SHUFRO ROSE & CO LLC Q1 2023 Filing
Filed April 20, 2023
Portfolio Value
$1.1T
Holdings
318
Report Date
Q1 2023
Filing Type
13F-HR
All Holdings (318 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | XEFRXEATON VANCE SR FLTNG RTE TR | 32,700 | $370.5M | 0.03% | |
| 202 | NVSNNOVARTIS AG | 4,000 | $368.0M | 0.03% | |
| 203 | SEBSEABOARD CORP DEL | 97 | $365.7M | 0.03% | |
| 204 | REGNREGENERON PHARMACEUTICALS | 443 | $364.0M | 0.03% | |
| 205 | AZEKAZEK CO INC | 15,400 | $362.5M | 0.03% | |
| 206 | XLFISELECT SECTOR SPDR TR | 4,835 | $361.2M | 0.03% | |
| 207 | MDYSPDR S&P MIDCAP 400 ETF TR | 781 | $358.0M | 0.03% | |
| 208 | EXPEEXPEDIA GROUP INC | 3,645 | $353.7M | 0.03% | |
| 209 | BRWSABA CAPITAL INCOME & OPRNT | 43,175 | $351.9M | 0.03% | |
| 210 | HURCHURCO CO | 13,800 | $349.4M | 0.03% | |
| 211 | HWMHOWMET AEROSPACE INC | 8,165 | $346.0M | 0.03% | |
| 212 | CSXCSX CORP | 11,400 | $341.3M | 0.03% | |
| 213 | DOWDOW INC | 6,093 | $334.0M | 0.03% | |
| 214 | ALSALLSTATE CORP | 3,000 | $332.4M | 0.03% | |
| 215 | VVISA INC | 1,460 | $329.2M | 0.03% | |
| 216 | MHNBLACKROCK MUNIHLDGS NY QLTY | 30,700 | $326.6M | 0.03% | |
| 217 | 0VVBPARAMOUNT GLOBAL | 14,532 | $324.2M | 0.03% | |
| 218 | MEGMONTROSE ENVIRONMENTAL GROUP | 9,031 | $322.1M | 0.03% | |
| 219 | AVGOBROADCOM INC | 500 | $320.8M | 0.03% | |
| 220 | ICCCIMMUCELL CORP | 62,408 | $318.9M | 0.03% | |
| 221 | NOCNORTHROP GRUMMAN CORP | 678 | $313.0M | 0.03% | |
| 222 | IXUSISHARES TR | 5,007 | $310.2M | 0.03% | |
| 223 | XLKSELECT SECTOR SPDR TR | 2,030 | $306.6M | 0.03% | |
| 224 | FRDFRIEDMAN INDS INC | 27,000 | $306.2M | 0.03% | |
| 225 | AEOAMERICAN EAGLE OUTFITTERS IN | 22,668 | $304.7M | 0.03% | |
| 226 | CNNECANNAE HLDGS INC | 15,000 | $302.7M | 0.03% | |
| 227 | CMCSACOMCAST CORP NEW | 7,933 | $300.7M | 0.03% | |
| 228 | LHXL3HARRIS TECHNOLOGIES INC | 1,520 | $298.3M | 0.03% | |
| 229 | LANDGLADSTONE LD CORP | 17,900 | $298.0M | 0.03% | |
| 230 | ABTABBOTT LABS | 2,919 | $295.6M | 0.03% | |
| 231 | USFDUS FOODS HLDG CORP | 7,860 | $290.3M | 0.03% | |
| 232 | ASMLASML HOLDING N V | 425 | $289.3M | 0.03% | |
| 233 | IWSISHARES TR | 2,690 | $285.7M | 0.03% | |
| 234 | AQLTISHARES TR | 11,513 | $285.6M | 0.03% | |
| 235 | HONHONEYWELL INTL INC | 1,493 | $285.3M | 0.03% | |
| 236 | NEENEXTERA ENERGY INC | 3,692 | $284.6M | 0.03% | |
| 237 | NWLINATIONAL WESTN LIFE GROUP IN | 1,170 | $283.9M | 0.03% | |
| 238 | PIIMPINJ INC | 2,000 | $271.0M | 0.03% | |
| 239 | AJGGALLAGHER ARTHUR J & CO | 1,400 | $267.8M | 0.02% | |
| 240 | MCDMCDONALDS CORP | 937 | $262.0M | 0.02% | |
| 241 | UPSUNITED PARCEL SERVICE INC | 1,350 | $261.9M | 0.02% | |
| 242 | ITGARTNER INC | 800 | $260.6M | 0.02% | |
| 243 | TRNTRINITY INDS INC | 10,600 | $258.2M | 0.02% | |
| 244 | HAYWHAYWARD HLDGS INC | 22,000 | $257.8M | 0.02% | |
| 245 | REFRRESEARCH FRONTIERS INC | 149,250 | $255.2M | 0.02% | |
| 246 | CMCANADIAN IMPERIAL BK COMM TO | 6,000 | $254.5M | 0.02% | |
| 247 | MLMMARTIN MARIETTA MATLS INC | 700 | $248.5M | 0.02% | |
| 248 | WATWATERS CORP | 800 | $247.7M | 0.02% | |
| 249 | GEGENERAL ELECTRIC CO | 2,587 | $247.3M | 0.02% | |
| 250 | VTNINVESCO TR INVT GRADE NEW YO | 23,500 | $245.8M | 0.02% | |
