SHUFRO ROSE & CO LLC Q2 2021 Filing
Filed July 28, 2021
Portfolio Value
$1.3T
Holdings
292
Report Date
Q2 2021
Filing Type
13F-HR
All Holdings (292 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | VLYVALLEY NATL BANCORP | 27,200 | $365.0M | 0.03% | |
| 202 | XLKSELECT SECTOR SPDR TR | 2,460 | $363.0M | 0.03% | |
| 203 | PGPROCTER AND GAMBLE CO | 2,654 | $358.0M | 0.03% | |
| 204 | OUNZVANECK MERK GOLD TR | 20,538 | $354.0M | 0.03% | |
| 205 | REZISHARES TR | 4,100 | $342.0M | 0.03% | |
| 206 | KMBKIMBERLY-CLARK CORP | 2,521 | $337.0M | 0.03% | |
| 207 | FEIMFREQUENCY ELECTRS INC | 34,161 | $335.0M | 0.03% | |
| 208 | BRWTEMPLETON GLOBAL INCOME FD | 58,500 | $328.0M | 0.02% | |
| 209 | CVETUSDCOVETRUS INC | 12,100 | $327.0M | 0.02% | |
| 210 | NIONIO INC | 6,061 | $322.0M | 0.02% | Put |
| 211 | ABTABBOTT LABS | 2,772 | $321.0M | 0.02% | |
| 212 | SNYSANOFI | 5,980 | $315.0M | 0.02% | |
| 213 | 0J7QIAC INTERACTIVECORP NEW | 2,023 | $312.0M | 0.02% | |
| 214 | BHBBAR HBR BANKSHARES | 10,854 | $311.0M | 0.02% | |
| 215 | EDCONSOLIDATED EDISON INC | 4,299 | $308.0M | 0.02% | |
| 216 | UUNITY SOFTWARE INC | 2,800 | $308.0M | 0.02% | |
| 217 | HWMHOWMET AEROSPACE INC | 8,644 | $298.0M | 0.02% | |
| 218 | OPLNKAR AUCTION SVCS INC | 17,000 | $298.0M | 0.02% | |
| 219 | ALSALLSTATE CORP | 2,235 | $292.0M | 0.02% | |
| 220 | FCOABERDEEN GLOBAL INCOME FD IN | 31,900 | $290.0M | 0.02% | |
| 221 | NVCRNOVOCURE LTD | 1,300 | $288.0M | 0.02% | |
| 222 | EPDENTERPRISE PRODS PARTNERS L | 11,950 | $288.0M | 0.02% | |
| 223 | GENCGENCOR INDS INC | 23,608 | $287.0M | 0.02% | |
| 224 | CAKECHEESECAKE FACTORY INC | 5,300 | $287.0M | 0.02% | |
| 225 | AXPAMERICAN EXPRESS CO | 1,733 | $286.0M | 0.02% | |
| 226 | VMIVALMONT INDS INC | 1,200 | $283.0M | 0.02% | |
| 227 | —S&W SEED CO | 76,000 | $277.0M | 0.02% | |
| 228 | BDJBLACKROCK ENHANCED EQUITY DI | 27,285 | $276.0M | 0.02% | |
| 229 | SPGIS&P GLOBAL INC | 667 | $274.0M | 0.02% | |
| 230 | EXPEEXPEDIA GROUP INC | 1,645 | $269.0M | 0.02% | |
| 231 | TRNTRINITY INDS INC | 10,000 | $269.0M | 0.02% | |
| 232 | FCTFIRST TR SR FLTG RATE INCOME | 21,100 | $268.0M | 0.02% | |
| 233 | BPBP PLC | 9,986 | $264.0M | 0.02% | |
| 234 | MHNBLACKROCK MUNIHLDGS NY QLTY | 17,700 | $261.0M | 0.02% | |
| 235 | ITGARTNER INC | 1,078 | $261.0M | 0.02% | |
| 236 | AZEKAZEK CO INC | 6,100 | $259.0M | 0.02% | |
| 237 | RANDRAND CAP CORP | 15,444 | $259.0M | 0.02% | |
| 238 | AFLAFLAC INC | 4,818 | $259.0M | 0.02% | |
| 239 | MYNBLACKROCK MUNIYIELD N Y QUAL | 18,100 | $254.0M | 0.02% | |
| 240 | VCSHVANGUARD SCOTTSDALE FDS | 3,042 | $252.0M | 0.02% | |
| 241 | BSTZBLACKROCK SCIENCE & TECHNOLO | 6,027 | $251.0M | 0.02% | |
| 242 | NEENEXTERA ENERGY INC | 3,396 | $249.0M | 0.02% | |
| 243 | DEODIAGEO PLC | 1,300 | $249.0M | 0.02% | |
| 244 | FLDRFIDELITY MERRIMACK STR TR | 4,800 | $244.0M | 0.02% | |
| 245 | UTFCOHEN & STEERS INFRASTRUCTUR | 8,500 | $244.0M | 0.02% | |
