Rockefeller Capital Management L.P. Q2 2022 Filing

Filed August 12, 2022

Portfolio Value

$18.8M

Holdings

4,438

Report Date

Q2 2022

Filing Type

13F-HR

All Holdings (4,438 positions)

#	Stock	Shares	Value	% Portfolio
1901	CMFISHARES TR	2,006	$113K	0.60%
1902	ENFNENFUSION INC	11,000	$112K	0.60%
1903	SWCHEURSWITCH INC	3,375	$112K	0.60%
1904	XITKSPDR SER TR	1,045	$112K	0.60%
1905	AADRADVISORSHARES TR	2,313	$112K	0.60%
1906	FCGFIRST TR EXCHANGE-TRADED FD	5,140	$112K	0.60%
1907	EOTEATON VANCE NATL MUN OPPORT	6,278	$112K	0.60%
1908	CRPTFIRST TR EXCHNG TRADED FD VI	24,808	$112K	0.60%
1909	LBCUSDLUTHER BURBANK CORP	8,545	$111K	0.59%
1910	ONLNPROSHARES TR	3,441	$111K	0.59%
1911	GGNGAMCO GLOBAL GOLD NAT RES &	31,054	$111K	0.59%
1912	GBTGGLOBAL BUSINESS TRAVEL GROUP	17,599	$111K	0.59%
1913	TPDTEMPUR SEALY INTL INC	5,198	$111K	0.59%
1914	XFDEXFIRST TR DYNAMIC EUROPE EQUI	10,000	$111K	0.59%
1915	KTBKONTOOR BRANDS INC	3,360	$111K	0.59%
1916	FDDFIRST TR STOXX EUROPEAN SELE	10,120	$110K	0.58%
1917	MDYGSPDR SER TR	1,805	$110K	0.58%
1918	FNDXSCHWAB STRATEGIC TR	2,166	$110K	0.58%
1919	MANHMANHATTAN ASSOCIATES INC	970	$110K	0.58%
1920	LBRTLIBERTY ENERGY INC	8,702	$110K	0.58%
1921	AIOVIRTUS ARTIFICIAL INTELLIGEN	6,794	$109K	0.58%
1922	GMREUSDGLOBAL MED REIT INC	9,760	$109K	0.58%
1923	FVRRFIVERR INTL LTD	3,177	$109K	0.58%
1924	DVAXDYNAVAX TECHNOLOGIES CORP	8,697	$109K	0.58%
1925	ROLROLLINS INC	3,150	$109K	0.58%
1926	PKWINVESCO EXCHANGE TRADED FD T	1,410	$109K	0.58%
1927	ARTYISHARES TR	4,121	$108K	0.57%
1928	DEWWISDOMTREE TR	2,366	$108K	0.57%
1929	EWZISHARES INC	3,944	$108K	0.57%
1930	GTLBGITLAB INC	2,050	$108K	0.57%
1931	LHCGUSDLHC GROUP INC	697	$108K	0.57%
1932	PARA 5.75 04/01/24 APARAMOUNT GLOBAL	2,758	$108K	0.57%
1933	SPYMSPDR SER TR	2,456	$108K	0.57%
1934	SPNTSIRIUSPOINT LTD	20,000	$108K	0.57%
1935	KYNKAYNE ANDERSON NEXTGEN ENRGY	14,262	$107K	0.57%
1936	WOLF*WOLFSPEED INC	1,707	$107K	0.57%
1937	GLOBGLOBANT S A	615	$107K	0.57%
1938	TREXTREX CO INC	1,962	$106K	0.56%
1939	PINEALPINE INCOME PPTY TR INC	5,934	$106K	0.56%
1940	NVTSNAVITAS SEMICONDUCTOR CORP	27,586	$106K	0.56%
1941	ORGNORIGIN MATERIALS INC	20,750	$106K	0.56%
1942	ARWARROW ELECTRS INC	959	$106K	0.56%
1943	TBLLINVESCO EXCH TRADED FD TR II	1,010	$106K	0.56%
1944	IFFINTERNATIONAL FLAVORS&FRAGRA	889	$105K	0.56%
1945	GNRSPDR INDEX SHS FDS	2,016	$105K	0.56%
1946	DPGDUFF & PHELPS UTLITY AND INF	7,602	$105K	0.56%
1947	PREFPRINCIPAL EXCHANGE-TRADED FD	6,099	$105K	0.56%
1948	BPRNUSDBANK PRINCETON NEW JERSEY	3,853	$105K	0.56%
