RIVERNORTH CAPITAL MANAGEMENT, LLC Q3 2017 Filing

Filed November 14, 2017

Portfolio Value

$1.2B

Holdings

129

Report Date

Q3 2017

Filing Type

13F-HR

All Holdings (129 positions)

#	Stock	Shares	Value	% Portfolio
1	XEMDXWESTERN ASSET EMRG MKT DEBT	4,242,492	$66.7M	5.44%
2	GLOCLOUGH GLOBAL OPPORTUNITIES	4,627,392	$52.0M	4.25%
3	USALIBERTY ALL STAR EQUITY FD	8,046,069	$48.7M	3.97%
4	XNEAXNUVEEN AMT FREE QLTY MUN INC	3,361,272	$46.5M	3.80%
5	HIOWESTERN ASSET HIGH INCM OPP	8,131,479	$41.6M	3.40%
6	XEVVXEATON VANCE LTD DUR INCOME F	2,865,202	$40.3M	3.29%
7	BTZBLACKROCK CR ALLCTN INC TR	2,886,482	$39.4M	3.21%
8	HYTBLACKROCK CORPOR HI YLD FD I	3,149,915	$35.5M	2.90%
9	XJQCXNUVEEN CR STRATEGIES INCM FD	3,825,264	$32.4M	2.64%
10	ARCCARES CAP CORP	1,675,309	$27.5M	2.24%
11	NADNUVEEN QUALITY MUNCP INCOME	1,939,024	$27.5M	2.24%
12	XGLQXCLOUGH GLOBAL EQUITY FD	1,975,785	$26.3M	2.15%
13	—LEGG MASON BW GLB INC OPP FD	1,892,504	$25.4M	2.08%
14	—PRUDENTIAL GLB SHT DUR HG YL	1,669,969	$24.9M	2.04%
15	BRWTEMPLETON GLOBAL INCOME FD	3,599,712	$24.3M	1.98%
16	VVRINVESCO SR INCOME TR	5,340,739	$24.0M	1.96%
17	RABROOKFIELD REAL ASSETS INCOM	1,002,538	$23.9M	1.95%
18	—INVESCO DYNAMIC CR OPP FD	1,956,419	$23.4M	1.91%
19	EHIWESTERN ASSET GLB HI INCOME	2,269,578	$23.4M	1.91%
20	CLMCORNERSTONE STRATEGIC VALUE	1,456,587	$21.6M	1.77%
21	WIWWESTERN ASSET CLYM INFL OPP	1,898,004	$21.4M	1.75%
22	DSUBLACKROCK DEBT STRAT FD INC	1,742,399	$20.4M	1.66%
23	—VOYA PRIME RATE TR	3,602,098	$18.7M	1.53%
24	TEITEMPLETON EMERG MKTS INCOME	1,594,718	$18.4M	1.50%
25	—ALPINE TOTAL DYNAMIC DIVID F	1,952,206	$17.7M	1.44%
26	ADXADAMS DIVERSIFIED EQUITY FD	965,586	$14.8M	1.21%
27	RVTROYCE VALUE TR INC	855,296	$13.5M	1.11%
28	VWOVANGUARD INTL EQUITY INDEX F	291,859	$12.7M	1.04%
29	EDDMORGAN STANLEY EM MKTS DM DE	1,585,652	$12.7M	1.04%
30	HYIWESTERN ASSET HGH YLD DFNDFD	814,688	$12.7M	1.03%
31	ARDCARES DYNAMIC CR ALLOCATION F	711,948	$11.7M	0.95%
32	BGBBLACKSTONE GSO STRATEGIC CR	718,841	$11.5M	0.94%
33	NXDTNEXPOINT CR STRATEGIES FD	476,440	$11.0M	0.90%
34	BITBLACKROCK MULTI-SECTOR INC T	582,363	$10.9M	0.89%
35	PRFUSDPOWERSHARES ETF TRUST	100,632	$10.8M	0.88%
36	JLSNUVEEN MTG OPPORTUNITY TERM	424,124	$10.8M	0.88%
37	—MANAGED DURATION INVT GRD FU	768,818	$10.5M	0.86%
38	FUNDSPROTT FOCUS TR INC	1,293,758	$10.0M	0.82%
39	CEFCENTRAL FD CDA LTD	713,165	$9.3M	0.76%
40	TYTRI CONTL CORP	359,663	$9.2M	0.75%
41	—ALLIANZGI NFJ DIVID INT & PR	644,996	$8.6M	0.70%
42	GAMGENERAL AMERN INVS INC	232,746	$8.4M	0.69%
43	—DELAWARE ENHANCED GBL DIV &	707,871	$8.4M	0.68%
44	XWIAXWESTERN ASSET CLYM INFL SEC	701,628	$8.1M	0.66%
45	JGHNUVEEN GLOBAL HIGH INCOME FD	456,712	$8.0M	0.65%
46	AVKADVENT CLAYMORE CV SECS & IN	490,383	$8.0M	0.65%
47	—GARRISON CAP INC	910,217	$7.7M	0.63%
