0.01%
163	—PENSARE ACQUISITION CORP	174,997	$83K	0.01%
164	—INDUSTREA ACQUISITION CORP	150,000	$82K	0.01%
165	—KBL MERGER CORP IV	230,000	$81K	0.01%
166	—MATLIN & PARTNERS ACQUISITIO	150,000	$75K	0.01%
167	—ATLANTIC ACQUISITION CORP	150,000	$74K	0.01%
168	—DRAPER OAKWOOD TECHNOLOGY	120,000	$68K	0.01%
169	—OSPREY ENERGY ACQUISITION CO	87,500	$67K	0.00%
170	—I AM CAP ACQUISITION CO	150,000	$66K	0.00%
171	—BISON CAP ACQUISITION CORP	125,000	$63K	0.00%
172	—MODERN MEDIA ACQUISITION	115,000	$60K	0.00%
173	—KBL MERGER CORP IV	230,000	$55K	0.00%
174	—CM SEVEN STAR ACQUISITION CO	150,000	$53K	0.00%
175	—DRAPER OAKWOOD TECHNOLOGY	60,000	$51K	0.00%
176	—HUNTER MARITIME ACQUISITION	75,001	$44K	0.00%
177	—CONSTELLATION ALPHA CAP CORP	120,000	$43K	0.00%
178	—GTY TECHNOLOGY HOLDINGS INC	26,667	$33K	0.00%
179	—CONSTELLATION ALPHA CAP CORP	120,000	$31K	0.00%
180	—BLACK RIDGE ACQUISITION CORP	100,000	$30K	0.00%
181	—BISON CAP ACQUISITION CORP	62,500	$25K	0.00%

PreviousPage 2 of 2