SHUFRO ROSE & CO LLC Q1 2021 Filing
Filed April 28, 2021
Portfolio Value
$1.3T
Holdings
294
Report Date
Q1 2021
Filing Type
13F-HR
All Holdings (294 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | RDS/AROYAL DUTCH SHELL PLC | 9,200 | $361.0M | 0.03% | |
| 202 | GOLDA-MARK PRECIOUS METALS INC | 10,000 | $360.0M | 0.03% | |
| 203 | PGPROCTER AND GAMBLE CO | 2,597 | $352.0M | 0.03% | |
| 204 | KMBKIMBERLY-CLARK CORP | 2,521 | $351.0M | 0.03% | |
| 205 | PGXINVESCO EXCH TRADED FD TR II | 23,255 | $349.0M | 0.03% | |
| 206 | TAT&T INC | 11,279 | $341.0M | 0.03% | |
| 207 | BHBBAR HBR BANKSHARES | 11,304 | $333.0M | 0.03% | |
| 208 | ABTABBOTT LABS | 2,772 | $332.0M | 0.03% | |
| 209 | XLKSELECT SECTOR SPDR TR | 2,460 | $327.0M | 0.03% | |
| 210 | EDCONSOLIDATED EDISON INC | 4,336 | $324.0M | 0.03% | |
| 211 | BRWTEMPLETON GLOBAL INCOME FD | 60,500 | $321.0M | 0.03% | |
| 212 | GENCGENCOR INDS INC | 23,608 | $317.0M | 0.03% | |
| 213 | OUNZVANECK MERK GOLD TR | 19,060 | $317.0M | 0.03% | |
| 214 | MTUMISHARES TR | 1,932 | $311.0M | 0.02% | |
| 215 | CAKECHEESECAKE FACTORY INC | 5,300 | $310.0M | 0.02% | |
| 216 | NVCRNOVOCURE LTD | 2,300 | $304.0M | 0.02% | Put |
| 217 | REZISHARES TR | 4,100 | $303.0M | 0.02% | |
| 218 | BPBP PLC | 12,444 | $303.0M | 0.02% | |
| 219 | GDOWESTERN ASSET GLOBAL CP DEFI | 17,000 | $299.0M | 0.02% | |
| 220 | SNYSANOFI | 5,980 | $296.0M | 0.02% | |
| 221 | CSXCSX CORP | 3,057 | $295.0M | 0.02% | |
| 222 | NIONIO INC | 7,561 | $295.0M | 0.02% | Put |
| 223 | BILSPDR SER TR | 3,170 | $290.0M | 0.02% | |
| 224 | TRNTRINITY INDS INC | 10,000 | $285.0M | 0.02% | |
| 225 | VMIVALMONT INDS INC | 1,200 | $285.0M | 0.02% | |
| 226 | EXPEEXPEDIA GROUP INC | 1,645 | $283.0M | 0.02% | |
| 227 | RANDRAND CAP CORP | 15,444 | $278.0M | 0.02% | |
| 228 | HWMHOWMET AEROSPACE INC | 8,644 | $278.0M | 0.02% | |
| 229 | —S&W SEED CO | 76,000 | $277.0M | 0.02% | |
| 230 | BDJBLACKROCK ENHANCED EQUITY DI | 29,285 | $277.0M | 0.02% | |
| 231 | TDFTEMPLETON DRAGON FD INC | 11,500 | $271.0M | 0.02% | |
| 232 | FCOABERDEEN GLOBAL INCOME FD IN | 31,900 | $266.0M | 0.02% | |
| 233 | FCTFIRST TR SR FLG RTE INCM FD | 21,700 | $266.0M | 0.02% | |
| 234 | AZEKAZEK CO INC | 6,300 | $265.0M | 0.02% | |
| 235 | EPDENTERPRISE PRODS PARTNERS L | 11,950 | $263.0M | 0.02% | |
| 236 | NEENEXTERA ENERGY INC | 3,426 | $259.0M | 0.02% | |
| 237 | ALSALLSTATE CORP | 2,235 | $257.0M | 0.02% | |
| 238 | OPLNKAR AUCTION SVCS INC | 17,000 | $255.0M | 0.02% | |
| 239 | NCLHNORWEGIAN CRUISE LINE HLDG L | 9,100 | $251.0M | 0.02% | |
| 240 | MHNBLACKROCK MUNIHLDGS NY QLTY | 17,700 | $249.0M | 0.02% | |
| 241 | AFLAFLAC INC | 4,818 | $247.0M | 0.02% | |
| 242 | NVDANVIDIA CORPORATION | 460 | $246.0M | 0.02% | |
| 243 | ACAARCOSA INC | 3,733 | $243.0M | 0.02% | |
| 244 | MYNBLACKROCK MUNIYIELD N Y QUAL | 18,100 | $243.0M | 0.02% | |
| 245 | UTFCOHEN & STEERS INFRASTRUCTUR | 8,500 | $237.0M | 0.02% | |
| 246 | SPGIS&P GLOBAL INC | 667 | $235.0M | 0.02% | |
| 247 | BDXBECTON DICKINSON & CO | 960 | $233.0M | 0.02% | |
