Rockefeller Capital Management L.P. Q3 2019 Filing

Filed November 12, 2019

Portfolio Value

$7.4M

Holdings

1,931

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (1,931 positions)

#	Stock	Shares	Value	% Portfolio
1001	ATRAPTARGROUP INC	217	$26K	0.35%
1002	EVREVERCORE INC	324	$26K	0.35%
1003	PLNTPLANET FITNESS INC	446	$26K	0.35%
1004	SCHFSCHWAB STRATEGIC TR	837	$26K	0.35%
1005	SEICSEI INVESTMENTS CO	437	$26K	0.35%
1006	ICUIICU MED INC	165	$26K	0.35%
1007	AWMSKYWORKS SOLUTIONS INC	314	$25K	0.34%
1008	BCOBRINKS CO	306	$25K	0.34%
1009	GVAGRANITE CONSTR INC	785	$25K	0.34%
1010	LNNLINDSAY CORP	268	$25K	0.34%
1011	PSTPROSHARES TR	1,375	$25K	0.34%
1012	IWYISHARES TR	286	$25K	0.34%
1013	BLKBBLACKBAUD INC	274	$25K	0.34%
1014	MLKNMILLER HERMAN INC	548	$25K	0.34%
1015	TIGOMILLICOM INTL CELLULAR SA	520	$25K	0.34%
1016	IVZINVESCO LTD	1,466	$25K	0.34%
1017	EWEDWARDS LIFESCIENCES CORP	113,197	$25K	0.34%
1018	CGBDTCG BDC INC	1,672	$24K	0.33%
1019	—WRIGHT MED GROUP N V	1,167	$24K	0.33%
1020	—BARCLAYS BK PLC	150	$24K	0.33%
1021	MTZMASTEC INC	374	$24K	0.33%
1022	BWXTBWX TECHNOLOGIES INC	418	$24K	0.33%
1023	TPHTRI POINTE GROUP INC	1,606	$24K	0.33%
1024	LECOLINCOLN ELEC HLDGS INC	274	$24K	0.33%
1025	DXCDXC TECHNOLOGY CO	803	$24K	0.33%
1026	RJAUSDSWEDISH EXPT CR CORP	4,595	$24K	0.33%
1027	AYATLANTICA YIELD PLC	1,000	$24K	0.33%
1028	TELFYTELEFONICA S A	3,115	$24K	0.33%
1029	NVEEUSDNV5 GLOBAL INC	350	$24K	0.33%
1030	SCHRSCHWAB STRATEGIC TR	437	$24K	0.33%
1031	DBAINVESCO DB MLTI SECTR CMMTY	1,525	$24K	0.33%
1032	—PORTOLA PHARMACEUTICALS INC	900	$24K	0.33%
1033	ABTABBOTT LABS	285,528	$24K	0.32%
1034	PNRPENTAIR PLC	30,393	$23K	0.31%
1035	PFFISHARES TR	54,764	$23K	0.31%
1036	IRWDIRONWOOD PHARMACEUTICALS INC	2,678	$23K	0.31%
1037	ORANYORANGE	1,461	$23K	0.31%
1038	FLT1EURFLEETCOR TECHNOLOGIES INC	80	$23K	0.31%
1039	SAVESPIRIT AIRLS INC	639	$23K	0.31%
1040	BECNUSDBEACON ROOFING SUPPLY INC	691	$23K	0.31%
1041	—EL PASO ELEC CO	337	$23K	0.31%
1042	SMOGVANECK VECTORS ETF TR	358	$23K	0.31%
1043	TMTOYOTA MOTOR CORP	172	$23K	0.31%
1044	HZNPHORIZON THERAPEUTICS PUB LTD	846	$23K	0.31%
1045	AESAES CORP	1,384	$23K	0.31%
1046	GREKUSDGLOBAL X FDS	2,500	$23K	0.31%
1047	HOPEHOPE BANCORP INC	1,632	$23K	0.31%
1048	VLYVALLEY NATL BANCORP	2,136	$23K	0.31%
