Rockefeller Capital Management L.P. Q1 2022 Filing

Filed May 13, 2022

Portfolio Value

$20.7M

Holdings

4,055

Report Date

Q1 2022

Filing Type

13F-HR

All Holdings (4,055 positions)

#	Stock	Shares	Value	% Portfolio
1001	FDECFIRST TR EXCHNG TRADED FD VI	33,000	$1.1M	5.41%
1002	PINSPINTEREST INC	45,396	$1.1M	5.39%
1003	QDECFIRST TR EXCHNG TRADED FD VI	50,000	$1.1M	5.37%
1004	MGMMGM RESORTS INTERNATIONAL	26,367	$1.1M	5.33%
1005	MMDMAINSTAY MACKAY DEFINEDTERM	58,884	$1.1M	5.32%
1006	EXGEATON VANCE TAX ADVT DIV INC	37,977	$1.1M	5.30%
1007	HBANHUNTINGTON BANCSHARES INC	74,993	$1.1M	5.28%
1008	OVEROVERSTOCK COM INC DEL	24,850	$1.1M	5.27%
1009	FISVFISERV INC	10,710	$1.1M	5.23%
1010	USX1UNITED STATES STL CORP NEW	28,584	$1.1M	5.20%
1011	LICYUSDLI-CYCLE HOLDINGS CORP	127,659	$1.1M	5.20%
1012	AYIACUITY BRANDS INC	5,695	$1.1M	5.19%
1013	CCIVGBPLUCID GROUP INC	42,349	$1.1M	5.18%
1014	ADSKAUTODESK INC	5,013	$1.1M	5.18%
1015	SPDWSPDR INDEX SHS FDS	31,334	$1.1M	5.18%
1016	BBEUJ P MORGAN EXCHANGE-TRADED F	19,547	$1.1M	5.17%
1017	TRNOTERRENO RLTY CORP	14,480	$1.1M	5.17%
1018	APHAMPHENOL CORP NEW	14,214	$1.1M	5.16%
1019	MVTBLACKROCK MUNIVEST FD II INC	82,047	$1.1M	5.11%
1020	IGHGPROSHARES TR	14,647	$1.1M	5.10%
1021	WEPMAGELLAN MIDSTREAM PRTNRS LP	21,507	$1.1M	5.09%
1022	UCTTULTRA CLEAN HLDGS INC	24,851	$1.1M	5.08%
1023	BDJBLACKROCK ENHANCED EQUITY DI	105,994	$1.0M	5.06%
1024	KTFDWS MUN INCOME TR	100,500	$1.0M	5.04%
1025	AGCOAGCO CORP	7,159	$1.0M	5.04%
1026	JBLJABIL INC	16,706	$1.0M	4.97%
1027	PCEFINVESCO EXCH TRADED FD TR II	46,713	$1.0M	4.97%
1028	REZISHARES TR	10,669	$1.0M	4.93%
1029	XMESPDR SER TR	16,647	$1.0M	4.92%
1030	NUMVNUSHARES ETF TR	28,280	$1.0M	4.91%
1031	HTOSJW GROUP	14,604	$1.0M	4.90%
1032	EXPEEXPEDIA GROUP INC	5,199	$1.0M	4.90%
1033	RCI/BROGERS COMMUNICATIONS INC	17,897	$1.0M	4.89%
1034	DDOGDATADOG INC	6,692	$1.0M	4.88%
1035	PMOPUTNAM MUN OPPORTUNITIES TR	86,531	$1.0M	4.86%
1036	MTCHMATCH GROUP INC NEW	9,267	$1.0M	4.85%
1037	METVLISTED FD TR	83,991	$1.0M	4.84%
1038	DECKDECKERS OUTDOOR CORP	3,671	$1.0M	4.84%
1039	SNOWSNOWFLAKE INC	4,380	$1.0M	4.84%
1040	CSLCARLISLE COS INC	4,081	$1.0M	4.84%
1041	—WAITR HLDGS INC	3,000	$1.0M	4.82%
1042	—SURGALIGN HOLDINGS INC	6,000	$1.0M	4.82%
1043	—NEPTUNE WELLNESS SOLUTIONS I	6,500	$1.0M	4.82%
1044	—NIGHTDRAGON ACQUISITION CORP	2,920	$1.0M	4.82%
1045	OMGBPOUTSET MED INC	22,014	$999K	4.82%
1046	BNTXBIONTECH SE	5,816	$991K	4.78%
1047	CVGWCALAVO GROWERS INC	27,166	$990K	4.77%
1048	IDEVISHARES TR	15,564	$990K	4.77%
