Rockefeller Capital Management L.P. Q1 2021 Filing

Filed May 11, 2021

Portfolio Value

$14.8B

Holdings

3,321

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (3,321 positions)

#	Stock	Shares	Value	% Portfolio
1	CGNXCOGNEX CORP	22,897	$1.9M	0.01%
2	ACCUSDAMERICAN CAMPUS CMNTYS INC	166,668	$1.8M	0.01%
3	TXG10X GENOMICS INC	9,631	$1.7M	0.01%
4	EEMISHARES TR	187,393	$1.7M	0.01%
5	ZBHZIMMER BIOMET HOLDINGS INC	10,208	$1.6M	0.01%
6	OTISOTIS WORLDWIDE CORP	23,534	$1.6M	0.01%
7	PGPROCTER AND GAMBLE CO	296,073	$1.6M	0.01%
8	CGCARLYLE GROUP INC	43,545	$1.6M	0.01%
9	SHVISHARES TR	14,398	$1.6M	0.01%
10	VIGIVANGUARD WHITEHALL FDS	32,463	$1.5M	0.01%
11	JNKSPDR SER TR	13,705	$1.5M	0.01%
12	CTVACORTEVA INC	30,890	$1.4M	0.01%
13	SYYSYSCO CORP	17,735	$1.4M	0.01%
14	GOOGALPHABET INC	45,773	$1.4M	0.01%
15	CHDCHURCH & DWIGHT INC	15,190	$1.3M	0.01%
16	BACVERIZON COMMUNICATIONS INC	1,202,415	$1.3M	0.01%
17	EZUISHARES INC	81,211	$1.3M	0.01%
18	BSXBOSTON SCIENTIFIC CORP	31,716	$1.2M	0.01%
19	UALUNITED AIRLS HLDGS INC	20,606	$1.2M	0.01%
20	RGAREINSURANCE GRP OF AMERICA I	1,636,505	$1.2M	0.01%
21	CHTRCHARTER COMMUNICATIONS INC N	1,830	$1.1M	0.01%
22	GOOGLALPHABET INC	46,453	$1.1M	0.01%
23	HBANHUNTINGTON BANCSHARES INC	68,783	$1.1M	0.01%
24	DHRDANAHER CORPORATION	188,311	$1.0M	0.01%
25	ESGEISHARES INC	23,808	$1.0M	0.01%
26	IOOISHARES TR	15,543	$1.0M	0.01%
27	MUMICRON TECHNOLOGY INC	859,116	$1.0M	0.01%
28	CTSHCOGNIZANT TECHNOLOGY SOLUTIO	12,908	$1.0M	0.01%
29	ADPAUTOMATIC DATA PROCESSING IN	133,114	$999K	0.01%
30	ANETEURARISTA NETWORKS INC	3,310	$998K	0.01%
31	LINLINDE PLC	70,772	$997K	0.01%
32	—GW PHARMACEUTICALS PLC	4,577	$992K	0.01%
33	ONTOONTO INNOVATION INC	15,000	$985K	0.01%
34	EVBGEUREVERBRIDGE INC	182,675	$984K	0.01%
35	NETCLOUDFLARE INC	14,022	$984K	0.01%
36	MOHMOLINA HEALTHCARE INC	4,213	$984K	0.01%
37	HONHONEYWELL INTL INC	254,050	$979K	0.01%
38	RHIROBERT HALF INTL INC	12,494	$975K	0.01%
39	FIVNFIVE9 INC	6,243	$975K	0.01%
40	AXONAXON ENTERPRISE INC	6,835	$972K	0.01%
41	LMTLOCKHEED MARTIN CORP	73,662	$968K	0.01%
42	HCAHCA HEALTHCARE INC	5,139	$967K	0.01%
43	IHAKISHARES TR	25,312	$966K	0.01%
44	METMETLIFE INC	67,665	$965K	0.01%
45	XETYXEATON VANCE TAX-MANAGED DIVE	75,414	$963K	0.01%
46	PHMPULTE GROUP INC	18,314	$960K	0.01%
47	GBTUSDGLOBAL BLOOD THERAPEUTICS IN	23,550	$959K	0.01%
48	OZONOZON HLDGS PLC	17,101	$958K	0.01%
49	CTXSEURCITRIX SYS INC	6,831	$958K	0.01%
50	MTBM & T BK CORP	6,324	$958K	0.01%