| 251 | XBISPDR SER TR | 3,175 | $242.0M | 0.02% | |
| 252 | ORCLORACLE CORP | 2,600 | $241.6M | 0.02% | |
| 253 | SPGIS&P GLOBAL INC | 678 | $233.8M | 0.02% | |
| 254 | —S&W SEED CO | 161,500 | $233.4M | 0.02% | |
| 255 | UTFCOHEN & STEERS INFRASTRUCTUR | 9,500 | $231.8M | 0.02% | |
| 256 | PRUPRUDENTIAL FINL INC | 2,791 | $230.9M | 0.02% | |
| 257 | BDJBLACKROCK ENHANCED EQUITY DI | 26,862 | $230.7M | 0.02% | |
| 258 | KMI 4.75 03/31/28EL PASO ENERGY CAP TR I | 4,900 | $225.3M | 0.02% | |
| 259 | PFNPIMCO INCOME STRATEGY FD II | 31,400 | $225.1M | 0.02% | |
| 260 | ICSHISHARES TR | 4,469 | $224.6M | 0.02% | |
| 261 | PSXPHILLIPS 66 | 2,199 | $222.9M | 0.02% | |
| 262 | TTTRANE TECHNOLOGIES PLC | 1,200 | $220.8M | 0.02% | |
| 263 | DFIVDIMENSIONAL ETF TRUST | 6,838 | $220.4M | 0.02% | |
| 264 | FLDRFIDELITY MERRIMACK STR TR | 4,400 | $218.4M | 0.02% | |
| 265 | EDCONSOLIDATED EDISON INC | 2,282 | $218.3M | 0.02% | |
| 266 | NSCNORFOLK SOUTHN CORP | 1,025 | $217.3M | 0.02% | |
| 267 | AGGISHARES TR | 2,160 | $215.2M | 0.02% | |
| 268 | REZISHARES TR | 3,000 | $211.9M | 0.02% | |
| 269 | DGDOLLAR GEN CORP NEW | 1,000 | $210.5M | 0.02% | |
| 270 | BRWTEMPLETON GLOBAL INCOME FD | 47,500 | $209.0M | 0.02% | |
| 271 | VLYVALLEY NATL BANCORP | 22,500 | $207.9M | 0.02% | |
| 272 | CATCATERPILLAR INC | 900 | $206.0M | 0.02% | |
| 273 | METAMETA PLATFORMS INC | 964 | $204.2M | 0.02% | |
| 274 | DUKDUKE ENERGY CORP NEW | 2,112 | $203.7M | 0.02% | |
| 275 | BSJOINVESCO EXCH TRD SLF IDX FD | 9,000 | $202.1M | 0.02% | |
| 276 | IAUISHARES TR | 7,568 | $201.4M | 0.02% | |
| 277 | AQLTISHARES TR | 7,895 | $200.8M | 0.02% | |
| 278 | AQLTISHARES TR | 7,757 | $200.7M | 0.02% | |
| 279 | PFLPIMCO INCOME STRATEGY FD | 23,600 | $191.9M | 0.02% | |
| 280 | EFTEATON VANCE FLTING RATE INC | 16,180 | $186.2M | 0.02% | |
| 281 | BSLBLACKSTONE SENI FLTN RAT 202 | 14,500 | $183.8M | 0.02% | |
| 282 | 4DHDANA INC | 12,150 | $182.9M | 0.02% | |
| 283 | BNYBLACKROCK N Y MUN INCOME TRU | 15,373 | $159.9M | 0.01% | |
| 284 | VGMINVESCO TR INVT GRADE MUNS | 15,500 | $154.1M | 0.01% | |
| 285 | RFICOHEN & STEERS TOTAL RETURN | 12,700 | $153.9M | 0.01% | |
| 286 | NUVNUVEEN MUN VALUE FD INC | 14,500 | $127.7M | 0.01% | |
| 287 | FGHFG GROUP HOLDINGS INC | 60,563 | $121.7M | 0.01% | |
| 288 | EQSEQUUS TOTAL RETURN INC | 77,735 | $121.3M | 0.01% | |
| 289 | NANNUVEEN NEW YORK QLT MUN INC | 10,500 | $115.9M | 0.01% | |
| 290 | JPCNUVEEN PFD & INCOME OPPORTUN | 17,500 | $115.2M | 0.01% | |
| 291 | CERSCERUS CORP | 38,500 | $114.3M | 0.01% | |
| 292 | VVRINVESCO SR INCOME TR | 31,000 | $114.1M | 0.01% | |
| 293 | FCOABRDN GLOBAL INCOME FUND INC | 21,400 | $108.7M | 0.01% | |
| 294 | VMOINVESCO MUN OPPORTUNITY TR | 11,000 | $107.9M | 0.01% | |
| 295 | EVNEATON VANCE MUNI INCOME TRUS | 10,000 | $101.3M | 0.01% | |
| 296 | NPFINUVEEN PFD & INCOME SECS FD | 14,327 | $92.6M | 0.01% | |
| 297 | EHIWESTERN ASSET GBL HIGH INC F | 13,185 | $91.8M | 0.01% | |
| 298 | —P & F INDS INC | 16,783 | $90.6M | 0.01% | |
| 299 | NUNU HLDGS LTD | 17,045 | $81.1M | 0.01% | |
| 300 | BKCCUSDBLACKROCK CAP INVT CORP | 21,783 | $75.2M | 0.01% |