1049	GMEDGLOBUS MED INC	446	$23K	0.31%
1050	SKYWSKYWEST INC	400	$23K	0.31%
1051	LVSLAS VEGAS SANDS CORP	390	$23K	0.31%
1052	AGENEURAGENUS INC	9,000	$23K	0.31%
1053	XLFISELECT SECTOR SPDR TR	70,088	$22K	0.30%
1054	XLUSELECT SECTOR SPDR TR	81,309	$22K	0.30%
1055	IWMISHARES TR	146,825	$22K	0.30%
1056	AGOASSURED GUARANTY LTD	494	$22K	0.30%
1057	EOLSEVOLUS INC	1,400	$22K	0.30%
1058	—NATIONAL GEN HLDGS CORP	945	$22K	0.30%
1059	EWBCEAST WEST BANCORP INC	507	$22K	0.30%
1060	CBTCABOT CORP	492	$22K	0.30%
1061	RLIRLI CORP	240	$22K	0.30%
1062	VOYAVOYA FINL INC	407	$22K	0.30%
1063	RHPRYMAN HOSPITALITY PPTYS INC	266	$22K	0.30%
1064	ENQENTEGRIS INC	474	$22K	0.30%
1065	—HUDSON LTD	1,789	$22K	0.30%
1066	KEXKIRBY CORP	265	$22K	0.30%
1067	RYAMRAYONIER ADVANCED MATLS INC	5,000	$22K	0.30%
1068	XEMDXWESTERN ASSET EMRG MKT DEBT	1,579	$22K	0.30%
1069	CPRTCOPART INC	280	$22K	0.30%
1070	LVLNSPDR SERIES TRUST	476	$21K	0.28%
1071	BBYBEST BUY INC	300	$21K	0.28%
1072	CLBCORE LABORATORIES N V	440	$21K	0.28%
1073	GBXGREENBRIER COS INC	700	$21K	0.28%
1074	PSQUSDPROSHARES TR	745	$21K	0.28%
1075	INVHINVITATION HOMES INC	707	$21K	0.28%
1076	—CUBIC CORP	302	$21K	0.28%
1077	WERNWERNER ENTERPRISES INC	606	$21K	0.28%
1078	JXC1J2 GLOBAL INC	228	$21K	0.28%
1079	MUFGMITSUBISHI UFJ FINL GROUP IN	3,837	$20K	0.27%
1080	MIDDMIDDLEBY CORP	175	$20K	0.27%
1081	NPFINUVEEN PFD & INCM SECURTIES	2,070	$20K	0.27%
1082	COLMCOLUMBIA SPORTSWEAR CO	207	$20K	0.27%
1083	BPOPPOPULAR INC	364	$20K	0.27%
1084	SFIXSTITCH FIX INC	1,050	$20K	0.27%
1085	PENPENUMBRA INC	150	$20K	0.27%
1086	AVBAVALONBAY CMNTYS INC	91	$20K	0.27%
1087	CUBECUBESMART	585	$20K	0.27%
1088	EMEEMCOR GROUP INC	236	$20K	0.27%
1089	CIENCIENA CORP	516	$20K	0.27%
1090	T77LENDINGTREE INC NEW	65	$20K	0.27%
1091	AMGAFFILIATED MANAGERS GROUP IN	240	$20K	0.27%
1092	MDRXALLSCRIPTS HEALTHCARE SOLUTN	1,843	$20K	0.27%
1093	—TALLGRASS ENERGY LP	1,000	$20K	0.27%
1094	PJTPJT PARTNERS INC	500	$20K	0.27%
1095	BMVPINVESCO EXCHANGE TRADED FD T	214	$20K	0.27%
1096	GSHDGOOSEHEAD INS INC	406	$20K	0.27%
1097	SJR/BEURSHAW COMMUNICATIONS INC	1,024	$20K	0.27%
1098	—VONAGE HLDGS CORP	1,799	$20K	0.27%
1099	MBBISHARES TR	180,936	$20K	0.27%
1100	NDQINVESCO QQQ TR	102,143	$19K	0.26%

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