| 248 | BIVVANGUARD BD INDEX FDS | 2,588 | $230.0M | 0.02% | |
| 249 | MAMASTERCARD INCORPORATED | 639 | $228.0M | 0.02% | |
| 250 | TSQTOWNSQUARE MEDIA INC | 21,000 | $225.0M | 0.02% | |
| 251 | AXPAMERICAN EXPRESS CO | 1,583 | $224.0M | 0.02% | |
| 252 | HOLXHOLOGIC INC | 3,000 | $223.0M | 0.02% | |
| 253 | VGMINVESCO TR INVT GRADE MUNS | 16,500 | $222.0M | 0.02% | |
| 254 | DEODIAGEO PLC | 1,300 | $213.0M | 0.02% | |
| 255 | BSTZBLACKROCK SCIENCE & TECH TR | 5,948 | $212.0M | 0.02% | |
| 256 | PSXPHILLIPS 66 | 2,549 | $208.0M | 0.02% | |
| 257 | RQICOHEN & STEERS QUALITY INCOM | 14,800 | $206.0M | 0.02% | |
| 258 | DGDOLLAR GEN CORP NEW | 1,000 | $203.0M | 0.02% | |
| 259 | ECPGENCORE CAP GROUP INC | 5,000 | $201.0M | 0.02% | Call |
| 260 | —SCORE MEDIA & GAMING INC | 7,432 | $200.0M | 0.02% | |
| 261 | HH20180 DEGREE CAP CORP | 27,001 | $200.0M | 0.02% | |
| 262 | NANNUVEEN NEW YORK QLT MUN INC | 13,000 | $185.0M | 0.01% | |
| 263 | WABFWESTERN ASSET MUN PARTNERS F | 11,941 | $183.0M | 0.01% | |
| 264 | RFICOHEN & STEERS TOTAL RETURN | 12,500 | $183.0M | 0.01% | |
| 265 | ICCCIMMUCELL CORP | 17,909 | $173.0M | 0.01% | |
| 266 | NPFINUVEEN PFD & INCM SECURTIES | 17,259 | $168.0M | 0.01% | |
| 267 | NAZNUVEEN ARIZONA QLTY MUN INC | 10,000 | $152.0M | 0.01% | |
| 268 | XJEQXABERDEEN JAPAN EQUITY FD INC | 16,625 | $150.0M | 0.01% | |
| 269 | NUVNUVEEN MUN VALUE FD INC | 13,400 | $149.0M | 0.01% | |
| 270 | —BLACKROCK MUNIYIELD ARIZ FD | 10,000 | $148.0M | 0.01% | |
| 271 | USAPUNIVERSAL STAINLESS & ALLOY | 14,197 | $144.0M | 0.01% | |
| 272 | FFORD MTR CO DEL | 11,408 | $140.0M | 0.01% | |
| 273 | EVNEATON VANCE MUNI INCOME TRUS | 10,000 | $138.0M | 0.01% | |
| 274 | VMOINVESCO MUN OPPORTUNITY TR | 10,000 | $132.0M | 0.01% | |
| 275 | ACTGACACIA RESH CORP | 18,015 | $120.0M | 0.01% | |
| 276 | RPTUSDRPT REALTY | 10,000 | $114.0M | 0.01% | |
| 277 | EHIWESTERN ASSET GLOBAL HIGH IN | 10,685 | $112.0M | 0.01% | |
| 278 | PEDPEDEVCO CORP | 71,095 | $104.0M | 0.01% | |
| 279 | CERSCERUS CORP | 16,500 | $99.0M | 0.01% | |
| 280 | OPKOPKO HEALTH INC | 22,500 | $97.0M | 0.01% | |
| 281 | JPCNUVEEN PFD & INCOME OPPORTUN | 10,000 | $95.0M | 0.01% | |
| 282 | —BALLANTYNE STRONG INC | 35,000 | $91.0M | 0.01% | |
| 283 | PSECPROSPECT CAP CORP | 11,800 | $91.0M | 0.01% | |
| 284 | SFESSAFEGUARD SCIENTIFICS INC | 12,100 | $83.0M | 0.01% | |
| 285 | BKCCUSDBLACKROCK CAP INVT CORP | 21,798 | $73.0M | 0.01% | |
| 286 | —VIRNETX HLDG CORP | 12,200 | $68.0M | 0.01% | |
| 287 | —MAGAL SECURITY SYS LTD | 12,835 | $58.0M | 0.00% | |
| 288 | ARTWARTS WAY MFG INC | 18,784 | $58.0M | 0.00% | |
| 289 | —BELLICUM PHARMACEUTICALS INC | 12,941 | $49.0M | 0.00% | |
| 290 | PIMPUTNAM MASTER INTER INCOME T | 11,000 | $48.0M | 0.00% | |
| 291 | KWE1RING ENERGY INC | 20,000 | $46.0M | 0.00% | |
| 292 | VVRINVESCO SR INCOME TR | 10,000 | $42.0M | 0.00% | |
| 293 | —WIRELESS TELECOM GROUP INC | 22,726 | $39.0M | 0.00% | |
| 294 | EQSEQUUS TOTAL RETURN INC | 17,735 | $35.0M | 0.00% |
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