1949	LOBLIVE OAK BANCSHARES INC	3,115	$105K	0.56%
1950	SKTTANGER FACTORY OUTLET CTRS I	7,356	$104K	0.55%
1951	GELGENESIS ENERGY L P	13,060	$104K	0.55%
1952	FFIVF5 INC	685	$104K	0.55%
1953	FDMOFIDELITY COVINGTON TRUST	2,526	$104K	0.55%
1954	ICVTISHARES TR	1,503	$104K	0.55%
1955	XAWPXABERDEEN GLOBAL PREMIER PPTY	21,052	$103K	0.55%
1956	IWCISHARES TR	1,000	$103K	0.55%
1957	SPBSPECTRUM BRANDS HLDGS INC NE	1,263	$103K	0.55%
1958	SITESITEONE LANDSCAPE SUPPLY INC	880	$103K	0.55%
1959	PRNINVESCO EXCHANGE TRADED FD T	1,265	$102K	0.54%
1960	FINSANGEL OAK FINL STRATEGIES IN	7,061	$102K	0.54%
1961	ESPOVANECK ETF TRUST	2,153	$102K	0.54%
1962	IIFMORGAN STANLEY INDIA INVT FD	4,581	$102K	0.54%
1963	FMAOFARMERS & MERCHANTS BANCORP	3,103	$102K	0.54%
1964	USCIUNITED STS COMMODITY INDEX F	1,850	$101K	0.54%
1965	OXY/WSOCCIDENTAL PETE CORP	2,770	$101K	0.54%
1966	PJTPJT PARTNERS INC	1,443	$101K	0.54%
1967	UBSUBS GROUP AG	6,291	$101K	0.54%
1968	WDIVSPDR INDEX SHS FDS	1,628	$100K	0.53%
1969	AAALCOA CORP	2,213	$100K	0.53%
1970	FHLCFIDELITY COVINGTON TRUST	1,648	$100K	0.53%
1971	PBWINVESCO EXCHANGE TRADED FD T	2,201	$100K	0.53%
1972	OPBKOP BANCORP	9,544	$100K	0.53%
1973	BATRAUSDLIBERTY MEDIA CORP DEL	4,000	$100K	0.53%
1974	OPRXOPTIMIZERX CORP	3,638	$99K	0.53%
1975	CORNTEUCRIUM COMMODITY TR	3,937	$99K	0.53%
1976	PPHVANECK ETF TRUST	1,300	$99K	0.53%
1977	KBAKRANESHARES TR	2,572	$99K	0.53%
1978	SLAMFSLAM CORP	10,000	$98K	0.52%
1979	FXEINVESCO CURRENCYSHARES EURO	1,020	$98K	0.52%
1980	DPZDOMINOS PIZZA INC	253	$98K	0.52%
1981	SESEA LTD	1,490	$98K	0.52%
1982	APACSTONEBRIDGE ACQUISITION CORP	9,920	$98K	0.52%
1983	ARKFARK ETF TR	6,303	$97K	0.52%
1984	CVECENOVUS ENERGY INC	5,147	$97K	0.52%
1985	SEICSEI INVTS CO	1,804	$97K	0.52%
1986	SHOOMADDEN STEVEN LTD	3,031	$97K	0.52%
1987	—INDEPENDENCE HOLDINGS CORP	10,000	$97K	0.52%
1988	RRCRANGE RES CORP	3,953	$97K	0.52%
1989	CDLVICTORY PORTFOLIOS II	1,676	$97K	0.52%
1990	—NUVEEN SHORT DURATION CR OPP	8,143	$97K	0.52%
1991	PPCPILGRIMS PRIDE CORP	3,123	$97K	0.52%
1992	SZNEPACER FDS TR	2,919	$97K	0.52%
1993	—APOLLO COML REAL ESTATE FIN	100,000	$97K	0.52%
1994	AKAFETF SER SOLUTIONS	5,083	$97K	0.52%
1995	BMBLBUMBLE INC	3,471	$97K	0.52%
1996	GEMGOLDMAN SACHS ETF TR	3,293	$97K	0.52%
1997	BATRKUSDLIBERTY MEDIA CORP DEL	4,000	$96K	0.51%
1998	ADCAGREE RLTY CORP	1,361	$96K	0.51%
1999	FMHIFIRST TR EXCH TRADED FD III	2,000	$95K	0.50%
2000	XSMOINVESCO EXCHANGE TRADED FD T	2,174	$95K	0.50%

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