Rockefeller Capital Management L.P. Q4 2019 Filing

Filed February 7, 2020

Portfolio Value

$8.0B

Holdings

2,095

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (2,095 positions)

#StockSharesValue% PortfolioType
201
HDSUSDHD SUPPLY HLDGS INC
13,899$559.0M6.97%
202
IQVIQVIA HLDGS INC
3,618$559.0M6.97%
203
SRLNSSGA ACTIVE ETF TR
11,895$554.0M6.91%
204
BBBYEURBED BATH & BEYOND INC
31,980$553.0M6.89%
205
FASTFASTENAL CO
14,934$552.0M6.88%
206
DMOWESTERN ASSET MTG DEF OPPTY
27,152$551.0M6.87%
207
WLYWILEY JOHN & SONS INC
11,242$546.0M6.81%
208
FAFFIRST AMERN FINL CORP
9,349$545.0M6.79%
209
DOWDOW INC
72,100$543.4M6.77%
210
AOSSMITH A O CORP
11,318$539.0M6.72%
211
PIIPOLARIS INC
5,283$537.0M6.69%
212
ETRNUSDEQUITRANS MIDSTREAM CORPORAT
40,000$534.0M6.66%
213
ITWILLINOIS TOOL WKS INC
53,897$531.2M6.62%
214
FXGFIRST TR EXCHANGE TRADED FD
10,598$530.0M6.61%
215
DDOMINION ENERGY INC
6,395$529.0M6.60%
216
DONSPDR DOW JONES INDL AVRG ETF
53,273$528.7M6.59%
217
DRIDARDEN RESTAURANTS INC
4,828$526.0M6.56%
218
SUSUNCOR ENERGY INC NEW
15,991$525.0M6.55%
219
PEOEXELON CORP
11,393$519.0M6.47%
220
HYDVANECK VECTORS ETF TR
8,094$518.0M6.46%
221
ITUBITAU UNIBANCO HLDG SA
218,739$517.5M6.45%
222
ALLEALLEGION PUB LTD CO
4,149$517.0M6.45%
223
LBEURL BRANDS INC
28,482$516.0M6.43%
224
OEFISHARES TR
3,571$515.0M6.42%
225
NIC INC
735,385$512.9M6.39%
226
ECLECOLAB INC
39,182$511.1M6.37%
227
BHPBHP GROUP LTD
9,248$506.0M6.31%
228
ETXEATON VANCE MUN INCOME 2028
23,100$506.0M6.31%
229
HCSGHEALTHCARE SVCS GRP INC
830,012$505.7M6.30%
230
PWZINVESCO EXCHNG TRADED FD TR
18,461$505.0M6.30%
231
MMM3M CO
17,143$503.5M6.28%
232
CCLCARNIVAL CORP
544,303$502.2M6.26%
233
QQQINVESCO EXCH TRD SLF IDX FD
23,497$501.0M6.25%
234
NSUSDNUSTAR ENERGY LP
19,400$501.0M6.25%
235
DEIDOUGLAS EMMETT INC
11,345$498.0M6.21%
236
DHRB & G FOODS INC NEW
27,651$496.0M6.18%
237
PDXPIMCO ENRGY TACTICAL CR OPP
30,000$495.0M6.17%
238
VENVENTAS INC
8,548$494.0M6.16%
239
TDAYGANNETT CO INC NEW
77,452$494.0M6.16%
240
BLWBLACKROCK LTD DURATION INC T
30,000$492.0M6.13%
241
IXUSISHARES TR
7,895$489.0M6.10%
242
VRTXVERTEX PHARMACEUTICALS INC
2,231$488.0M6.08%
243
CTSHCOGNIZANT TECHNOLOGY SOLUTIO
7,818$485.0M6.05%
244
VMWEURVMWARE INC
3,192$485.0M6.05%
245
VNOVORNADO RLTY TR
7,262$483.0M6.02%
246
IGIBISHARES TR
8,262$479.0M5.97%
247
FIXDFIRST TR EXCHNG TRADED FD VI
9,151$474.0M5.91%
248
AMCAMC ENTMT HLDGS INC
65,000$471.0M5.87%
249
