RIVERNORTH CAPITAL MANAGEMENT, LLC Q4 2018 Filing

Filed February 14, 2019

Portfolio Value

$1.7T

Holdings

292

Report Date

Q4 2018

Filing Type

13F-HR

All Holdings (292 positions)

#	Stock	Shares	Value	% Portfolio
101	CHICALAMOS CONV OPP AND INC FD	481,936	$4.2B	0.25%
102	FCTFIRST TR SR FLG RTE INCM FD	362,170	$4.1B	0.24%
103	—APOLLO SR FLOATING RATE FD I	277,047	$4.0B	0.24%
104	—ONE MADISON CORP	398,073	$4.0B	0.24%
105	—PENSARE ACQUISITION CORP	389,994	$3.9B	0.24%
106	NEANUVEEN SR INCOME FD	718,780	$3.9B	0.23%
107	—NEUBERGER BRMAN NY MUNI FD I	344,096	$3.8B	0.23%
108	NCANUVEEN CALIF MUN VALUE FD	410,781	$3.7B	0.22%
109	PXHINVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG	187,653	$3.7B	0.22%
110	—NEUBERGER BRMAN CLIFRN MUNI	291,681	$3.5B	0.21%
111	XPHDXPIONEER FLOATING RATE TR	347,869	$3.4B	0.21%
112	BYMBLACKROCK MUNICIPL INC QLTY	269,678	$3.4B	0.20%
113	PTYPIMCO CORPORATE & INCOME OPP	213,460	$3.3B	0.20%
114	EIMEATON VANCE MUN BD FD	294,695	$3.3B	0.20%
115	PCNPIMCO CORPORATE INCOME STRAT	214,540	$3.3B	0.20%
116	VGMINVESCO TR INVT GRADE MUNS	287,167	$3.3B	0.19%
117	USALIBERTY ALL STAR EQUITY FD	589,323	$3.2B	0.19%
118	XPMAXPIONEER MUN HIGH INCOME ADV	305,668	$3.1B	0.18%
119	—BLACKROCK MUNIYIELD CALI QLT	242,147	$3.0B	0.18%
120	—CM SEVEN STAR ACQUISITION	300,000	$3.0B	0.18%
121	—TKK SYMPHONY ACQUISITION COR	300,000	$3.0B	0.18%
122	—LEISURE ACQUISITION CORP	306,594	$3.0B	0.18%
123	—GRAF INDL CORP	300,000	$3.0B	0.18%
124	—DD3 ACQUISITION CORP	300,000	$3.0B	0.18%
125	—SCHULTZE SPL PURP ACQUISITIO	300,000	$3.0B	0.18%
126	XJPIXNUVEEN PFD & INCOME TERM FD	145,482	$3.0B	0.18%
127	—HAYMAKER ACQUISITION CORP	294,996	$3.0B	0.18%
128	FDDFIRST TR HIGH INCOME L/S FD	222,049	$3.0B	0.18%
129	—EATON VANCE NJ MUNI INCOME T	263,928	$3.0B	0.18%
130	BGBBLACKSTONE GSO STRATEGIC CR	211,176	$2.9B	0.17%
131	NUVNUVEEN MUN VALUE FD INC	313,634	$2.9B	0.17%
132	—EATON VANCE TAX ADV BD OPT	334,773	$2.9B	0.17%
133	XPCKXPIMCO CALIF MUN INCOME FD II	346,696	$2.7B	0.16%
134	RVTROYCE VALUE TR INC	218,685	$2.6B	0.15%
135	—OPES ACQUISITION CORP	250,000	$2.5B	0.15%
136	—DREYFUS ALCENTRA GBL CR INCO	307,309	$2.4B	0.15%
137	—BIG ROCK PARTNERS ACQUISI CO	239,998	$2.4B	0.15%
138	MUCBLACKROCK MUNIHLDNGS CALI QL	199,123	$2.4B	0.15%
139	VWOVANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF	63,796	$2.4B	0.15%
140	IFNINDIA FD INC	118,115	$2.4B	0.14%
141	BSLBLACKSTONE GSO FLTING RTE FU	150,131	$2.3B	0.14%
142	—MODERN MEDIA ACQUISITION	228,000	$2.3B	0.14%
143	BGHBARINGS GLOBAL SHORT DURATIO	144,624	$2.3B	0.14%
144	—KBL MERGER CORP IV	220,375	$2.2B	0.13%
145	—PURE ACQUISITION CORP	224,996	$2.2B	0.13%
146	VKQINVESCO MUN TR	200,152	$2.2B	0.13%
147	—TWELVE SEAS INVESTMENT COMPA	225,000	$2.2B	0.13%
148	SPESPECIAL OPPORTUNITIES FD INC	184,656	$2.1B	0.13%
