Rockefeller Capital Management L.P. Q2 2018 Filing

Filed July 31, 2018

Portfolio Value

$6.1B

Holdings

778

Report Date

Q2 2018

Filing Type

13F-HR

All Holdings (778 positions)

#	Stock	Shares	Value	% Portfolio
1	PEPPepsico, Inc	162,510	$1.7B	28.25%
2	ADPAutomatic Data Processing	12,185	$1.6B	26.61%
3	IBMInt'l Business Machines Corp.	76,170	$1.5B	25.05%
4	EEMiShares MSCI Emerging Markets ETF	59,007	$1.2B	19.55%
5	FTVFortive Corporation	13,724	$1.1B	17.23%
6	AWCAmerican Water Works Co., Inc.	848,382	$1.0B	16.63%
7	NEENextEra Energy, Inc.	5,961	$995.0M	16.20%
8	IWViShares Russell 3000 ETF	6,127	$994.0M	16.19%
9	FITBFifth Third Bancorp	1,630,997	$967.9M	15.76%
10	IJRiShares Core S&P Small-Cap ETF	11,428	$954.0M	15.53%
11	GISGeneral Mills, Inc.	21,353	$945.0M	15.39%
12	EWJiShares MSCI Japan ETF	16,242	$941.0M	15.32%
13	VFCV.F. Corporation	11,476	$936.0M	15.24%
14	CICIGNA Corporation	5,485	$932.0M	15.18%
15	—Enbridge Energy Partners, MLP	84,992	$929.0M	15.13%
16	MTDMettler-Toledo International	1,592	$921.0M	15.00%
17	SYKStryker Corporation	5,417	$915.0M	14.90%
18	—FirstCash Inc	337,551	$910.4M	14.83%
19	BABoeing Co.	2,690	$903.0M	14.70%
20	ITUBItau Unibanco Holdings SA - Pref ADR	86,604	$899.0M	14.64%
21	VISVanguard Industrials ETF	6,500	$883.0M	14.38%
22	ITRIItron, Inc.	14,563	$875.0M	14.25%
23	TILEInterface, Inc.	38,014	$872.0M	14.20%
24	AFLAflac, Inc.	20,024	$861.0M	14.02%
25	—Goldcorp Inc.	61,375	$841.0M	13.69%
26	TXNTexas Instruments Inc.	80,276	$838.0M	13.65%
27	—Aqua America Inc.	23,473	$826.0M	13.45%
28	IGSBiShares 1-3 Year Credit Bond ETF	7,811	$810.0M	13.19%
29	APTVAptiv PLC	8,834	$810.0M	13.19%
30	APY1USDApergy Corp	19,355	$808.0M	13.16%
31	RTN1USDRaytheon Company	4,169	$806.0M	13.12%
32	BAMBrookfield Asset Management	19,563	$793.0M	12.91%
33	BMYBristol Myers Squibb Co.	145,105	$792.2M	12.90%
34	KOCoca Cola Company	17,274	$758.0M	12.34%
35	HALHalliburton Co.	16,497	$743.0M	12.10%
36	INTUIntuit Corp.	3,625	$740.0M	12.05%
37	DUKDuke Energy Corporation	9,303	$736.0M	11.98%
38	UTXZUnited Technologies Corp.	49,404	$732.5M	11.93%
39	OXYOccidental Petroleum Corporation	8,568	$717.0M	11.68%
40	EZUiShares MSCI EMU ETF	17,010	$698.0M	11.37%
41	WMTWalmart Inc	19,944	$689.0M	11.22%
42	IOOiShares Global 100 ETF	14,822	$680.0M	11.07%
43	WECWEC Energy Group, Inc.	246,257	$676.3M	11.01%
44	—Aetna Inc.	3,673	$675.0M	10.99%
45	GLWCorning Inc.	24,251	$667.0M	10.86%
46	LMTLockheed Martin Corporation	2,184	$645.0M	10.50%
47	VEUVanguard FTSE All-World Ex-US Index Fund	12,379	$642.0M	10.45%
48	SCHWSchwab (Charles) Corp.	12,433	$636.0M	10.36%
49	ECLEcolab Inc.	4,525	$635.0M	10.34%
