SHUFRO ROSE & CO LLC Q1 2020 Filing
Filed April 22, 2020
Portfolio Value
$838.5B
Holdings
287
Report Date
Q1 2020
Filing Type
13F-HR
All Holdings (287 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | 0VVBVIACOMCBS INC | 20,676 | $290.0M | 0.03% | Call |
| 202 | XEFRXEATON VANCE SR FLTNG RTE TR | 29,000 | $287.0M | 0.03% | |
| 203 | TPLUSDTEXAS PAC LD TR | 750 | $285.0M | 0.03% | |
| 204 | AXPAMERICAN EXPRESS CO | 3,333 | $285.0M | 0.03% | |
| 205 | BHBBAR HBR BANKSHARES | 16,384 | $283.0M | 0.03% | |
| 206 | MPCMARATHON PETE CORP | 11,775 | $278.0M | 0.03% | |
| 207 | VODVODAFONE GROUP PLC NEW | 20,029 | $276.0M | 0.03% | |
| 208 | SNYSANOFI | 6,280 | $275.0M | 0.03% | |
| 209 | FCTFIRST TR SR FLG RTE INCM FD | 28,800 | $274.0M | 0.03% | |
| 210 | PFNPIMCO INCOME STRATEGY FD II | 35,650 | $270.0M | 0.03% | |
| 211 | DOWDOW INC | 9,129 | $267.0M | 0.03% | |
| 212 | PIIMPINJ INC | 15,985 | $267.0M | 0.03% | |
| 213 | ESGVVANGUARD WORLD FD | 5,800 | $266.0M | 0.03% | |
| 214 | ABTABBOTT LABS | 3,360 | $265.0M | 0.03% | |
| 215 | NTRSNORTHERN TR CORP | 3,500 | $264.0M | 0.03% | |
| 216 | GATXGATX CORP | 4,200 | $263.0M | 0.03% | |
| 217 | DWDMORGAN STANLEY | 7,740 | $263.0M | 0.03% | |
| 218 | HONHONEYWELL INTL INC | 1,958 | $262.0M | 0.03% | |
| 219 | PGPROCTER & GAMBLE CO | 2,300 | $253.0M | 0.03% | |
| 220 | GENCGENCOR INDS INC | 23,608 | $248.0M | 0.03% | |
| 221 | CVETUSDCOVETRUS INC | 29,500 | $240.0M | 0.03% | |
| 222 | FLDRFIDELITY | 4,900 | $239.0M | 0.03% | |
| 223 | VLOVALERO ENERGY CORP | 5,200 | $236.0M | 0.03% | |
| 224 | DISCKUSDDISCOVERY INC | 13,425 | $235.0M | 0.03% | |
| 225 | DYHTARGET CORP | 2,500 | $232.0M | 0.03% | |
| 226 | IJRISHARES TR | 4,125 | $231.0M | 0.03% | |
| 227 | WBAWALGREENS BOOTS ALLIANCE INC | 5,000 | $229.0M | 0.03% | |
| 228 | CTOUSDCONSOLIDATED TOMOKA LD CO | 5,000 | $227.0M | 0.03% | |
| 229 | HUBBHUBBELL INC | 1,975 | $227.0M | 0.03% | |
| 230 | AEOAMERICAN EAGLE OUTFITTERS IN | 28,400 | $226.0M | 0.03% | |
| 231 | LBRDALIBERTY BROADBAND CORP | 2,114 | $226.0M | 0.03% | |
| 232 | JBGSJBG SMITH PPTYS | 6,913 | $220.0M | 0.03% | |
| 233 | BDXBECTON DICKINSON & CO | 950 | $218.0M | 0.03% | |
| 234 | VGMINVESCO TR INVT GRADE MUNS | 17,500 | $212.0M | 0.03% | |
| 235 | NEENEXTERA ENERGY INC | 882 | $212.0M | 0.03% | |
| 236 | AFGAMERICAN FINL GROUP INC OHIO | 3,000 | $210.0M | 0.03% | |
| 237 | MHNBLACKROCK MUNIHLDGS NY QLTY | 16,300 | $205.0M | 0.02% | |
| 238 | EUSAISHARES INC | 4,371 | $204.0M | 0.02% | |
| 239 | CMCSACOMCAST CORP NEW | 5,902 | $203.0M | 0.02% | |
| 240 | NVCRNOVOCURE LTD | 3,000 | $202.0M | 0.02% | |
| 241 | BSJLINVESCO EXCH TRD SLF IDX FD | 9,033 | $200.0M | 0.02% | |
| 242 | ICCCIMMUCELL CORP | 50,670 | $192.0M | 0.02% | |
| 243 | MYNBLACKROCK MUNIYIELD NY QLTY | 15,600 | $191.0M | 0.02% | |
| 244 | BDJBLACKROCK ENHANCED EQUITY DI | 29,285 | $191.0M | 0.02% | |
