Rockefeller Capital Management L.P. Q2 2023 Filing

Filed August 14, 2023

Portfolio Value

$25.8B

Holdings

1,805

Report Date

Q2 2023

Filing Type

13F-HR

All Holdings (1,805 positions)

#	Stock	Shares	Value	% Portfolio
901	FWONALIBERTY MEDIA CORP DEL	22,719	$1.7M	0.01%
902	GSLCGOLDMAN SACHS ETF TR	19,586	$1.7M	0.01%
903	EWYISHARES INC	28,104	$1.7M	0.01%
904	FXGFIRST TR EXCHANGE TRADED FD	27,154	$1.7M	0.01%
905	DTDWISDOMTREE TR	27,361	$1.7M	0.01%
906	ESGDISHARES TR	23,215	$1.7M	0.01%
907	ICOWPACER FDS TR	56,904	$1.7M	0.01%
908	NRKNUVEEN NEW YORK AMT QLT MUNI	163,179	$1.7M	0.01%
909	BSTBLACKROCK SCIENCE & TECHNOLO	49,019	$1.7M	0.01%
910	ETWEATON VANCE TAX-MANAGED GLOB	205,237	$1.7M	0.01%
911	MPMP MATERIALS CORP	73,538	$1.7M	0.01%
912	NUSCNUSHARES ETF TR	45,448	$1.7M	0.01%
913	CEGCONSTELLATION ENERGY CORP	18,270	$1.7M	0.01%
914	GDDYGODADDY INC	21,919	$1.6M	0.01%
915	RCKTROCKET PHARMACEUTICALS INC	82,114	$1.6M	0.01%
916	DFUVDIMENSIONAL ETF TRUST	47,146	$1.6M	0.01%
917	DVYEISHARES INC	66,245	$1.6M	0.01%
918	AROWARROW FINL CORP	80,249	$1.6M	0.01%
919	ZBHZIMMER BIOMET HOLDINGS INC	11,115	$1.6M	0.01%
920	VTIPVANGUARD MALVERN FDS	33,984	$1.6M	0.01%
921	ARMKARAMARK	37,102	$1.6M	0.01%
922	EOSEATON VANCE ENHANCED EQUITY	89,131	$1.6M	0.01%
923	MQMARQETA INC	326,943	$1.6M	0.01%
924	FTXGFIRST TR EXCHANGE-TRADED FD	60,468	$1.6M	0.01%
925	BKBANK NEW YORK MELLON CORP	35,465	$1.6M	0.01%
926	IVLUISHARES TR	61,780	$1.6M	0.01%
927	BIDUNBAIDU INC	11,461	$1.6M	0.01%
928	RITMRITHM CAPITAL CORP	167,497	$1.6M	0.01%
929	DWLDDAVIS FUNDAMENTAL ETF TR	54,398	$1.6M	0.01%
930	HUBGHUB GROUP INC	41,429	$1.6M	0.01%
931	PREFPRINCIPAL EXCHANGE TRADED FD	92,091	$1.6M	0.01%
932	7HPHP INC	50,724	$1.6M	0.01%
933	MSGSMADISON SQUARE GRDN SPRT COR	8,247	$1.6M	0.01%
934	FTVFORTIVE CORP	20,725	$1.5M	0.01%
935	SONSONOCO PRODS CO	26,246	$1.5M	0.01%
936	PAGPENSKE AUTOMOTIVE GRP INC	9,264	$1.5M	0.01%
937	NZFNUVEEN MUNICIPAL CREDIT INC	132,325	$1.5M	0.01%
938	ALCALCON AG	18,886	$1.5M	0.01%
939	ETXEATON VANCE MUN INCOME 2028	87,457	$1.5M	0.01%
940	AVUSAMERICAN CENTY ETF TR	20,410	$1.5M	0.01%
941	OZBELPOINTE PREP LLC	19,410	$1.5M	0.01%
942	NETCLOUDFLARE INC	25,086	$1.5M	0.01%
943	OTISOTIS WORLDWIDE CORP	19,638	$1.5M	0.01%
944	KIOKKR INCOME OPPORTUNITIES FD	129,834	$1.5M	0.01%
945	NTLAINTELLIA THERAPEUTICS INC	36,853	$1.5M	0.01%
946	MNSTMONSTER BEVERAGE CORP NEW	26,099	$1.5M	0.01%
947	—FREYR BATTERY	160,184	$1.5M	0.01%
948	XBFZXBLACKROCK CALIF MUN INCOME T	125,101	$1.5M	0.01%