| 246 | OGNORGANON & CO | 7,798 | $236.0M | 0.02% | |
| 247 | RQICOHEN & STEERS QUALITY INCOM | 14,800 | $233.0M | 0.02% | |
| 248 | MAMASTERCARD INCORPORATED | 634 | $232.0M | 0.02% | |
| 249 | VGMINVESCO TR INVT GRADE MUNS | 16,500 | $231.0M | 0.02% | |
| 250 | CSXCSX CORP | 7,199 | $231.0M | 0.02% | |
| 251 | ABBVABBVIE INC | 2,016 | $227.0M | 0.02% | |
| 252 | IVWISHARES TR | 3,052 | $222.0M | 0.02% | |
| 253 | BILSPDR SER TR | 2,408 | $220.0M | 0.02% | |
| 254 | ACAARCOSA INC | 3,733 | $219.0M | 0.02% | |
| 255 | HH20180 DEGREE CAP CORP | 27,001 | $218.0M | 0.02% | |
| 256 | DGDOLLAR GEN CORP NEW | 1,000 | $216.0M | 0.02% | |
| 257 | PSXPHILLIPS 66 | 2,400 | $206.0M | 0.02% | |
| 258 | HOLXHOLOGIC INC | 3,000 | $200.0M | 0.02% | |
| 259 | RFICOHEN & STEERS TOTAL RETURN | 12,300 | $200.0M | 0.02% | |
| 260 | WABFWESTERN ASSET MUN PARTNERS F | 11,941 | $197.0M | 0.01% | |
| 261 | NANNUVEEN NEW YORK QLT MUN INC | 13,000 | $196.0M | 0.01% | |
| 262 | AMWLAMERICAN WELL CORP | 14,100 | $177.0M | 0.01% | Call |
| 263 | NPFINUVEEN PFD & INCM SECURTIES | 17,259 | $172.0M | 0.01% | |
| 264 | ICCCIMMUCELL CORP | 17,909 | $170.0M | 0.01% | |
| 265 | FFORD MTR CO DEL | 11,113 | $165.0M | 0.01% | |
| 266 | NUVNUVEEN MUN VALUE FD INC | 13,400 | $155.0M | 0.01% | |
| 267 | XJEQXABERDEEN JAPAN EQUITY FD INC | 16,625 | $146.0M | 0.01% | |
| 268 | USAPUNIVERSAL STAINLESS & ALLOY | 14,197 | $144.0M | 0.01% | |
| 269 | EVNEATON VANCE MUNI INCOME TRUS | 10,000 | $140.0M | 0.01% | |
| 270 | VMOINVESCO MUN OPPORTUNITY TR | 10,000 | $136.0M | 0.01% | |
| 271 | RPTUSDRPT REALTY | 10,000 | $130.0M | 0.01% | |
| 272 | ACTGACACIA RESH CORP | 18,015 | $122.0M | 0.01% | |
| 273 | PSECPROSPECT CAP CORP | 13,800 | $116.0M | 0.01% | |
| 274 | EHIWESTERN ASSET GBL HIGH INC F | 10,685 | $114.0M | 0.01% | |
| 275 | —ROMEO POWER INC | 14,000 | $114.0M | 0.01% | Call |
| 276 | PEDPEDEVCO CORP | 71,095 | $113.0M | 0.01% | |
| 277 | JPCNUVEEN PFD & INCOME OPPORTUN | 10,000 | $100.0M | 0.01% | |
| 278 | CERSCERUS CORP | 16,500 | $98.0M | 0.01% | |
| 279 | SFESSAFEGUARD SCIENTIFICS INC | 12,100 | $94.0M | 0.01% | |
| 280 | —WIRELESS TELECOM GROUP INC | 22,726 | $92.0M | 0.01% | |
| 281 | OPKOPKO HEALTH INC | 22,500 | $91.0M | 0.01% | |
| 282 | BKCCUSDBLACKROCK CAP INVT CORP | 21,783 | $86.0M | 0.01% | |
| 283 | —BALLANTYNE STRONG INC | 15,000 | $72.0M | 0.01% | |
| 284 | ARTWARTS WAY MFG INC | 18,784 | $64.0M | 0.00% | |
| 285 | ALTOALTO INGREDIENTS INC | 10,000 | $61.0M | 0.00% | |
| 286 | —MAGAL SECURITY SYS LTD | 12,835 | $61.0M | 0.00% | |
| 287 | KWE1RING ENERGY INC | 20,000 | $60.0M | 0.00% | |
| 288 | —SPARK NETWORKS SE | 10,000 | $52.0M | 0.00% | |
| 289 | —VIRNETX HLDG CORP | 12,200 | $52.0M | 0.00% | |
| 290 | PIMPUTNAM MASTER INTER INCOME T | 11,000 | $46.0M | 0.00% | |
| 291 | —BELLICUM PHARMACEUTICALS INC | 12,941 | $43.0M | 0.00% | |
| 292 | EQSEQUUS TOTAL RETURN INC | 17,735 | $35.0M | 0.00% |
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