48	JMTNUVEEN MTG OPPTY TERM FD 2	310,077	$7.6M	0.62%
49	RMTROYCE MICRO-CAP TR INC	749,385	$7.1M	0.58%
50	—DEUTSCHE HIGH INCOME OPPORT	453,240	$6.8M	0.56%
51	MCRMFS CHARTER INCOME TR	785,348	$6.8M	0.56%
52	EVFEATON VANCE SR INCOME TR	1,022,508	$6.8M	0.55%
53	—POWERSHARES ETF TR II	307,565	$6.6M	0.53%
54	MSDMORGAN STANLEY EMER MKTS DEB	644,750	$6.5M	0.53%
55	—VIRTUS TOTAL RETURN FUND INC	493,104	$6.4M	0.52%
56	NHSNEUBERGER BERMAN HGH YLD FD	521,317	$6.3M	0.52%
57	—ALLIANZGI EQUITY & CONV INCO	296,535	$6.1M	0.50%
58	MMTMFS MULTIMARKET INCOME TR	981,244	$6.1M	0.50%
59	XMUIXBLACKROCK MUNI INTER DR FD I	431,622	$6.1M	0.50%
60	—ANDINA ACQUISITION CORP II	597,882	$6.1M	0.50%
61	VLTINVESCO HIGH INCOME TR II	378,024	$5.7M	0.47%
62	VEAVANGUARD TAX MANAGED INTL FD	126,277	$5.5M	0.45%
63	—DEUTSCHE MULTI-MKT INCOME TR	606,777	$5.4M	0.44%
64	XEADXWELLS FARGO INCOME OPPORTUNI	615,405	$5.3M	0.44%
65	—SPECIAL OPPORTUNITIES FD INC	191,280	$4.9M	0.40%
66	STEWBOULDER GROWTH & INCOME FD I	470,330	$4.8M	0.39%
67	AFBALLIANCEBERNSTEIN NATL MUNI	340,090	$4.7M	0.39%
68	XBOEXBLACKROCK ENHANCED GBL DIV T	343,090	$4.6M	0.38%
69	—NUVEEN INT DUR QUAL MUN TRM	336,925	$4.5M	0.36%
70	—PRUDENTIAL SHT DURATION HG Y	286,738	$4.4M	0.36%
71	—MORGAN STANLEY TRUSTS	230,385	$4.2M	0.34%
72	BLWBLACKROCK LTD DURATION INC T	227,204	$3.7M	0.30%
73	—PENSARE ACQUISITION CORP	350,000	$3.6M	0.29%
74	—GREAT ELM CAP CORP	141,656	$3.6M	0.29%
75	—ADVENT CLAY CONV SEC INC FD	564,285	$3.5M	0.29%
76	GDXVANECK VECTORS ETF TR	135,594	$3.1M	0.26%
77	—ADVENT CLAYMORE ENH GRW & IN	343,920	$3.0M	0.24%
78	—FIFTH STR ASSET MGMT INC	726,266	$2.8M	0.23%
79	—OHA INVT CORP	2,209,405	$2.8M	0.23%
80	—MODERN MEDIA ACQUISITION	230,000	$2.4M	0.20%
81	—KBL MERGER CORP IV	230,000	$2.3M	0.19%
82	—HENNESSY CAP ACQUSTON CORP I	225,000	$2.3M	0.19%
83	—LAZARD WORLD DIVID & INCOME	197,489	$2.2M	0.18%
84	NESRNATIONAL ENERGY SERVICES REU	230,000	$2.2M	0.18%
85	XLGIXLAZARD GLB TTL RET&INCM FD I	129,941	$2.2M	0.18%
86	—STELLAR ACQUISITION III INC	200,000	$2.0M	0.17%
87	—FORUM MERGER CORP	200,000	$1.9M	0.16%
88	GLVCLOUGH GLOBAL DIVND AND INC	137,135	$1.9M	0.16%
89	MCNMADISON CVRED CALL & EQ STR	240,492	$1.9M	0.15%
90	XSCDXLMP CAP & INCOME FD INC	122,016	$1.8M	0.14%
91	—OSPREY ENERGY ACQUISITION CO	175,000	$1.7M	0.14%
92	—MADISON STRTG SECTOR PREM FD	138,335	$1.6M	0.13%
93	—ATLANTIC ACQUISITION CORP	150,000	$1.5M	0.13%
94	—I AM CAP ACQUISITION CO	150,000	$1.5M	0.13%
95	—INDUSTREA ACQUISITION CORP	150,000	$1.5M	0.12%
96	SPESPECIAL OPPORTUNITIES FD INC	93,949	$1.5M	0.12%
97	ERCWELLS FARGO MULTI SECTOR INC	110,653	$1.5M	0.12%
98	—HUNTER MARITIME ACQUISITION	150,002	$1.5M	0.12%
99	—MATLIN & PARTNERS ACQUISITIO	150,000	$1.5M	0.12%
100	CGBDTCG BDC INC	75,196	$1.4M	0.12%

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