949	NTRSNORTHERN TR CORP	22,598	$1.5M	0.01%
950	CBRECBRE GROUP INC	22,643	$1.5M	0.01%
951	PACWUSDPACWEST BANCORP DEL	180,847	$1.5M	0.01%
952	GMARFIRST TR EXCHNG TRADED FD VI	46,078	$1.5M	0.01%
953	PMOPUTNAM MUN OPPORTUNITIES TR	142,404	$1.5M	0.01%
954	NIONIO INC	148,939	$1.4M	0.01%
955	ONON SEMICONDUCTOR CORP	15,207	$1.4M	0.01%
956	WMSADVANCED DRAIN SYS INC DEL	12,639	$1.4M	0.01%
957	JHMMJOHN HANCOCK EXCHANGE TRADED	28,927	$1.4M	0.01%
958	USACUSA COMPRESSION PARTNERS LP	72,767	$1.4M	0.01%
959	FTECFIDELITY COVINGTON TRUST	10,991	$1.4M	0.01%
960	IYMISHARES TR	10,771	$1.4M	0.01%
961	MQYBLACKROCK MUNIYILD QULT FD I	123,265	$1.4M	0.01%
962	BLEBLACKROCK MUNI INCOME TR II	136,658	$1.4M	0.01%
963	EWLISHARES INC	30,739	$1.4M	0.01%
964	ETGEATON VANCE TX ADV GLBL DIV	84,960	$1.4M	0.01%
965	IWXISHARES TR	21,025	$1.4M	0.01%
966	DEMWISDOMTREE TR	36,648	$1.4M	0.01%
967	BAXBAXTER INTL INC	30,754	$1.4M	0.01%
968	VKQINVESCO MUNICIPAL TRUST	147,999	$1.4M	0.01%
969	RPMRPM INTL INC	15,519	$1.4M	0.01%
970	MUABLACKROCK MUNIASSETS FD INC	135,301	$1.4M	0.01%
971	FBNDFIDELITY MERRIMACK STR TR	30,263	$1.4M	0.01%
972	MASMASCO CORP	23,882	$1.4M	0.01%
973	ODP1THE ODP CORP	29,227	$1.4M	0.01%
974	CDWCDW CORP	7,440	$1.4M	0.01%
975	USHYISHARES TR	38,644	$1.4M	0.01%
976	HLNHALEON PLC	162,682	$1.4M	0.01%
977	ASOACADEMY SPORTS & OUTDOORS IN	24,884	$1.3M	0.01%
978	IPINTERNATIONAL PAPER CO	42,246	$1.3M	0.01%
979	CDCVICTORY PORTFOLIOS II	23,218	$1.3M	0.01%
980	DSMCETF SER SOLUTIONS	45,649	$1.3M	0.01%
981	ALBALBEMARLE CORP	5,931	$1.3M	0.01%
982	EQTEQT CORP	32,003	$1.3M	0.01%
983	PTACOHEN & STEERS TAX ADVAN PFD	75,387	$1.3M	0.01%
984	SPYXSPDR SER TR	36,211	$1.3M	0.01%
985	KXIISHARES TR	21,323	$1.3M	0.01%
986	TECHBIO-TECHNE CORP	15,977	$1.3M	0.01%
987	BTZBLACKROCK CR ALLOCATION INCO	128,293	$1.3M	0.01%
988	EIMEATON VANCE MUN BD FD	130,470	$1.3M	0.01%
989	SJMSMUCKER J M CO	8,765	$1.3M	0.01%
990	BCXBLACKROCK RES & COMMODITIES	142,572	$1.3M	0.01%
991	IUSBISHARES TR	28,253	$1.3M	0.00%
992	DIVOAMPLIFY ETF TR	35,511	$1.3M	0.00%
993	FQALFIDELITY COVINGTON TRUST	25,251	$1.3M	0.00%
994	RWKINVESCO EXCH TRADED FD TR II	13,273	$1.3M	0.00%
995	TIGOMILLICOM INTL CELLULAR S A	83,350	$1.3M	0.00%
996	FJUNFIRST TR EXCHNG TRADED FD VI	30,641	$1.3M	0.00%
997	RWJINVESCO EXCH TRADED FD TR II	11,178	$1.3M	0.00%
998	DBEFDBX ETF TR	35,769	$1.3M	0.00%
999	BNLBROADSTONE NET LEASE INC	81,419	$1.3M	0.00%
1000	FTCFIRST TRUST LRGCP GWT ALPHAD	12,390	$1.3M	0.00%

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