149	VEAVANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF	55,877	$2.1B	0.12%
150	—ALBERTON ACQUISITION CORP	200,000	$2.0B	0.12%
151	—CHARDAN HEALTHCARE ACQUISITI	200,000	$2.0B	0.12%
152	—UNION ACQUISITION CORP	200,000	$2.0B	0.12%
153	—BOXWOOD MERGER CORP	200,000	$2.0B	0.12%
154	—AMCI ACQUISITION CORP	200,000	$2.0B	0.12%
155	—MUDRICK CAP ACQUISITION CORP	200,000	$2.0B	0.12%
156	MXEMEXICO EQUITY & INCOME FD	195,608	$2.0B	0.12%
157	—LEGACY ACQUISITION CORP	200,000	$1.9B	0.12%
158	—BLACK RIDGE ACQUISITION CORP	191,057	$1.9B	0.11%
159	—EATON VANCE HIGH INCOME 2021	208,876	$1.9B	0.11%
160	PFNPIMCO INCOME STRATEGY FUND I	181,707	$1.8B	0.10%
161	—GORDON POINTE ACQUISITION CO	175,000	$1.8B	0.10%
162	SBIWESTERN ASSET INTM MUNI FD I	208,755	$1.7B	0.10%
163	BCXBLACKROCK RES & COMM STRAT T	233,996	$1.7B	0.10%
164	—OHA INVT CORP	1,640,387	$1.6B	0.10%
165	PDIPIMCO DYNAMIC INCOME FD	54,902	$1.6B	0.10%
166	EDDMORGAN STANLEY EM MKTS DM DE	262,638	$1.6B	0.09%
167	—MTECH ACQUISITION CORP	155,000	$1.6B	0.09%
168	—DREYFUS STRATEGIC MUN BD FD	222,363	$1.5B	0.09%
169	—NUVEEN NORTH CAROLINA QLTY M	130,739	$1.5B	0.09%
170	—MEGALITH FINL ACQUISITION CO	150,000	$1.5B	0.09%
171	—CF FIN ACQUISITION CORP	150,000	$1.5B	0.09%
172	—TRIDENT ACQUISITIONS CORP	150,000	$1.5B	0.09%
173	—FINTECH ACQUISITION CORP III	150,000	$1.5B	0.09%
174	VKIINVESCO ADVANTAGE MUNICIPAL	150,267	$1.5B	0.09%
175	—THUNDER BRIDGE ACQUISITION L	150,000	$1.5B	0.09%
176	—VECTOIQ ACQUISITION CORP	149,999	$1.5B	0.09%
177	MQYBLACKROCK MUNIYIELD QUALITY	109,179	$1.4B	0.08%
178	KTFDWS MUN INCOME TR NEW	137,568	$1.4B	0.08%
179	MYNBLACKROCK MUNIYIELD NY QLTY	121,322	$1.4B	0.08%
180	—BISON CAP ACQUISITION CORP	125,000	$1.3B	0.08%
181	NANNUVEEN NEW YORK QLT MUN INC	104,200	$1.3B	0.08%
182	—TENZING ACQUISITION CORP	125,000	$1.3B	0.07%
183	—HL ACQUISITIONS	125,000	$1.2B	0.07%
184	—TIBERIUS ACQUISITION CORP	125,000	$1.2B	0.07%
185	—DREYFUS MUN INCOME INC	157,434	$1.2B	0.07%
186	—TOTTENHAM ACQUISITION I LTD	118,000	$1.2B	0.07%
187	—CONSTELLATION ALPHA CAP	112,469	$1.2B	0.07%
188	IQIINVESCO QUALITY MUNI INC TRS	98,290	$1.1B	0.07%
189	OCCIOFS CREDIT COMPANY INC	71,208	$1.1B	0.06%
190	LDPCOHEN & STEERS LTD DUR PFD I	49,895	$1.1B	0.06%
191	MHNBLACKROCK MUNIHLDGS NY QLTY	88,177	$1.1B	0.06%
192	—RMR REAL ESTATE INCOME FUND	69,006	$1.0B	0.06%
193	XFEBFIRST TR ABERDEEN GLBL OPP F	108,860	$1.0B	0.06%
194	—LONGEVITY ACQUISITION CORP	100,000	$1.0B	0.06%
195	—NUVEEN ENHANCED MUN VALUE FD	77,512	$1.0B	0.06%
196	—EDTECHX HLDGS ACQUISITION CO	100,000	$998.0M	0.06%
197	—CHASERG TECHNLGY ACQUISITN C UNIT 09/30/2023	100,000	$998.0M	0.06%
198	PDIPIMCO MUNICIPAL INCOME FD	78,350	$983.0M	0.06%
199	—MFS CALIF MUN FD	98,856	$983.0M	0.06%
200	—LF CAP ACQUISITION CORP	100,000	$978.0M	0.06%

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