FNCLFIDELITY COVINGTON TR
10,500$466.0M5.81%
250
IBMINTERNATIONAL BUSINESS MACHS
105,951$462.8M5.77%
251
GQ9SPDR GOLD TRUST
99,961$460.8M5.75%
252
METAFACEBOOK INC
1,411,237$460.5M5.74%
253
QTECFIRST TR NASDAQ100 TECH INDE
4,595$460.0M5.73%
254
EYENATIONAL VISION HLDGS INC
14,000$454.0M5.66%
255
NMZNUVEEN MUN HIGH INCOME OPP F
32,000$454.0M5.66%
256
TWLOTWILIO INC
4,554$448.0M5.59%
257
BAXBAXTER INTL INC
24,817$446.6M5.57%
258
LHXL3HARRIS TECHNOLOGIES INC
2,255$446.0M5.56%
259
BLVVANGUARD BD INDEX FD INC
4,448$446.0M5.56%
260
RYROYAL BK CDA MONTREAL QUE
5,633$446.0M5.56%
261
FTCSFIRST TR EXCHANGE TRADED FD
7,392$446.0M5.56%
262
CINFCINCINNATI FINL CORP
4,238$446.0M5.56%
263
PDIPIMCO DYNAMIC INCOME FD
13,701$444.0M5.54%
264
AKAMAKAMAI TECHNOLOGIES INC
5,128$443.0M5.52%
265
IRMIRON MTN INC NEW
572,112$441.8M5.51%
266
VCRAUSDVOCERA COMMUNICATIONS INC
848,752$439.2M5.48%
267
ACWXISHARES TR
8,911$438.0M5.46%
268
IEFISHARES TR
3,930$433.0M5.40%
269
MVFBLACKROCK MUNIVEST FD INC
47,525$433.0M5.40%
270
SBCSABRA HEALTH CARE REIT INC
20,177$431.0M5.37%
271
STTSTATE STR CORP
5,442$430.0M5.36%
272
JBHTHUNT J B TRANS SVCS INC
3,673$429.0M5.35%
273
SHYISHARES TR
5,052$428.0M5.34%
274
AQLTISHARES TR
526,315$426.9M5.32%
275
SLMSLM CORP
1,889,376$424.4M5.29%
276
AMZNAMAZON COM INC
121,624$422.5M5.27%
277
JCIJOHNSON CTLS INTL PLC
10,310$420.0M5.24%
278
MGMISTRAS GROUP INC
941,686$418.0M5.21%
279
VICTORY PORTFOLIOS II
15,641$415.0M5.17%
280
HYGISHARES TR
4,722$415.0M5.17%
281
FTSLFIRST TR EXCHANGE TRADED FD
8,663$415.0M5.17%
282
SMPSTANDARD MTR PRODS INC
293,884$411.2M5.13%
283
SPGIS&P GLOBAL INC
23,667$410.1M5.11%
284
IUSGISHARES TR
6,016$407.0M5.07%
285
GISGENERAL MLS INC
30,467$406.2M5.06%
286
SCHOSCHWAB STRATEGIC TR
8,042$406.0M5.06%
287
NBIXNEUROCRINE BIOSCIENCES INC
322,455$402.3M5.02%
288
SH1USDPROSHARES TR
16,739$402.0M5.01%
289
FXIISHARES TR
9,202$401.0M5.00%
290
HUMHUMANA INC
6,504$401.0M5.00%
291
CSBVICTORY PORTFOLIOS II
8,470$398.0M4.96%
292
CFGCITIZENS FINL GROUP INC
9,742$396.0M4.94%
293
ISRGINTUITIVE SURGICAL INC
664$392.0M4.89%
294
PINSPINTEREST INC
21,000$391.0M4.87%
295
INGNINOGEN INC
281,027$390.8M4.87%
296
GILDGILEAD SCIENCES INC
22,490$389.1M4.85%
297
ECONCOLUMBIA ETF TR II
16,576$389.0M4.85%
298
BLBLACKLINE INC
7,500$387.0M4.82%
299
LOWLOWES COS INC
42,147$382.7M4.77%
300
TROWPRICE T ROWE GROUP INC
3,118$380.0M4.74%
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