SHUFRO ROSE & CO LLC Q3 2019 Filing

Filed October 30, 2019

Portfolio Value

$1.0T

Holdings

335

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (335 positions)

#StockSharesValue% PortfolioType
301
VTIVANGUARD INDEX FDS
587$89.0M0.01%
302
—PENNSYLVANIA RL ESTATE INVT
13,400$77.0M0.01%
303
—MAGAL SECURITY SYS LTD
17,835$75.0M0.01%
304
—FINJAN HLDGS INC
36,500$73.0M0.01%
305
PSECPROSPECT CAPITAL CORPORATION
11,000$72.0M0.01%
306
BSCOINVESCO EXCH TRD SLF IDX FD
2,339$50.0M0.00%
307
PIMPUTNAM MASTER INTER INCOME T
11,000$50.0M0.00%
308
LM05LIBERTY MEDIA CORP DELAWARE
1,208$48.0M0.00%
309
ACBAURORA CANNABIS INC
10,000$44.0M0.00%
310
VVRINVESCO SR INCOME TR
10,000$42.0M0.00%
311
ARTWARTS WAY MFG INC
18,784$40.0M0.00%
312
IEFISHARES TR
330$37.0M0.00%
313
TIPISHARES TR
260$30.0M0.00%
314
EQSEQUUS TOTAL RETURN INC
17,735$29.0M0.00%
315
IXCISHARES TR
900$28.0M0.00%
316
XOPUSDSPDR SERIES TRUST
1,210$27.0M0.00%
317
XMESPDR SERIES TRUST
1,000$25.0M0.00%
318
FWONALIBERTY MEDIA CORP DELAWARE
611$25.0M0.00%
319
PDLIEURPDL BIOPHARMA INC
10,000$22.0M0.00%
320
EEMISHARES TR
500$20.0M0.00%
321
FXIISHARES TR
450$18.0M0.00%
322
VXFVANGUARD INDEX FDS
138$16.0M0.00%
323
—PENNEY J C CORP INC
13,000$12.0M0.00%
324
VNQVANGUARD INDEX FDS
119$11.0M0.00%
325
LQDISHARES TR
80$10.0M0.00%
326
EFAISHARES TR
132$9.0M0.00%
327
SHYISHARES TR
80$7.0M0.00%
328
VOOVANGUARD INDEX FDS
24$7.0M0.00%
329
—PACIFIC ETHANOL INC
10,000$6.0M0.00%
330
IYWISHARES TR
30$6.0M0.00%
331
IVVISHARES TR
20$6.0M0.00%
332
—IZEA WORLDWIDE INC
20,000$5.0M0.00%
333
BATRKUSDLIBERTY MEDIA CORP DELAWARE
48$1.0M0.00%
334
SNYSANOFI
1,872$1.0M0.00%
335
BATRAUSDLIBERTY MEDIA CORP DELAWARE
13$00.00%
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