Rockefeller Capital Management L.P. Q3 2021 Filing
Filed November 12, 2021
Portfolio Value
$19.0M
Holdings
3,811
Report Date
Q3 2021
Filing Type
13F-HR
All Holdings (3,811 positions)
| Stock | Value |
|---|---|
AMWDAMERICAN WOODMARK CORPORATIO | $4K |
VOCVOC ENERGY TR | $4K |
—VECTOIQ ACQUISITION CORP II | $4K |
FIZZNATIONAL BEVERAGE CORP | $4K |
CPRICAPRI HOLDINGS LIMITED | $4K |
EPAMEPAM SYS INC | $4K |
AFWALIGN TECHNOLOGY INC | $3K |
SFNCSIMMONS 1ST NATL CORP | $3K |
ASOACADEMY SPORTS & OUTDOORS IN | $3K |
TXRHTEXAS ROADHOUSE INC | $3K |
MRVIMARAVAI LIFESCIENCES HLDGS I | $3K |
BG3BIG 5 SPORTING GOODS CORP | $3K |
BNGOUSDBIONANO GENOMICS INC | $3K |
DNPDNP SELECT INCOME FD INC | $3K |
SBCSABRA HEALTH CARE REIT INC | $3K |
SHOPCN 0.125 11/01/25SHOPIFY INC | $3K |
VSTVISTRA CORP | $3K |
MCHP 1.625 02/15/25MICROCHIP TECHNOLOGY INC. | $3K |
REGREGENCY CTRS CORP | $3K |
GROYGOLD ROYALTY CORP | $3K |
EVHEVOLENT HEALTH INC | $3K |
PFBCPREFERRED BK LOS ANGELES CA | $3K |
—APTOSE BIOSCIENCES INC | $3K |
SXISTANDEX INTL CORP | $3K |
CLDTCHATHAM LODGING TR | $3K |
—TERADYNE INC | $3K |
PDMPIEDMONT OFFICE REALTY TR IN | $3K |
HAEHAEMONETICS CORP MASS | $3K |
2JEFOCUS FINL PARTNERS INC | $3K |
WERNWERNER ENTERPRISES INC | $3K |
ESGRENSTAR GROUP LIMITED | $3K |
ADTNEURADTRAN INC | $3K |
DIVGLOBAL X FDS | $3K |
—MARRIOTT VACATIONS WORLDWIDE | $3K |
SPWR 4 01/15/23SUNPOWER CORP | $3K |
MODVQMODIVCARE INC | $3K |
APOGAPOGEE ENTERPRISES INC | $3K |
SMLRSEMLER SCIENTIFIC INC | $3K |
SPLBSPDR SER TR | $3K |
—FIVE9 INC | $3K |
GUTGABELLI UTIL TR | $3K |
NSZNETSCOUT SYS INC | $3K |
—FIREEYE INC | $3K |
HNIHNI CORP | $3K |
FIXCOMFORT SYS USA INC | $3K |
CRAICRA INTL INC | $3K |
CPERUNITED STS COMMODITY INDEX F | $3K |
CPRXCATALYST PHARMACEUTICALS INC | $3K |
COURCOURSERA INC | $3K |
TGNATEGNA INC | $3K |
WSFSWSFS FINL CORP | $3K |
GVIISHARES TR | $3K |
RMRRMR GROUP INC | $3K |
ARNAEURARENA PHARMACEUTICALS INC | $3K |
CNMDCONMED CORP | $3K |
MEIMETHODE ELECTRS INC | $3K |
BRBR1GBPBELLRING BRANDS INC | $3K |
MSDMORGAN STANLEY EMKT DBT FD I | $3K |
LPSN 0.75 03/01/24LIVEPERSON INC | $3K |
QTWO 0.75 06/01/26Q2 HLDGS INC | $3K |
PENN 2.75 05/15/26PENN NATL GAMING INC | $3K |
07WAMR COOPER GROUP INC | $3K |
RNG 0 03/01/25RINGCENTRAL INC | $3K |
—SHIFTPIXY INC | $3K |
ACMRACM RESH INC | $3K |
MKFGMARKFORGED HOLDING CORPORATI | $3K |
BBREJ P MORGAN EXCHANGE-TRADED F | $3K |
ADUSADDUS HOMECARE CORP | $3K |
IHGINTERCONTINENTAL HOTELS GROU | $3K |
—STARWOOD WAYPOINT HOMES | $3K |
XEFRXEATON VANCE SR FLTNG RTE TR | $3K |
AJRDEURAEROJET ROCKETDYNE HLDGS INC | $3K |
NYMTEURNEW YORK MTG TR INC | $3K |
DMRCDIGIMARC CORP NEW | $3K |
GCCWISDOMTREE TR | $3K |
TMETENCENT MUSIC ENTMT GROUP | $3K |
—INTERCEPT PHARMACEUTICALS IN | $3K |
WMSADVANCED DRAIN SYS INC DEL | $3K |
SFBSSERVISFIRST BANCSHARES INC | $3K |
FVCFIRST TR EXCHANGE-TRADED FD | $3K |
NBIX 2.25 05/15/24NEUROCRINE BIOSCIENCES INC | $3K |
MLABMESA LABS INC | $3K |
FFINFIRST FINL BANKSHARES INC | $3K |
IMKTAINGLES MKTS INC | $3K |
B7SBROOKDALE SR LIVING INC | $3K |
—ASPIRA WOMENS HEALTH INC | $3K |
WRLDWORLD ACCEP CORPORATION | $3K |
VRTVEURVERITIV CORP | $3K |
RDWRRADWARE LTD | $3K |
SAIASAIA INC | $3K |
FROGJFROG LTD | $3K |
AMKRAMKOR TECHNOLOGY INC | $3K |
ATKRATKORE INC | $3K |
DINDINE BRANDS GLOBAL INC | $3K |
VNDAVANDA PHARMACEUTICALS INC | $3K |
7SUSUMMIT MATLS INC | $3K |
FTXLFIRST TR EXCHANGE-TRADED FD | $3K |
COUP 0.125 06/15/25COUPA SOFTWARE INC | $3K |
OPLNKAR AUCTION SVCS INC | $3K |
BKOBLUEROCK RESIDENTIAL GWT REI | $3K |