RIVERNORTH CAPITAL MANAGEMENT, LLC Q4 2017 Filing
Filed February 14, 2018
Portfolio Value
$1.4T
Holdings
170
Report Date
Q4 2017
Filing Type
13F-HR
All Holdings (170 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | —OHA INVT CORP | 2,164,634 | $2.5B | 0.17% | |
| 102 | ADXADAMS DIVERSIFIED EQUITY FD | 164,346 | $2.5B | 0.17% | |
| 103 | —BIG ROCK PARTNERS ACQUISI CO | 240,000 | $2.5B | 0.17% | |
| 104 | —MADISON STRTG SECTOR PREM FD | 203,018 | $2.4B | 0.17% | |
| 105 | SLRCSOLAR CAP LTD | 114,074 | $2.3B | 0.16% | |
| 106 | NESRNATIONAL ENERGY SERVICES REU | 230,000 | $2.3B | 0.16% | |
| 107 | —MODERN MEDIA ACQUISITION | 230,000 | $2.3B | 0.16% | |
| 108 | —KBL MERGER CORP IV | 230,000 | $2.2B | 0.16% | |
| 109 | —STELLAR ACQUISITION III INC | 200,000 | $2.0B | 0.14% | |
| 110 | BCXBLACKROCK RES & COMM STRAT T | 205,579 | $2.0B | 0.14% | |
| 111 | —FORUM MERGER CORP | 200,000 | $2.0B | 0.14% | |
| 112 | —LEGACY ACQUISITION CORP | 200,000 | $2.0B | 0.14% | |
| 113 | —BLACK RIDGE ACQUISITION CORP | 200,000 | $1.9B | 0.13% | |
| 114 | —OSPREY ENERGY ACQUISITION CO | 175,000 | $1.7B | 0.12% | |
| 115 | PDIPIMCO MUNICIPAL INCOME FD | 125,578 | $1.6B | 0.11% | |
| 116 | MMTMFS MULTIMARKET INCOME TR | 252,833 | $1.5B | 0.11% | |
| 117 | —ATLANTIC ACQUISITION CORP | 150,000 | $1.5B | 0.10% | |
| 118 | —MATLIN & PARTNERS ACQUISITIO | 150,000 | $1.5B | 0.10% | |
| 119 | —INDUSTREA ACQUISITION CORP | 150,000 | $1.5B | 0.10% | |
| 120 | SPESPECIAL OPPORTUNITIES FD INC | 97,279 | $1.4B | 0.10% | |
| 121 | MHIPIONEER MUN HIGH INCOME TR | 105,373 | $1.2B | 0.09% | |
| 122 | EVNEATON VANCE MUNI INCOME TRUS | 100,675 | $1.2B | 0.09% | |
| 123 | XSCDXLMP CAP & INCOME FD INC | 89,235 | $1.2B | 0.09% | |
| 124 | —FINTECH ACQUISITION CORP II | 125,002 | $1.2B | 0.09% | |
| 125 | —BISON CAP ACQUISITION CORP | 125,000 | $1.2B | 0.09% | |
| 126 | —DRAPER OAKWOOD TECHNOLOGY | 120,000 | $1.2B | 0.08% | |
| 127 | —CONSTELLATION ALPHA CAP CORP | 120,000 | $1.2B | 0.08% | |
| 128 | —UBS AG JERSEY BRH | 55,000 | $1.1B | 0.08% | |
| 129 | —BLACKROCK 2022 GBL INCM OPP | 114,301 | $1.1B | 0.08% | |
| 130 | —MORGAN STANLEY EMER MKTS FD | 62,328 | $1.1B | 0.08% | |
| 131 | —UBS AG LONDON BRH | 52,000 | $855.0M | 0.06% | |
| 132 | —GTY TECHNOLOGY HOLDINGS INC | 80,001 | $794.0M | 0.06% | |
| 133 | —GOLDMAN SACHS MLP INC OPP FD | 86,882 | $777.0M | 0.05% | |
| 134 | STEWBOULDER GROWTH & INCOME FD I | 65,326 | $724.0M | 0.05% | |