50	CSCOCisco Systems, Inc.	524,118	$633.9M	10.32%
51	AONAon PLC	4,598	$631.0M	10.27%
52	STZConstellation Brands, Inc.	2,870	$628.0M	10.23%
53	VLOValero Energy Corporation	5,651	$626.0M	10.19%
54	GWWGrainger W W Inc.	2,000	$617.0M	10.05%
55	PFEPfizer Inc.	112,634	$614.5M	10.01%
56	XECEURCimarex Energy Co.	6,000	$610.0M	9.93%
57	—National Instruments Corporation	14,184	$595.0M	9.69%
58	NOVEURNational Oilwell Varco, Inc.	13,650	$592.0M	9.64%
59	PSXPhillips 66	5,274	$592.0M	9.64%
60	EMREmerson Electric Co.	22,989	$583.0M	9.49%
61	SBUXStarbucks Corporation	11,820	$578.0M	9.41%
62	BACVerizon Communications	11,491	$578.0M	9.41%
63	SYYSYSCO Corporation	8,400	$574.0M	9.35%
64	STIPiShares 0-5 Year TIPS Bond ETF	5,710	$569.0M	9.27%
65	BRK-BBerkshire Hathaway Inc. - Class A	11	$566.5M	9.23%
66	HCSGHealthcare Services Group.	778,214	$563.1M	9.17%
67	MMM3M Co.	9,935	$559.4M	9.11%
68	MRKMerck & Co. Inc.	300,013	$557.7M	9.08%
69	CHLUSDChina Mobile (Hong Kong) Limited Sp ADR	12,540	$557.0M	9.07%
70	IQVIQVIA Holdings Inc	5,529	$551.0M	8.97%
71	ENBEnbridge Inc.	15,313	$547.0M	8.91%
72	CXOEURConcho Resources Inc.	3,953	$547.0M	8.91%
73	HESHess Corp	8,138	$544.0M	8.86%
74	BSVVanguard Short-Term Bond ETF	6,937	$542.0M	8.83%
75	COSTCostco Wholesale Corporation	2,589	$541.0M	8.81%
76	CGThe Carlyle Group MLP	25,000	$532.0M	8.66%
77	HASIHannon Armstrong Sustainable	26,958	$532.0M	8.66%
78	GRCThe Gorman-Rupp Company	15,069	$527.0M	8.58%
79	PNRPentair, PLC	12,457	$524.0M	8.53%
80	KBIAKB Financial Group Inc. - ADR	11,255	$523.0M	8.52%
81	CHTRCharter Communications Inc.	1,777	$521.0M	8.48%
82	AEPAmerican Electric Power Company, Inc.	7,505	$520.0M	8.47%
83	BONDPIMCO Active Bond - ETF	4,892	$504.0M	8.21%
84	VRSKVerisk Analytics, Inc.	4,650	$501.0M	8.16%
85	TJXThe TJX Companies, Inc.	5,260	$501.0M	8.16%
86	DVNDevon Energy Corporation	11,373	$500.0M	8.14%
87	TRMBTrimble Inc	813,040	$482.2M	7.85%
88	—VanEck Vectors AMT-Free Intermediate	20,263	$477.0M	7.77%
89	IWOiShares Russell 2000 Growth ETF	2,285	$467.0M	7.60%
90	RDS/ARoyal Dutch Shell PLC-ADR A	47,121	$465.8M	7.58%
91	BEPBrookfield Renewable Partners MLP	15,470	$465.0M	7.57%
92	MCDMcDonald's Corporation	54,225	$462.0M	7.52%
93	ABJAABB Ltd. - Spon ADR	21,213	$462.0M	7.52%
94	FLIRFLIR Systems, Inc.	8,846	$460.0M	7.49%
95	HPHelmerich & Payne, Inc.	7,200	$459.0M	7.47%
96	FTITechnipFMC PLC	14,100	$448.0M	7.30%
97	AQLTiShares Core MSCI EAFE - ETF	32,082	$430.6M	7.01%
98	NSUSDNuStar Energy MLP	18,850	$427.0M	6.95%
99	LLYEli Lilly & Co.	4,959	$423.0M	6.89%
100	BKNGBooking Holdings Inc	205	$416.0M	6.77%

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