| 245 | EPDENTERPRISE PRODS PARTNERS L | 13,250 | $189.0M | 0.02% | |
| 246 | BRXBRIXMOR PPTY GROUP INC | 19,466 | $185.0M | 0.02% | |
| 247 | VMOINVESCO MUN OPPORTUNITY TR | 15,500 | $177.0M | 0.02% | |
| 248 | NPFINUVEEN PFD & INCM SECURTIES | 23,960 | $174.0M | 0.02% | |
| 249 | FCOABERDEEN GLOBAL INCOME FD IN | 31,900 | $173.0M | 0.02% | |
| 250 | NANNUVEEN NEW YORK QLT MUN INC | 13,000 | $171.0M | 0.02% | |
| 251 | WABFWESTERN ASSET MUN PARTNERS F | 11,941 | $163.0M | 0.02% | |
| 252 | CDECOEUR MNG INC | 46,000 | $148.0M | 0.02% | |
| 253 | NUVNUVEEN MUN VALUE FD INC | 14,000 | $137.0M | 0.02% | |
| 254 | —BLACKROCK MUNIYIELD ARIZ FD | 10,000 | $130.0M | 0.02% | |
| 255 | PEDPEDEVCO CORP | 146,095 | $128.0M | 0.02% | |
| 256 | NAZNUVEEN ARIZONA QLTY MUN INC | 10,000 | $124.0M | 0.01% | |
| 257 | —S&W SEED CO | 58,500 | $120.0M | 0.01% | |
| 258 | EVNEATON VANCE MUNI INCOME TRUS | 10,000 | $120.0M | 0.01% | |
| 259 | XJEQXABERDEEN JAPAN EQUITY FD INC | 18,625 | $116.0M | 0.01% | |
| 260 | RQICOHEN & STEERS QUALITY INCOM | 12,800 | $116.0M | 0.01% | |
| 261 | HPOSERVICE PPTYS TR | 21,400 | $116.0M | 0.01% | |
| 262 | OSWONESPAWORLD HOLDINGS LIMITED | 27,395 | $111.0M | 0.01% | |
| 263 | USAPUNIVERSAL STAINLESS & ALLOY | 14,197 | $109.0M | 0.01% | |
| 264 | —180 DEGREE CAP CORP | 75,006 | $102.0M | 0.01% | |
| 265 | —ORBCOMM INC | 36,100 | $88.0M | 0.01% | |
| 266 | CERSCERUS CORP | 18,500 | $86.0M | 0.01% | |
| 267 | OPKOPKO HEALTH INC | 57,700 | $77.0M | 0.01% | |
| 268 | AAMEATLANTIC AMERN CORP | 35,992 | $76.0M | 0.01% | |
| 269 | OVIDOVID THERAPEUTICS INC | 25,000 | $75.0M | 0.01% | |
| 270 | —ABERDEEN ASIA-PACIFIC INCOME | 22,245 | $75.0M | 0.01% | |
| 271 | JPCNUVEEN PFD & INCOME OPPORTUN | 10,000 | $73.0M | 0.01% | |
| 272 | —BELLICUM PHARMACEUTICALS INC | 12,941 | $61.0M | 0.01% | |
| 273 | —MAGAL SECURITY SYS LTD | 17,835 | $52.0M | 0.01% | |
| 274 | PSECPROSPECT CAPITAL CORPORATION | 11,800 | $50.0M | 0.01% | |
| 275 | ACTGACACIA RESH CORP | 22,015 | $49.0M | 0.01% | |
| 276 | FFORD MTR CO DEL | 10,158 | $49.0M | 0.01% | |
| 277 | —FINJAN HLDGS INC | 46,500 | $47.0M | 0.01% | |
| 278 | PIMPUTNAM MASTER INTER INCOME T | 11,000 | $45.0M | 0.01% | |
| 279 | BKCCUSDBLACKROCK CAP INVT CORP | 20,500 | $45.0M | 0.01% | |
| 280 | ARTWARTS WAY MFG INC | 18,784 | $40.0M | 0.00% | |
| 281 | VVRINVESCO SR INCOME TR | 10,000 | $32.0M | 0.00% | |
| 282 | —WIRELESS TELECOM GROUP INC | 22,726 | $22.0M | 0.00% | |
| 283 | EQSEQUUS TOTAL RETURN INC | 17,735 | $17.0M | 0.00% | |
| 284 | —PENNSYLVANIA RL ESTATE INVT | 11,000 | $10.0M | 0.00% | |
| 285 | —PENNEY J C CORP INC | 13,000 | $5.0M | 0.00% | |
| 286 | —IZEA WORLDWIDE INC | 20,000 | $4.0M | 0.00% | |
| 287 | —PACIFIC ETHANOL INC | 10,000 | $3.0M | 0.00% |
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