1049	SOXXISHARES TR	2,092	$990K	4.77%
1050	HYHGPROSHARES TR	15,856	$989K	4.77%
1051	DTMDT MIDSTREAM INC	18,153	$985K	4.75%
1052	CEF/USPROTT PHYSICAL GOLD & SILVE	50,615	$980K	4.73%
1053	AUPHAURINIA PHARMACEUTICALS INC	79,165	$980K	4.73%
1054	STTSTATE STR CORP	11,250	$979K	4.72%
1055	—SUSTAINABLE DEVELP ACQU I CO	99,800	$977K	4.71%
1056	HYMBSPDR SER TR	17,703	$976K	4.71%
1057	DWLDDAVIS FUNDAMENTAL ETF TR	35,678	$974K	4.70%
1058	XOPSPDR SER TR	7,242	$974K	4.70%
1059	NJRNEW JERSEY RES CORP	21,169	$970K	4.68%
1060	NVCRNOVOCURE LTD	11,716	$970K	4.68%
1061	CHECHEMED CORP NEW	70,514	$964K	4.65%
1062	FMCFMC CORP	7,319	$962K	4.64%
1063	DOCHEALTHPEAK PROPERTIES INC	27,696	$950K	4.58%
1064	MYDBLACKROCK MUNIYIELD FD INC	75,228	$949K	4.58%
1065	QQQINVESCO ACTIVELY MANAGED ETF	21,550	$948K	4.57%
1066	NOKNOKIA CORP	173,003	$943K	4.55%
1067	MCWMISTER CAR WASH INC	63,719	$941K	4.54%
1068	UALUNITED AIRLS HLDGS INC	20,174	$934K	4.50%
1069	FTCFIRST TRUST LRGCP GWT ALPHAD	8,746	$933K	4.50%
1070	PNQIINVESCO EXCHANGE TRADED FD T	5,480	$926K	4.47%
1071	QLYSQUALYS INC	6,490	$924K	4.46%
1072	STIPISHARES TR	8,805	$923K	4.45%
1073	WPPWPP PLC NEW	14,108	$923K	4.45%
1074	CFAVICTORY PORTFOLIOS II	12,461	$922K	4.45%
1075	RSPHINVESCO EXCHANGE TRADED FD T	3,000	$919K	4.43%
1076	PCYINVESCO EXCH TRADED FD TR II	40,585	$917K	4.42%
1077	BBIOBRIDGEBIO PHARMA INC	90,288	$915K	4.41%
1078	JMBSJANUS DETROIT STR TR	18,312	$913K	4.40%
1079	OGNORGANON & CO	26,196	$912K	4.40%
1080	AXTAAXALTA COATING SYS LTD	37,069	$910K	4.39%
1081	NVTNVENT ELECTRIC PLC	26,169	$909K	4.38%
1082	TMOTHERMO FISHER SCIENTIFIC INC	158,718	$902K	4.35%
1083	ACCUSDAMERICAN CAMPUS CMNTYS INC	15,989	$894K	4.31%
1084	MYOVMYOVANT SCIENCES LTD	67,000	$892K	4.30%
1085	XSLVINVESCO EXCH TRADED FD TR II	18,152	$890K	4.29%
1086	SWXSOUTHWEST GAS HLDGS INC	11,356	$889K	4.29%
1087	ZSZSCALER INC	3,680	$887K	4.28%
1088	FTSLFIRST TR EXCHANGE-TRADED FD	18,836	$886K	4.27%
1089	MDIVFIRST TR EXCHANGE-TRADED FD	52,545	$885K	4.27%
1090	ORANYORANGE	74,948	$885K	4.27%
1091	ETGEATON VANCE TX ADV GLBL DIV	42,778	$880K	4.24%
1092	ULTAULTA BEAUTY INC	2,210	$879K	4.24%
1093	TSLATESLA INC	62,238	$874K	4.22%
1094	AMEAMETEK INC	6,561	$873K	4.21%
1095	SYLDCAMBRIA ETF TR	13,647	$872K	4.21%
1096	AQLTISHARES TR	3,080	$871K	4.20%
1097	CGNXCOGNEX CORP	11,282	$870K	4.20%
1098	FMXFOMENTO ECONOMICO MEXICANO S	10,429	$864K	4.17%
1099	PXHINVESCO EXCH TRADED FD TR II	41,341	$860K	4.15%
1100	SCHBSCHWAB STRATEGIC TR	16,110	$860K	4.15%

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