| 135 | BGXBLACKSTONE GSO LNG SHRT CR I | 44,430 | $707.0M | 0.05% | |
| 136 | CXHMFS INVT GRADE MUN TR | 72,618 | $705.0M | 0.05% | |
| 137 | —DELAWARE INVTS DIV & INCOME | 63,861 | $685.0M | 0.05% | |
| 138 | PHTPIONEER HIGH INCOME TR | 47,635 | $463.0M | 0.03% | |
| 139 | —CAPITALA FIN CORP | 14,047 | $349.0M | 0.02% | |
| 140 | —ABERDEEN EMERGING MKTS SMALL | 23,680 | $344.0M | 0.02% | |
| 141 | NESRNATIONAL ENERGY SERVICES REU | 230,000 | $189.0M | 0.01% | |
| 142 | —PENSARE ACQUISITION CORP | 349,994 | $175.0M | 0.01% | |
| 143 | —HENNESSY CAP ACQUSTON CORP I | 168,750 | $143.0M | 0.01% | |
| 144 | —FORUM MERGER CORP | 200,000 | $132.0M | 0.01% | |
| 145 | —ROSEHILL RES INC | 119,700 | $119.0M | 0.01% | |
| 146 | —BLACK RIDGE ACQUISITION CORP | 300,000 | $99.0M | 0.01% | |
| 147 | —CM SEVEN STAR ACQUISITION CO | 300,000 | $96.0M | 0.01% | |
| 148 | —PENSARE ACQUISITION CORP | 174,997 | $96.0M | 0.01% | |
| 149 | —MODERN MEDIA ACQUISITION | 230,000 | $90.0M | 0.01% | |
| 150 | —ATLANTIC ACQUISITION CORP | 150,000 | $90.0M | 0.01% | |
| 151 | —FINTECH ACQUISITION CORP II | 62,501 | $86.0M | 0.01% | |
| 152 | —FORUM MERGER CORP | 100,000 | $68.0M | 0.00% | |
| 153 | —KBL MERGER CORP IV | 230,000 | $67.0M | 0.00% | |
| 154 | —INDUSTREA ACQUISITION CORP | 150,000 | $63.0M | 0.00% | |
| 155 | —MATLIN & PARTNERS ACQUISITIO | 150,000 | $63.0M | 0.00% | |
| 156 | —MODERN MEDIA ACQUISITION | 115,000 | $63.0M | 0.00% | |
| 157 | —STELLAR ACQUISITION III INC | 200,000 | $62.0M | 0.00% | |
| 158 | —OSPREY ENERGY ACQUISITION CO | 87,500 | $61.0M | 0.00% | |
| 159 | —DRAPER OAKWOOD TECHNOLOGY | 120,000 | $60.0M | 0.00% | |
| 160 | —I AM CAP ACQUISITION CO | 150,000 | $50.0M | 0.00% | |
| 161 | —BISON CAP ACQUISITION CORP | 125,000 | $47.0M | 0.00% | |
| 162 | —KBL MERGER CORP IV | 230,000 | $45.0M | 0.00% | |
| 163 | —CM SEVEN STAR ACQUISITION CO | 150,000 | $44.0M | 0.00% | |
| 164 | —DRAPER OAKWOOD TECHNOLOGY | 60,000 | $40.0M | 0.00% | |
| 165 | —CONSTELLATION ALPHA CAP CORP | 120,000 | $37.0M | 0.00% | |
| 166 | —GTY TECHNOLOGY HOLDINGS INC | 26,667 | $36.0M | 0.00% | |
| 167 | —BLACK RIDGE ACQUISITION CORP | 100,000 | $28.0M | 0.00% | |
| 168 | —CONSTELLATION ALPHA CAP CORP | 120,000 | $26.0M | 0.00% | |
| 169 | —BISON CAP ACQUISITION CORP | 62,500 | $23.0M | 0.00% | |
| 170 | —HUNTER MARITIME ACQUISITION | 75,001 | $23.0M | 0.00% |
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