51	FT2FIRST HORIZON CORPORATION	7,870,835	$957K	0.01%
52	BABINVESCO EXCH TRADED FD TR II	29,838	$955K	0.01%
53	IGRCBRE CLARION GLOBAL REAL EST	121,890	$951K	0.01%
54	GMGENERAL MTRS CO	163,714	$950K	0.01%
55	FIXDFIRST TR EXCHNG TRADED FD VI	17,970	$949K	0.01%
56	AFWALIGN TECHNOLOGY INC	1,752	$948K	0.01%
57	HASIHANNON ARMSTRONG SUST INFR C	95,564	$945K	0.01%
58	CLFCLEVELAND-CLIFFS INC NEW	47,022	$945K	0.01%
59	GMEDGLOBUS MED INC	15,311	$944K	0.01%
60	ITUBITAU UNIBANCO HLDG S A	190,267	$943K	0.01%
61	FFEBFIRST TR EXCHNG TRADED FD VI	27,293	$940K	0.01%
62	JEPIJ P MORGAN EXCHANGE-TRADED F	16,172	$939K	0.01%
63	AYIACUITY BRANDS INC	5,682	$937K	0.01%
64	BETZLISTED FD TR	30,306	$932K	0.01%
65	IQVIQVIA HLDGS INC	4,817	$929K	0.01%
66	DVNDEVON ENERGY CORP NEW	42,393	$926K	0.01%
67	PBCTEURPEOPLES UNITED FINANCIAL INC	51,774	$926K	0.01%
68	PAASPAN AMERN SILVER CORP	30,842	$926K	0.01%
69	QQQINVESCO ACTIVELY MANAGED ETF	16,350	$920K	0.01%
70	BNDXVANGUARD CHARLOTTE FDS	15,999	$913K	0.01%
71	SYU1SYNOVUS FINL CORP	19,890	$909K	0.01%
72	AXPAMERICAN EXPRESS CO	144,268	$907K	0.01%
73	—AMERICA FIRST MULTIFAMILY IN	163,731	$905K	0.01%
74	SLMSLM CORP	1,739,473	$903K	0.01%
75	—ENVIRONMENTAL IMPACT ACQU CO	89,500	$903K	0.01%
76	YUMYUM BRANDS INC	8,296	$897K	0.01%
77	TIGOMILLICOM INTL CELLULAR S A	23,500	$897K	0.01%
78	CHRWC H ROBINSON WORLDWIDE INC	9,403	$896K	0.01%
79	DONWISDOMTREE TR	22,080	$892K	0.01%
80	ESGUISHARES TR	9,807	$891K	0.01%
81	MPTMEDICAL PPTYS TRUST INC	4,876,080	$890K	0.01%
82	NEMNEWMONT CORP	46,646	$890K	0.01%
83	MRVLMARVELL TECHNOLOGY GROUP LTD	18,068	$884K	0.01%
84	GWREGUIDEWIRE SOFTWARE INC	8,686	$882K	0.01%
85	CTLTEURCATALENT INC	8,366	$880K	0.01%
86	USACUSA COMPRESSION PARTNERS LP	57,514	$880K	0.01%
87	EFGISHARES TR	8,762	$879K	0.01%
88	BMRNBIOMARIN PHARMACEUTICAL INC	760,292	$877K	0.01%
89	ETSYETSY INC	4,337	$874K	0.01%
90	IRINGERSOLL RAND INC	17,762	$873K	0.01%
91	LBRDKLIBERTY BROADBAND CORP	5,819	$873K	0.01%
92	BKBANK NEW YORK MELLON CORP	18,417	$870K	0.01%
93	TRGPTARGA RES CORP	27,420	$870K	0.01%
94	IVWISHARES TR	292,476	$864K	0.01%
95	HCSGHEALTHCARE SVCS GROUP INC	770,328	$864K	0.01%
96	TROWPRICE T ROWE GROUP INC	5,013	$859K	0.01%
97	MGMMGM RESORTS INTERNATIONAL	22,635	$859K	0.01%
98	MIC2EURMACQUARIE INFRASTRUCTURE COR	27,000	$858K	0.01%
99	DUKDUKE ENERGY CORP NEW	19,409	$857K	0.01%
100	PCYINVESCO EXCH TRADED FD TR II	31,894	$853K	0.01%

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